The History of Medicine, Clinical Trials, Gene Therapy, and Xenotransplantation

Dr. Albert Sabin examining a vial of live, attenuated poliovirus vaccine in 1959.

© Everett Collection Inc./Alamy Stock Photo.



“The science of today is the technology of tomorrow.”


Edward Teller noted theoretical physicist (1908–2003)


17.1 Why Is the History of Medicine Important?


The rationale for discussing the history of medicine is to demonstrate that our quest for improving health through the use of medicines and medical procedures has been going on since ancient times. Medical advancements have dramatically improved the life span and health of humans.


In 1984, Baby Fae was born with a fatal, congenital heart defect known as hypoplastic left heart syndrome (HLHS). All infants born with HLHS die within the first year of life. Physicians at Loma Linda University Medical Center in California replaced her heart with that of a baboon. The chosen course of treatment was a temporary measure until a human donor heart became available, but Fae died of organ failure 21 days later. Doctors were surprised, though, to discover that Fae’s body had not rejected the heart, as many had expected. The lack of rejection of the baboon heart inspired doctors to continue medical neonatal heart transplant procedures.


Ashanti De Silva was born with mutations in both of her adenosine deaminase (ADA) genes. The ADA genes are located on chromosome 20. ADA is required for metabolic function of a variety of cells, especially T lymphocytes. ADA deficiency is one cause of severe combined immunodeficiency syndrome (SCID), which has also been referred to as the “boy in the bubble” disease. Children with SCID suffer from overwhelming infections and rarely survive childhood. Ashanti was a patient in the first approved gene therapy experiment in the United States, which took place at the National Institutes of Health in Bethesda, Maryland. In 1990, at the age of 4, Ashanti was injected with genetically altered white blood cells that contained functional ADA genes. Her immune system strengthened, allowing her to attend school. She continued low-dose intravenous enzyme replacement (PEG-ADA) therapy, and she remains healthy over 25 years later.


Jesse Gelsinger was born with a rare liver disease called ornithine transcarbamylase (OTC) deficiency. Extreme OTC deficiency results in death, but Jesse led a relatively normal life by taking daily medications. When offered the opportunity to participate in a clinical trial at the University of Pennsylvania’s Institute for Human Gene Therapy (IHGT) testing the safety of gene therapy for OTC deficiency, he agreed to participate. The 18-year-old died in 1999, 3 days after being injected with a modified adenovirus that contained a functional OTC gene to compensate for his illness.


If you were faced with a life-threatening illness, would you opt for an experimental therapy? By participating in a new treatment for your illness, the media attention generated might increase the public awareness about the need for new therapies and better medical procedures relating to your illness. It could inspire continued research directed toward a cure for your illness. Would the increased public awareness inspire you to justify your decision? Or would the costs, risks, and potential complications influence your decision? What about religious reasons? See VIRUS FILE 17-1 for a groundbreaking treatment to cure human immunodeficiency virus (HIV) infection.


Some of the biggest medical breakthroughs have not come without furor over prior unanticipated complications. Today, open-heart surgery is one of the most commonly performed operations in the United States, with a high overall survival rate. The mortality rate at most U.S. hospitals is 1–3%. Open-heart surgery refers to any surgery in which the chest is opened and surgery is performed on the heart muscle, valves, arteries, or other structures.


In 1952, Toronto surgeon Wilfred Bigelow performed an open-heart operation. He applied the concept of hypothermia to perform the procedure. The patient was placed in a bed of ice, lowering the temperature of the body so that the tissues used very little oxygen. In doing so, blood flow was interrupted for up to 15 minutes while the surgeon corrected the heart defects. FIGURE 17-1 shows open-heart surgery being performed on a patient at the National Institutes of Health Clinical Center in 1955. On September 2, 1952, Drs. Walton Lillehei and John Lewis at the University of Minnesota performed the first open-heart surgery on a child, a 5-year-old girl who was born with a hole in her heart. Today, open-heart surgery is routine, and instead of a bed of ice or a cooling blanket a heart–lung machine pumps the blood during the procedure. Former President Bill Clinton left the hospital 4 days after undergoing heart bypass surgery in September 2004.


History of Medicine and clinical research


Evidence of clinical research has been found as far back as 600 BC. In the biblical book of Daniel, Daniel describes how he and three companions were captured in their native land of Judah and transported to Persia where they were forced to serve under the King of Babylon. Daniel wrote that he objected to the king’s food and described a comparative protocol for diet and health. He showed that a diet of legumes and water made for healthier individuals than the King of Babylon’s diet of meat, fish, eggs, other rich foods, and wine. Two thousand years before Roger Bacon originated the scientific method, Daniel described his experiment:


FIGURE 17-1 A medical team at the National Institutes of Health Clinical Center prepares a patient for open-heart surgery in 1955. The patient is lying on a bed of ice to lower the body temperature.




“Please test your servants for ten days. Let us be given vegetables to eat and water to drink. You can then compare our appearance with the appearance of the young men who eat the royal rations, and deal with your servants according to what you observe.” So he agreed to this proposal and tested them for ten days. At the end of ten days it was observed that they appeared better and fatter than all the young men who had been eating the royal rations. So the guard continued to withdraw their royal rations and the wine they were to drink, and gave them vegetables. (Daniel 1:12–16)


Ancient Chinese herbalists such as Shen Nung (2700 BC) described clinical studies. Nung tasted and tested plants for their medicinal properties, gaining practical experience that allowed him to categorize medicines and record their toxicity and lethal dosage.


Evidence suggests that surgical techniques were being performed in ancient India as early as 800 BC. Sushruta studied anatomy and described plastic surgery techniques that he developed. He specialized in cataract extraction and rhinoplasty (restoration of a mutilated nose). The details of his surgeries were recorded in Sushruta Samahita (“Sushruta’s Compendium”). The steps Sushruta followed are remarkably similar to those used during advanced surgery today.


The practice of medicine in Europe dates to the 5th century BC, around the time of the birth of the Greek physician Hippocrates in 460 BC. Hippocrates believed that there was a rational explanation for all physical illnesses, rejecting the then-popular belief that the cause of disease was the disfavor of the gods or evil spirits. He founded a medical school and traveled throughout Greece practicing medicine.


Hippocrates accurately described disease symptoms of malaria, respiratory infections, diarrhea, and epilepsy. He was the first physician to use a careful, systematic approach while examining a patient’s condition. His observations included facial appearance, pulse, respiration, temperature, localized pains, appearance of bodily fluids (sputum, feces, and urine), and movements of the body. Hippocrates described the importance of cleanliness in managing patient wounds. The Hippocratic Oath taken by all physicians today before they begin medical practice is a modern version of a medical ethics doctrine authored by Hippocrates.


Aelius Galenus often anglicized as Galen (AD 129–217), who is considered the father of experimental physiology, challenged the teachings of Hippocrates. Galen was a Greek physician who traveled extensively throughout his life while practicing medicine, teaching, and studying. He was a prolific writer, authoring more than 70 books on anatomy, physiology, pharmacy, pathology, and temperaments, and was the first physician to perform animal experiments with cats, monkeys, pigs, and oxen. Through his animal experiments, Galen demonstrated that an excised heart would beat outside of the body, showing that the heartbeat is not dependent on the nervous system.


Medicine continued to improve throughout the Middle Ages (476–1453) and Renaissance (1453–1600). Hospitals were built in England, Scotland, France, and Germany starting around the 1100s, and the first medical textbooks were published in the 1470s. Andreas Vesalius (1514–1564), a Belgian physician who may have been inspired by the anatomical drawings of Leonardo da Vinci (FIGURE 17-2), changed the history of the study of anatomy by dissecting the human body.


Vesalius and his students resorted to grave-robbing and other activities to secure cadavers for their studies. In 1543, Vesalius published two anatomy manuals that corrected the works of Galen. His research on human anatomy provided a strong foundation for all future medical research (FIGURE 17-3). During the 17th century, emphasis was placed on studying a patient’s blood and vital statistics. Extraordinary advances in medical research and microbiology occurred in the 18th century. Microbiology pioneer Antoni von Leeuwenhoek (1632–1723) invented the light microscope. James Lind conducted clinical trials in 1747 involving the treatment of scurvy with citrus fruits. Edward Jenner’s 1796 vaccination trials used cowpox scabs taken from the hands of milkmaids to prevent smallpox.


Ignaz Semmelweis (1818–1865) led the most sophisticated preventative clinical trial of the 19th century by requiring physicians to wash their hands with chloride of lime to prevent the spread of “childbed,” or puerperal, fever in the maternity ward of a Vienna General Hospital in 1846. Mortality rates of women in childbirth dying from puerperal fever were as high as 50% from 1841 to 1846. Semmelweis studied the cadavers of fever victims, including a fellow physician, Jakob Kolletschka, who died of a similar infection sustained from a small cut on his finger during an autopsy of a deceased mother. Semmelweis reasoned that the disease was caused by an infectious living organism and insisted on handwashing practices. After doctors complied with the handwashing practices, the mortality rate of pregnant women at the Vienna General Hospital dropped to 1.27% in 1848.


Medicine was a male-dominated field, with the exception of women’s significant role in assisting childbirth. The first woman to graduate from an American medical school was Elizabeth Blackwell (1821–1910; FIGURE 17-4A). In her first career, Blackwell was a teacher, which was considered a suitable career for a woman. After a close friend died, her interests shifted toward caring for the sick. After applying to and being rejected by more than 20 medical schools, Blackwell gained admittance, despite the reluctance of most students and faculty at Geneva Medical College in upstate New York. In fact, the admissions committee accepted her application as a “joke.” Two years later, in 1849, she earned her degree.


FIGURE 17-2 Anatomical drawing by Leonardo da Vinci.


After graduation, Blackwell worked in clinics in London and Paris for 2 years. Blackwell lost her sight in one eye after contracting a severe, purulent eye infection from a patient while working and studying midwifery at La Maternite in Paris, which ended her dreams of becoming a surgeon. She returned to New York in 1851 but was refused work as a physician. In 1853, with the help of her friends, she opened her own dispensary in a single rented room. Her sister also became a doctor, and together they opened the New York Infirmary for Women and Children in 1857, where they provided training and experience for women doctors and medical care for the poor. The hospital was staffed by women.


Another pioneer in medicine was Canadian Emily Jennings Stowe (1831–1903), the first woman to practice medicine in Canada (FIGURE 17-4B). Like Blackwell, Jennings became a teacher at the age of 15. She married John Stowe in 1856, and for the first several years of their marriage she stayed at home while raising their children. When her husband contracted tuberculosis and was committed to a sanatorium, Stowe returned to teaching for financial reasons. Her husband’s illness inspired her interest in medicine, though, and she decided to pursue a medical career.


Stowe faced the same adversities as Elizabeth Blackwell, and she was denied entrance into medical schools in Canada. She persisted and was later accepted at the New York Medical College for Women, from which she graduated with a specialty in diseases of women and children. Stowe returned to Canada in 1867 and established a private practice in Toronto. She saw patients on a regular basis, but the College of Physicians and Surgeons in Ontario initially denied Stowe a medical license because the college admissions committee did not accept women into their program. Eventually, Stowe was admitted and earned her license to practice medicine in 1880. Other medical pioneers in the 19th century were Louis Pasteur, Robert Koch, Emil von Behring, and Elie Metchnikoff.


FIGURE 17-3 Andreas Vesalius (1514–1564), whose human anatomical research provided a strong foundation for all future medical research.


Insulin and Penicillin: great Medical breakthroughs in the 20th century


The discovery of penicillin and insulin early in the 20th century was monumental in driving clinical research forward. The collaborative efforts of a team of Canadian doctors at the University of Toronto led to the discovery in 1921 of insulin, a lifesaving treatment for individuals suffering from diabetes. Diabetics cannot metabolize sugars due to the lack of insulin production, which results in a high concentration of sugar in the blood and urine. Before the discovery of insulin, diabetics were put on special restrictive diets. Patients lost weight, and many died of poor nutrition.


FIGURE 17-4 Women pioneers of medicine. (a) Dr. Elizabeth Blackwell, the first woman in America to earn a medical degree. (b) Dr. Emily Stowe, the first woman in Canada to earn a medical degree.


The insulin project began when Fredrick Banting hypothesized that the pancreas secretes a hormone responsible for the metabolism of sugar. In 1921, he discussed his hypothesis with the researcher John James Rickard Macleod, an expert on carbohydrate metabolism. Macleod cautiously agreed to provide Banting with laboratory space and funds to begin testing his hypothesis. In addition, he was offered the assistance of graduate student Charles Best during the summer of 1921, and together they perfected a surgical procedure that would create diabetic dogs and invented a technique to measure the dogs’ blood sugar levels. They were able to keep the diabetic dogs alive with a crude extract from the pancreas of dogs.


James Bertram Collip, a biochemist with protein purification expertise, joined Banting’s team in the fall of 1921. His contribution to the project was a purified extract of the pancreas that contained “antidiabetic” properties. In January 1922, Collip’s extract—insulin— was tested on 14-year-old Leonard Thompson, who had been a diabetic for 3 years. At the time, Thompson weighed a mere 65 pounds and was near coma and death. After receiving the extract, his blood sugar returned to normal and he regained his health. In 1923, Banting and Macleod shared the Nobel Prize in Physiology or Medicine with Best and Collip.


Penicillin may have saved the lives of your parents and grandparents (FIGURE 17-5). In contrast to the discovery of insulin by hypothesis-driven medical research, penicillin was an accidental discovery. Alexander Fleming earned a medical degree from St. Mary’s Medical School in London in 1906. After doing research and serving in World War I as a captain of the Army Medical Corps, Fleming returned to lecturing and research at St. Mary’s. His research focus was antiseptics produced by human tissues and secretions. In 1921, he discovered an enzyme secreted in tears called lysozyme. Lysozyme breaks down the cell walls of certain bacteria and can act as a mild antiseptic.


FIGURE 17-5 World War II poster promoting the use of penicillin to treat infected wounds.


Like most scientists, Fleming was not in the habit of discarding old experimental bacterial culture plates. Many scientists keep their experimental reagents as long as possible in case they need to return to the experiment. One day in 1928 Fleming glanced at a stack of old Petri plates containing staphylococci colonies. He examined a greenish mold contaminating the surface of the solid medium in the plate. None of the staphylococci bacteria were growing near the mold, which appeared to be producing a substance that caused the staphylococci to lyse or rupture.


Fleming began experiments to identify the laboratory mold, which he determined was Penicillium, and to screen other molds for their antibacterial properties. In 1929, his results were published in the British Journal of Experimental Pathology as a research report titled, “On the Anti-bacterial Action of Cultures of a Penicillium, with Special Reference to Their Use in the Isolation of B. influenzae.” Fleming demonstrated that the mold inhibited Streptococcus, Staphylococcus, and Corynebacterium bacterial species, but that it was not toxic to many gram-negative bacteria. He named the active substance penicillin and suggested that it could be used to isolate bacteria in the laboratory and as an antiseptic to remove penicillin-sensitive bacteria on patient dressings.


Fleming did not follow up on the application of penicillin in treating bacterial infections. Instead, a decade later, Howard Florey and Ernst Chain followed through on the medical applications of penicillin. Chain extracted penicillin from the Penicillium mold and with the aid of Florey began testing it on mice that had been infected with Streptococcus. All mice infected with Streptococcus survived after penicillin injections, whereas mice that were not given penicillin injections died. The experiments were expanded to include human trials, which required the mass production of penicillin. Fleming, Florey, and Chain shared the Nobel Prize in Physiology or Medicine in 1945 “for their discovery of penicillin and its curative effect in various infectious diseases.”


Before the 20th century, the infant mortality rate in the United States was as high as 20%, and many children died before reaching 1 year of age. The rate decreased to 5.98% by 2015. The reduction has been attributed to vaccine-preventable diseases, the introduction of antibiotics, handwashing, and other methods used to prevent and control infections. In the 1950s the average life expectancy in the United States was 62 years; in 2012, it was 79.


The past 50 years have seen tremendous advances in biomedical research. Therapies being developed today will gradually become commonplace in treating future health problems. Each new application will require all of us—researchers, policymakers, and the public—to consider the benefits, risks, and implications of new and innovative treatments.


17.2 Clinical Trials Today


Today is a golden age of medical research. From the start of clinical trials to the end of Phase III trials, successful drug/vaccine therapies have been tested on 400 to 30,000 volunteers and cost, on average, $83 million. Information regarding active clinical trials in the United States, Canada, and other countries is available on the Internet (key word search on the Internet for “clinical trials”).


Gene therapy and xenotransplantation are on the frontier of modern medical research. The products and procedures used in these experimental treatments must adhere to regulations set forth by the Food and Drug Administration (FDA) as well as National Institutes of Health (NIH) guidelines and policies relevant to gene transfer research, and public disclosure of serious side effects is mandatory. The strict measurements are in place to safeguard volunteers participating in clinical trials.


Gene Therapy


Gene therapy is an experimental treatment that involves the introduction of genes into a person’s cells to replace or compensate for defective genes in a person’s body that are responsible for a disease or medical problem. But what does gene therapy have to do with viruses?


With gene therapy, the “good” genes must be delivered or find their way to the location in the body in which their product is normally active. The “good” genes can be carried and delivered to cells by customized vectors such as viruses. The engineered viruses are manipulated using genetic engineering techniques to escape the body’s immunosurveillance system, ensuring that the patient is not harmed. The safety of gene therapy was intensely reevaluated after Jesse Gelsinger died of complications during a 1999 clinical trial on OTC, as described in Section 17.1.


Gelsinger was one of two individuals in the study who were administered 300 times the normal gene therapy virus vector dose as the initial patients. The vector was a modified adenovirus. Gelsinger died as a result of the accumulation of a cytokine known as interleukin 6 (IL-6). High levels of IL-6 cause adult respiratory distress syndrome (ARDS). Normally, another cytokine, interleukin 10 (IL-10), suppresses IL-6 production, as does another cytokine, tumor necrosis factor alpha (TNF-α). TNF-α is a cellular protein involved in the body’s inflammation response to an infection. Unfortunately, Gelsinger’s IL-10 and TNF-α levels did not effectively reduce the increased IL-6 levels, resulting in an immunological complication and ultimately his death.


After Gelsinger’s death, gene therapy trials at the University of Pennsylvania were stopped and the FDA performed an investigation. The FDA determined that the IHGT had violated 18 specific FDA rules and regulations during the OTC study, and the field of gene therapy in general was scrutinized and questioned. The FDA and NIH created new regulations and policies to police experiments and new protocols. Rules issuing the disclosure of information regarding gene therapy trials are available to the general public through Web-based databases.


In January 2003, gene therapy had another major setback. The FDA temporarily halted 27 gene therapy trials in which retrovirus vectors were being used. The halt was enforced after the FDA learned that a second child had developed leukemia after being treated for X-linked severe combined immunodeficiency disease (X-SCID). The syndrome only affects boys. Boys with X-SCID have a defective copy of a gene that encodes the cytokine interleukin 2 (IL-2), which modulates T helper (TH) cell production, located on their X chromo-some. TH cells play a vital role in cell-mediated immunity to fight infections. Without gene therapy treatment, X-SCID children usually die before their first birthday.


The second child who developed leukemia was participating in a trial led by Alain Fischer at Necker Hospital in Paris, France. A retroviral vector was used to genetically modify the boy’s own bone marrow stem hematopoietic cells. Unfortunately, the modified retrovirus integrated its genome into a cellular gene involved in normal cellular growth. The retroviral integration event disrupted the gene’s function, resulting in uncontrolled white blood cell division (leukemia). The theoretical risk of retroviral integration was known; however, this was the second time the retrovirus gene therapy vector integrated into the same gene. Both patients got leukemia during gene therapy treatment. The risk of retroviral integration into the chromosome of a host cell appeared to be much greater than researchers thought it would be.


The role of gene therapy in the death of Jolee Mohr was determined to be unrelated to gene therapy. Mohr died on July 24, 2007, at the University of Chicago Medical Center after her second gene therapy treatment. The 36-year-old woman received two injections of a gene therapy vector into her right knee to treat rheumatoid arthritis, a chronic inflammatory disorder. The injections contained a genetically engineered adeno-associated virus (AAV) that contained a gene that encodes the receptor for TNF-α. TNF-α plays a pivotal role in regulating the body’s inflammation response in rheumatoid arthritis. The leading cause of her death was a massive Histoplasma capsulatum fungal infection. Mohr was taking immunosuppressive drugs to treat rheumatoid arthritis. The drugs may have played a role in weakening her body’s ability to fend off the fungal infection. Initial tests determined that only a trace amount of AAV was found in tissues outside of her knee joint.


Despite these rare, highly publicized events, gene therapy trials continue to move forward. Gene therapy holds promise for treating genetic disorders caused by single-gene defects such as Huntington’s chorea, Duchenne muscular dystrophy, polycystic kidney disease, familial hypercholesterolemia, sickle cell anemia, hemophilia A and B, phenylketonuria, and cystic fibrosis. Other gene therapy applications are used to treat other health problems, such as cancer, diabetes, high blood pressure, and heart disease. The hope is that gene therapy will provide cures for diseases in which the good gene must function throughout one’s life, such as hemophilia. In other instances, gene therapy may be used to restore eyesight (including color blindness) or hearing, repair a wound, or grow new blood vessels. In the latter examples, the treatment would be a temporary solution.


At the time of this writing, the majority of gene therapy clinical trials are taking place in the United States (1,386 trials; 65%), Europe (524 trials; 25%), Asia (109 trials; 5.1%), and Australasia (34 trials; 1.6%). About 83 (4%) clinical trials are multicountry collaborations. Of these, 3.5% are in Phase III (76 trials) and 0.1% are in Phase IV (2 trials). As guidelines have become more stringent, fewer trials are being approved. The number of clinical trials approved decreased from 2009 to 2012. In 2013, the number of trials approved worldwide was 120—the same number approved in 2008 (FIGURE 17-6).


Gene Delivery by Viruses: The Key to Gene Therapy


One of the major challenges of gene therapy is delivering genes to the correct cells or tissues where they must function. For example, if the good gene must function in the liver, the good genes must be targeted to and function correctly in the liver cells. How do scientists ensure that the good gene is targeted to the liver and not the big toe?


Viruses can act as gene delivery vehicles, or vectors. They make good vectors because they can be genetically engineered using recombinant DNA techniques and polymerase chain reaction (PCR) to target and enter specific types of host cells. To safeguard the patient, viruses are engineered so that they cannot replicate and destroy or harm the cells of the patient. Some drawbacks remain regarding viral vectors, though. For example, they are limited in the size of gene that they can carry. Some genes may be too large for certain viral vectors. Sometimes the patient may get sick (as in the case of Jesse Gelsinger) and the patient may mount an immune response toward the viral vector, preventing further treatments from working. The hallmarks of a good gene delivery system are its ability to:




  • Target the appropriate host cells.



  • Integrate the correct gene into the cell’s chromosomal DNA.



  • Transcribe and translate the gene of interest so that its gene product can function properly.



  • Cause no toxic or harmful effects.


Two methods are used to target the genes of interest into the patient’s cells using viral vectors:




  1. In vivo gene therapy: The patient’s body is directly injected or infused with the modified gene therapy viral vector.



  2. Ex vivo gene therapy: The patient’s cells, such as cells from bone marrow, are removed, grown in culture dishes in the laboratory, infected with the viral vector to introduce the gene of interest, and subsequently infused back into the patient.


FIGURE 17-6 Number of gene therapy trials approved worldwide, 1989–2015.


FIGURE 17-7 Comparison of in vivo and ex vivo gene therapy treatments using a modified virus vector containing the gene of interest. The modified virus is infused directly into the patient during in vivo gene therapy. The protocol for ex vivo therapy involves removing cells from the patient, infecting the cells with the modified virus, and then infusing the vector-modified cells back into the patient. The protocol is similar for plasmid-mediated gene transfer. The plasmid DNA is substituted for the modified virus vector. Plasmid DNA uptake by cells may be mediated by liposomes or electroporation.


Ex vivo gene therapy requires highly specialized facilities in contrast to in vivo gene therapy. In vivo gene therapy is a scalable method; ex vivo gene therapy is not (FIGURE 17-7). The following are the most popular viral vectors currently being used in gene therapy trials:




  • Retroviruses



  • Adenoviruses



  • Adeno-associated virus (AAV)



  • Herpes simplex virus 1



  • Vaccinia or modified vaccinia Ankara (MVA)


As detailed in TABLE 17-1, each type of gene therapy viral vector has advantages and limitations.


Gene Delivery Without Viruses


Plasmid DNA, or “naked” DNA, is also used to deliver genes into patients’ cells. Plasmids have fewer limitations regarding the size of the DNA of the corrected gene that can be inserted. Plasmid DNA does not induce an immune response by the body, making plasmids a safer alternative than viral vectors. Plasmid DNA delivery is less efficient than viral delivery, however. Research in the past 5 years has revolutionized the efficiency of nonviral gene transfer. To aid plasmid DNA cell entry, the DNA is either complexed with liposomes or other chemical polymers or physical energy is applied. Physical energy methods include electroporation, pressure-mediated delivery, ultrasound, laser, magnetic fields, and ballistic delivery.


Triple helix–forming nucleotides, antisense technology, ribozymes, and RNA interference systems (RNAi) are all being used as gene therapy approaches when inserting a good copy of a gene will not correct the cell’s problem; for example, a defective gene may code for a gene product that prevents the normal gene product from functioning correctly in the cell. In this case, a good copy or normal gene will not help. Instead, the approach to repairing the problem is to remove or inactivate the defective gene. The majority of the types of genes engineered into vectors used in today’s clinical trials function as:




  • Specific antigens (involved in immune modulation)



  • Cytokines



  • Tumor suppressors



  • Receptors



  • DNA replication inhibitors



  • Cell protection/drug resistance



  • Proteins that compensate for defective gene products



  • Growth factors



  • Proteins that induce apoptosis (programmed cell death)


Table 17-1 Characteristics of Viral Vectors Used in Gene Therapy








































Vector Size of Gene That Can Be Packaged into the Vector Cell Target Integration into Cell’s Genetic Material? Side effects
Retrovirus 8,000 bp Only infects dividing cells. Yes, integration into host genome is random.

Vector DNA may incorporate into a vital cellular gene (e.g., may cause tumor growth).


Can cause immune responses in patients.

Adenovirus 7,500 bp Infects dividing and nondividing cells. No. After a week or two, the cell will discard the genetic material. Can cause immune responses in patients.
Adeno-associated virus 5,000 bp Infects dividing and nondividing cells. Requires a “helper” virus to replicate inside of cells. Yes, 95% of the time the integration will be very specific. It will integrate into a specific region on chromosome 19.

Less integration-specific side effects.


Rarely causes immune responses in patients.

Herpes simplex virus 20,000 bp Infects cells of the nervous system. No, but it does stay in nucleus for a long time as the separate DNA that replicates when the cell divides. Can cause immune responses in patients.
Vaccinia or MVA (poxviruses) 25,000 bp Infects dividing cells. Can selectively infect tumor cells. No, DNA replicates in the cytoplasm of cell. Eventually the DNA is lost.

Can cause immune responses in patients.


Limited repeated treatment.


A smaller percentage of clinical trials involve transferring other types of genes that function as hormones, adhesion molecules, porins, ion channels, transporters, ribozymes, gene silencers (siRNA), and transcription factors.


17.3 Xenotransplantation and the History of Organ Transplants


The prefix xeno- means “stranger” or “foreign or different.” The term xenotransplantation refers to any procedure that involves the use of live cells, tissues, and organs from a non-human animal source that are transplanted or implanted into humans or used for clinical ex vivo perfusion. Xenotrans-plantation does not include nonliving animal products, such as pig insulin or pig heart valves.


At the turn of the 20th century, pioneer French surgeon Alexis Carrel (1873–1944) perfected the technique of vascular anastomosis, or blood-vessel suturing. Carrel became interested in repairing blood vessels after the president of the French Republic, Sadi Carnot, bled to death after being fatally stabbed by an assassin in Lyons, France, in 1894. This was a time when a surgeon’s skills were limited to sewing muscles, skin, and other tissues together, but not blood vessels. Carrel’s success repairing blood vessels was attributed to a number of factors:




  • His unusual manual dexterity.



  • His use of special materials, including tiny Vaselinelubricated needles and fine thread.



  • His insistence on avoiding trauma to the fragile vessels and surrounding tissues.



  • His strict aseptic techniques and rules in the operating room, which were far more rigid than those of his colleagues.


After Carrel achieved success in arterial and venous repairs in 1902, the idea of replacing failed organs with healthy ones could be considered. In 1904, Carrel left Lyons for Montreal, Canada, but he ultimately decided to take a position in Chicago at the University of Illinois. From 1904 to 1906 Carrel worked with physiologist Charles Guthrie, with whom he performed transplantation surgeries on animals, especially dogs. They published 28 papers together on transplanting or retransplanting arteries, veins, kidneys, ovaries, thyroid glands, and a thigh.


In 1906, Guthrie took a position at Washington University in St. Louis, and Carrel went to work at the Rockefeller Institute for Medical Research (now known as Rockefeller University) in New York. Carrel documented the problems of foreign tissue rejection as early as 1907. For his pioneering efforts in vascular suture and the transplantation of blood vessels and organs, Carrel was awarded the Nobel Prize in Physiology or Medicine in 1912.


The earliest historical account of a human-to-human organ transplant was reported in a November 14, 1911, New York Times article entitled, “Dr. Hammond Gives Patient New Kidney.” The reporter remarked that this was the first attempt in the United States to transplant a kidney. It involved surgically removing a kidney from a man who had been killed in an automobile accident and placing it into a man dying from renal tuberculosis. Dr. L. J. Hammond at Philadelphia Methodist Episcopal Hospital performed the operation. The donor kidney was maintained in cold storage for 1 day prior to the operation. There was no follow-up story, but it is likely that the patient’s immune system rejected the organ.


Most medical historians consider the first human-to-human kidney transplant to be the one performed in Russia in 1933 by Dr. S. Voronoff. The kidney donor came from a cadaver, and the transplant failed because of organ rejection. The first successful human-to-human kidney transplant was performed in 1954 between kidney donors who were identical twins. The donor and recipient were of course perfectly matched, circumventing organ rejection. This first successful operation, which was performed by Dr. Joseph Murphy at Brigham and Women’s Hospital in Boston, and a second successful operation that was performed in 1960 by Sir Michael Woodruff in Edinburgh, Scotland, are milestones in the history of transplantation.


Sporadic attempts at cross-species organ transplants occurred during the early 1960s:




  • In 1963 and 1964, surgeon Keith Reemtsma at Tulane University in New Orleans transplanted 13 chimpanzee kidneys into humans. Twelve of the patients survived 9–60 days. One patient survived for 9 months with no signs of rejection while on primitive immunosuppression drugs.



  • In 1964, Thomas Starzl of the University of Colorado transplanted six baboon kidneys into humans. Patients survived 19–98 days, and most died of infections related to immune suppression.



  • In 1964, James Hardy of the University of Mississippi transplanted a chimpanzee heart into a 68-year-old comatose man. The chimpanzee heart was too small to support the patient’s circulatory system and functioned for only 2 hours.


Sir Peter Medawar (1915–1987) and Sir Frank Burnet (1899–1985) were jointly awarded the 1960 Nobel Prize in Physiology or Medicine for their research on immune tolerance as evidenced by skin graft acceptance and rejection in both animals and humans. Their research spearheaded studies involving tissue typing and the development of immunosuppressive treatments to prevent transplant rejection.


Early efforts to minimize organ rejection were radiation therapy and hormone/steroid treatments to reduce immune system function but that would often lead to a much greater risk of infection for transplant recipients. The survival rates for transplant procedures were very low, and research efforts included a search for therapies to overcome or prevent organ rejection. In 1983, the FDA approved cyclosporine, the first antirejection drug.


17.4 Organs: Supply and Demand


The development of xenotransplantation has been driven, in part, by the shortage of human donors. Continued advancements in the development of better drugs and regimens for suppressing cross-species immune-mediated rejection has resulted in the increasing use of animals to provide insulin, skin grafts, and heart valves.


The imbalance between the supply of organs for transplants and the number of patients registered on deceased donor transplant waiting lists remains problematic in the United States. The waiting lists for kidney and liver transplants are the longest. In the United States, demand for kidney transplants has increased by 16% and for liver transplants by 9% since 2003. More than 25% of patients on waiting lists die before receiving an organ. FIGURE 17-8 compares the number of kidney and liver transplants performed to the number of active candidates on the waiting list on December 31 of each year in the United States. A bill before the Illinois legislature that would allow HIV-infected persons to donate their organs to others infected with HIV was under consideration. The Illinois house passed it 95-22 on March 2, 2004, and the state senate approved it 55-2 on May 2, 2004. Illinois House Bill 3857 was signed by the governor that year.


The HIV Organ Policy Equity (HOPE) Act was signed into law on November 21, 2013. The HOPE Act permitted scientists to carry out research into organ donations from one HIV-positive person to another HIV-positive person and mandated the development of safeguards and criteria for the conduct of such research. Prior to the passage of this law transplantation of organs removed from people with HIV infection was illegal in the United States. On November 25, 2015, the U.S. Department of Health and Human Services published safeguards and criteria for research to assess the safety and effectiveness of solid organ transplantation from donors with HIV infection to recipients with HIV infection. The National Institute of Allergy and Infectious Diseases (NIAID), part of the National Institutes of Health (NIH), led the development of the criteria. In February 2016, surgeons at Johns Hopkins University in Baltimore, Maryland, were given permission by the United Network for Organ Sharing to perform the first HIV-positive to HIV-positive kidney transplant in the United States and the first HIV-positive to HIV-positive liver transplant in the world.


FIGURE 17-8 (a) Number of kidney and liver transplants in the United States, 2003–2013. (b) Number of patients waiting for a kidney or liver transplant in the United States, 2003–2013. Nearly three times the number of organs are needed to keep up with the need for kidney and organ transplants in the United States.


In Canada, a kidney transplant costs $250,000 less than maintaining a patient on dialysis. Canada is also facing a shortage of available organ donors. Eligibility criteria for organ donation in Canada is not consistent across the country. Each province determines its own set of criteria based on Canadian standards, which are dated and open to interpretation. FIGURE 17-9 illustrates this by showing the number of potential donors per million and the actual conversion rate, which is the actual number of donors divided by the number of potential or eligible donors.


FIGURE 17-9 The practice of organ donation varies among Canadian provinces. Overall, an average of 87 million potential organ donors were available from 2008 to 2012 but only about 16% of patients on the waiting list will be able to receive an organ transplant. Efforts to improve donor consent at the individual level and the coordination of potential donors for successful transplants are being put in place across the country to encourage organ donation. Potential donors are patients who died in Canadian hospitals and who were clinically eligible to be organ donors. To be clinically eligible, patients typically died after experiencing severe brain damage, were mechanically ventilated at or near death and had no medical contradictions to donation. Actual donors are those with at least one organ successfully transplanted into a donor recipient.


The illicit trade in human organs is a problem throughout China, India, Turkey, Israel, Egypt, Brazil, Iraq, and Russia. Organ trafficking is illegal in all of these countries. It is also a problem throughout Africa. According to the World Health Organization (WHO), the search for organs has intensified because of the increase in kidney disease and the lack of kidneys available to meet the demand. Only 10% of the need was met in 2005, spurring the illegal kidney trade. Poverty is one of the main reasons why sellers give up their organs. Selling a kidney can be a quick way out of debt or to keep from getting deeper into debt. In organ trade hot spots like Iraq, where unemployment has been as high as 18%, people sell their organs to survive. International organ trafficking is flourishing. The majority of illegal trading involves kidneys, but there is also some trading of half-livers, eyes, blood, and skin.


In April 2004, two doctors and two individuals working in the city’s transplantation service at a Moscow hospital were arrested after removing organs from patients who were technically alive. Young, impoverished men in such states as Moldova sell kidneys to foreigners who are willing to pay up to $250,000. An illicit organ trade ring was busted in the city of Khabarovsk in 2004. Doctors from the Khabarovsk hospital had set up an illegal practice, selling organs for $2,000–$40,000. At least 15 cases involved the removal of organs from corpses without permission from the family of the deceased individual.


Why Pigs?


Pig-to-human xenotransplantation is a possible solution to the world shortage of organ donors. Why would transgenic pig donors be able to save or improve the quality of human lives? Why not choose to use closer genetic relatives, such as apes or monkeys? Using pigs for donor organs for human transplants has a number of advantages (TABLE 17-2). Pig organs are similar in size to human organs, and pig physiology is similar to that of humans. A pig kidney will act similarly to a human kidney, and the circulatory system is similar. The size of a pig heart would meet the cardiac output of a human.


Another advantage is that pigs are readily available and can be bred quickly. Pigs have a short gestation period and can carry up to 18 piglets in a litter. They can be raised in special pathogen-free environments following cesarean protocols to exclude serious human pathogens at minimal cost. In addition, pigs have been genetically modified to decrease immunological rejection and were successfully cloned in 2000. Overall, the genetic modifications result in a more “human” pig.


Organizations working on small-scale pig cloning projects include the University of Missouri–Columbia; PPL Therapeutics PLC of Scotland (the company that helped clone Dolly the sheep); and the Department of Bio-technology, Institute of Farm Animal Genetics, Friedrich-Loeffler-Institute, Mariensee, Neustadt, Germany.


Xenotransplantation: Molecular roadblocks and Immunological Hurdles


Hyperacute rejection (HAR) occurs when a transplanted organ becomes inflamed, turns dark/blackish and cyanotic, and loses its ability to contract. The organ tissue never becomes vascularized. The organ is dead within minutes to hours of a transplant and the recipient dies quickly (FIGURE 17-10). This occurs in xenotransplantation because the blood vessels of pigs contain α-1,3-galactose, a carbohydrate epitope unique to pigs. The human immune system recognizes the α-1,3-galactose as foreign and rejects the pig carbohydrates by quickly destroying the newly transplanted organ. Naturally occurring antibodies and complement activation are directed against the transplanted organ tissues.


Table 17-2 Comparison of Potential Species for Donor Xenotransplantation






























































Pigs Apes Monkeys
Physiology compared to humans Similar Nearly identical Similar
Organ size compared to humans Similar Identical Too small
Gestation 100 days 251–289 days 170–193 days
Progeny 10–18 1–2 1–2
Protection of species No Yes, very strong Yes
Availability Unlimited None Low
Transgenic animals Done Not yet Done
Cloning Done Not yet Done
Costs Low Very high High
Microbiological risks Low (can be grown in specified pathogen-free environments) High High


Information from Denner, J. 2003. “Porcine endogenous retroviruses (PERVs) and xenotransplantation: Screening for transmission in several clinical trials and in experimental models using non-human primates.” Ann Transplant 8(3):39–48.

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Jul 29, 2017 | Posted by in MICROBIOLOGY | Comments Off on The History of Medicine, Clinical Trials, Gene Therapy, and Xenotransplantation

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