CHAPTER 4 Muscles That Influence the Spine
Second only to the vertebral column and spinal cord, the muscles of the spine are the most important structures of the back. A thorough understanding of the back muscles is fundamental to a comprehensive understanding of the spine and its function. The purpose of this chapter is to discuss the muscles of the back and other muscles that have an indirect influence on the spine. The intercostal muscles provide an example of the latter category. These muscles do not actually attach to the spine, but their action can influence the spine by virtue of their attachment to the ribs. The abdominal wall muscles, diaphragm, hamstrings, and others can be placed into this same category. These muscles have a less direct yet important influence on the spine. Chapter 5 discusses the sternocleidomastoid, scalene, suprahyoid, and infrahyoid muscles.
The musculature of the spine and trunk plays an important role in the normal functioning of the vertebral column. Beside their obvious ability to create the variety of spinal movements, many of these muscles also help to maintain posture. In addition, the back and trunk muscles function as shock absorbers, acting to disperse loads applied to the spine. The shear bulk of these muscles also protects the spine and viscera from outside forces.
Although it is beyond the scope of this text to detail the kinesiology of the muscles influencing the spine, a few generalities are in order. There is a complicated interplay of many muscles when a motion of the body, especially of the spine, is produced. Sometimes this is termed muscle coordination. Some of the specifics of this complex interplay are only beginning to be understood, especially in asymmetric motions of the trunk (van Dieen, 1996 Danneels et al., 2001; Andersson et al., 2002). Muscles known as prime movers are the most important. Other muscles, known as synergists, assist the prime movers. For example, the psoas major and rectus abdominis muscles are prime movers of the spine during flexion of the lumbar spine from a supine position, as in the performance of a sit-up. However, the erector spinae muscles also undergo an eccentric contraction toward the end of the sit-up. This contraction of the erector spinae helps to control the motion of the trunk and allows a graceful, safe accomplishment of the movement. The erector spinae muscles are acting as synergists in this instance.
Besides producing motion, muscle contraction also stabilizes the spine by making it stiffer. This is important not only for posture (Cholewicki et al., 1997; Quint et al., 1998), but also for providing a stable base for other motions of the body, such as appendicular motions (Lorimer Moseley et al., 2002).
Muscle coordination seems to be under the control of the central nervous system. The central nervous system is constantly receiving afferent information from the muscles and other surrounding tissues, such as ligaments and tendons. On the basis of this information, the central nervous system appears to use reflex pathways to finely control muscle activity. Some of the details of this process are beginning to be understood (Kang et al., 2002). Interestingly, the specifics of the interplay of the muscles in producing a motion of the body are not always constant. In other words, the same motion may not always be produced by the same muscles working together in the same way. The central nervous system can alter muscle activity depending on the circumstances, such as muscle fatigue, to accomplish the same goal (Clark et al., 2003). This appears to be especially true when there is an abnormality in the system, such as pain or abnormal joint function (McPartland et al., 1997; Hirayama et al., 2001; Lehman et al., 2001; van Dieen et al., 2003).
The muscles of the spine and other muscles associated with the back can, and frequently do, sustain injury. Other painful conditions of muscles (or fascia) are commonly seen by clinicians besides frank injury or pathology of muscles. One of these is myofascial trigger points, sometimes known as myofascial pain syndrome (Travell and Simons, 1983, 1992). Another condition is fibromyalgia or fibromyalgia syndrome (Krsnich-Shriwise, 1997). Both of these conditions are not well understood but are being increasingly accepted as true syndromes. They are similar in presentation but are distinct entities (Schneider, 1995). A complete understanding of the anatomy of the muscles associated with the spine aids in the differential diagnosis of pain arising from muscles versus pain arising from neighboring ligaments or other structures.
The back muscles are discussed from superficial to deep. This is accomplished by dividing the muscles into six layers, with layer one the most superficial and layer six the deepest. Other important muscles of the spine are described after a discussion of the six layers of back muscles. These include the suboccipital muscles, anterior and lateral muscles of the cervical spine, and iliac muscles. The muscles that have an indirect yet important influence on the spine are discussed last.
The first layer of back muscles consists of the trapezius and latissimus dorsi muscles (Fig. 4-1). These two muscles course from the spine (and occiput) to either the shoulder girdle (scapula and clavicle) or the humerus, respectively.
FIG. 4-1 A, First (left) and second (right) layers of back muscles. B, Dissection of these same two layers. C, Close-up, taken from a left posterior oblique perspective. The serratus posterior inferior muscle of the third layer can also be seen in B and in Figure 4-2, A and B.
The trapezius muscle is the most superficial and superior back muscle (see Fig. 4-1). It is a large, strong muscle that is innervated by the accessory nerve (cranial nerve XI). In addition to its innervation from the accessory nerve, the trapezius muscle receives some proprioceptive fibers from the third and fourth cervical ventral rami. Because the trapezius muscle is so large, it originates from and inserts on many structures. This muscle originates from the superior nuchal line, external occipital protuberance, ligamentum nuchae of the posterior neck, spinous processes of C7 to T12, and supraspinous ligament between C7 and T12. It inserts onto the spine of the scapula, acromion, and distal third of the clavicle. Detailed morphometric measurements have been performed on this muscle (Kamibayashi and Richmond, 1998).
Because of its size and the many locations of its attachments, the trapezius muscle also has many actions. Most of these actions result in movement of the neck and scapula (i.e., the “shoulder girdle” as a whole). The function of the trapezius depends on which region of the muscle is contracting (upper, middle, or lower). The middle portion retracts the scapula, whereas the lower portion depresses the scapula and at the same time rotates the scapula so that its lateral angle moves superiorly (i.e., rotates the point of the shoulder up). The actions of the upper part of the trapezius also depend on whether the head or neck or the scapula is stabilized. When moving the head and neck, the actions of the upper trapezius also are determined by whether the muscle is contracting unilaterally or bilaterally. There is some conflicting evidence as to whether or not the upper fibers of the trapezius muscle help in elevation of the scapula. Based upon information gathered from cadaveric dissections of the attachment points and directions of the upper fibers of the trapezius muscle, Johnson et al. (1994) concluded that these fibers do not aid in elevation of the scapula. On the other hand there is good electromyographic evidence that the upper fibers of the trapezius muscle are active during elevation of the shoulder (Campos et al., 1994; Guazzelli et al., 1994). Table 4-1 summarizes the actions of the trapezius muscle.
The latissimus dorsi muscle is the most inferior and lateral of the two muscles that make up the first layer of back muscles (see Fig. 4-1). This large muscle has an extensive origin. The origin of the latissimus dorsi includes the following:
The latissimus dorsi muscle derives much of its origin from the thoracolumbar fascia. This is a tough and extensive aponeurosis (see the following discussion). The latissimus dorsi muscle passes superiorly and laterally to insert into the floor of the intertubercular groove of the humerus, between the laterally located attachment of the pectoralis major muscle and the medially located attachment of the teres major muscle. Contraction of the latissimus dorsi results in adduction, medial rotation, and extension of the humerus.
The latissimus dorsi is innervated by the thoracodorsal nerve, which is a branch of the posterior cord of the brachial plexus. The thoracodorsal nerve is derived from the anterior primary divisions of the sixth through eighth cervical nerves.
Because of its clinical significance, the anatomy of the thoracolumbar fascia deserves further discussion. This fascia extends from the thoracic region to the sacrum. It forms a thin covering over the erector spinae muscles in the thoracic region, whereas in the lumbar region the thoracolumbar fascia is strong and is composed of three layers. The posterior layer attaches to the lumbar spinous processes, interspinous ligaments between these processes, and median sacral crest. This layer has its own superficial and deep laminae (Macintosh and Bogduk, 1987a). The middle layer attaches to the tips of the lumbar transverse processes and intertransverse ligaments and extends superiorly from the iliac crest to the twelfth rib. The anterior layer covers the anterior aspect of the quadratus lumborum muscle and attaches to the anterior surfaces of the lumbar transverse processes. Superiorly the anterior layer forms the lateral arcuate ligament (see Diaphragm). The anterior layer continues inferiorly to the ilium and iliolumbar ligament. The posterior and middle layers surround the erector spinae muscles posteriorly and anteriorly, respectively (see Fifth Layer), and meet at the lateral edge of the erector spinae, where these two layers are joined by the anterior layer (Williams et al., 1995). Barker and Briggs (1999) have demonstrated in a cadaveric study that the thoracolumbar fascia may continue more superiorly than classically described. They found that the superficial lamina of the posterior layer ran superiorly to be continuous with the rhomboid muscles, whereas the deep lamina of the posterior layer was continuous superiorly with the splenius muscles. These superior extensions of the fascia were of variable thickness, but seemed thick enough to transmit tension. This means that the thoracolumbar fascia may have a more global influence on biomechanics than thought previously.
The lateral union of the three principal layers of the thoracolumbar fascia serves as a posterior aponeurosis for origin of the transversus abdominis muscle. The direction of the fibers within each lamina of the posterior layer makes the thoracolumbar fascia stronger along its lines of greatest stress. When the thoracolumbar fascia is tractioned laterally by the action of the abdominal muscles, the distinct direction of fibers of the posterior layer’s two laminae aids in extension of the spine and the maintenance of an erect posture.
Some investigators believe that because the posterior and middle layers surround the erector spinae muscles, injury to these muscles at times may lead to a “compartment” type of syndrome within these two layers of the thoracolumbar fascia (Peck et al., 1986). This syndrome results from edema within the erector spinae muscles. The edema stems from injury and increases the pressure in the relatively closed compartment composed of the erector spinae muscles wrapped within the posterior and middle layers of the thoracolumbar fascia. This may result in increased pain and straightening of the lumbar lordosis (Peck et al., 1986). However, further research is necessary to determine the best approach available to diagnose this condition and the frequency with which it occurs.
The second layer of back muscles includes three muscles that, along with the first layer, connect the upper limb to the vertebral column. All three muscles lie deep to the trapezius muscle and insert onto the scapula’s medial border. They include the rhomboid major, rhomboid minor, and levator scapulae muscles (see Fig. 4-1). Detailed morphometric measurements have been performed on them (Kamibayashi and Richmond, 1998).
The rhomboid major muscle originates by tendinous fibers from the spinous processes of T2 through T5 and the supraspinous ligament at those levels. The muscle fibers run in an inferolateral direction and insert via a tendinous band on the medial border of the scapula between the root of the spine and the inferior angle.
The rhomboid minor muscle is located immediately superior to the rhomboid major; its fibers also run in an inferolateral direction. Beginning from the lower portion of the ligamentum nuchae and the spinous processes of C7 and T1, the rhomboid minor ends on the scapula’s medial border at the level of the spinal root.
Because the fibers of these two muscles are parallel, their actions are similar. In addition to the other muscles that insert on the scapula, they help stabilize its position and movement during active use of the upper extremity. Specifically, the rhomboids retract and rotate the scapula such that the lateral angle moves inferiorly (i.e., rotates the point of the shoulder down).
The levator scapulae muscle arises by tendinous slips from the transverse processes of the atlas and axis and the posterior tubercles of the transverse processes of C3 and C4. Its fibers descend and insert onto the scapula’s medial border between the spinal root and the superior angle. It is innervated by branches from the ventral rami of the C3 and C4 spinal nerves and the dorsal scapular nerve (C5). If the cervical spine is fixed, the levator scapulae helps in elevating and rotating the scapula such that the lateral angle moves inferiorly (i.e., rotates the point of the shoulder down). When the scapula is stabilized, contraction of this muscle laterally flexes and rotates the neck to the same side. Bilateral contraction helps in extension of the cervical spine.
The third layer of back muscles is sometimes called the intermediate layer of back muscles. This is because the two small muscles of this group lie between layers one and two (the superficial back muscles) and layers four through six (the deep back muscles).
FIG. 4-2 A, Third, fourth (also see inset), and fifth layers of back muscles. B, Serratus posterior superior and inferior muscles that make up layer three. C–E, Splenius capitis and cervicis muscles of layer four and the levator scapulae muscle of layer three. C, Right posterior view. D, Right posterior view with the serratus posterior superior muscle removed. E, Right lateral view.
The serratus posterior superior muscle originates from the spinous processes of C7 through T3 and the supraspinous ligament that runs between them. It inserts onto the posterior and superior aspect of the second through the fifth ribs. This muscle is innervated by the anterior primary divisions (ventral rami) of the second through the fifth thoracic nerves (intercostal nerves).
The serratus posterior inferior originates from the spinous processes and intervening supraspinous ligament of T11 to L2. It inserts onto the posterior and inferior surfaces of the lower four ribs and is innervated by the lower three intercostal nerves (T9 to T11) and the subcostal nerve. These nerves are all anterior primary divisions of their respective spinal nerves. The serratus posterior superior and inferior muscles may help with respiration. More specifically, the serratus posterior superior raises the second through fourth ribs, which may aid with inspiration. The serratus posterior inferior lowers the ninth through twelfth ribs, which may help with forced expiration. However, electromyographic evidence refutes a respiratory function for these muscles (Vilensky et al., 2001); they may function primarily in proprioception.
The most superficial layer of deep back muscles is the fourth layer, which consists of two muscles whose fibers ascend in a superolateral direction. This layer is composed of the splenius capitis and splenius cervicis muscles (Fig. 4-2, C to E). Detailed morphometric measurements have been performed on these muscles (Kamibayashi and Richmond, 1998).
The splenius capitis muscle begins from the lower half of the ligamentum nuchae and the spinous processes of C7 through T3 or T4. It attaches superiorly to the mastoid process of the temporal bone and to the occiput just inferior to the lateral third of the superior nuchal line.
The splenius cervicis muscle originates from the spinous processes of T3 through T6 and inserts onto the transverse processes of the atlas and axis and the posterior tubercles of the transverse processes of C3 and sometimes C4. These insertions are deep to the origins of the levator scapulae. The splenius capitis and cervicis are innervated by lateral branches of the posterior primary divisions (dorsal rami) of the midcervical and lower cervical spinal nerves, respectively. When the splenius muscles of both sides act together, they extend the head and neck. When the muscles of one side contract, they laterally flex the head and neck and slightly rotate the face toward the side of contraction.
The largest group of back muscles is the fifth layer. This layer is composed of the erector spinae group of muscles (Fig. 4-3, A; see also Fig. 4-2, A and B). This erector spinae group is also collectively known as the sacrospinalis muscle. The muscles that make up this group are a series of longitudinal muscles that course the length of the spine, filling a groove lateral to the spinous processes. Because of this location, these muscles generally have a similar function, which is to extend and laterally flex the spine. The erector spinae are all innervated by lateral branches of the posterior primary divisions (dorsal rami) of the nearby spinal nerves and are covered posteriorly in the thoracic and lumbar regions by the thoracolumbar fascia. These longitudinal muscles can be divided into three groups. These three groups are, from lateral to medial, the iliocostalis, the longissimus, and the spinalis groups of muscles. Each of these groups, in turn, is made up of three subdivisions. The subdivisions are named according to the area of the spine to which they insert (e.g., lumborum, thoracis, cervicis, capitis). The erector spinae muscles are discussed from the most lateral group to the most medial, and each group is discussed from inferior to superior.
FIG. 4-3 A, Fifth layer of back muscles of the right side. B, Right semispinalis capitis muscle of the sixth layer from a cadaveric dissection. C, Sixth layer of back muscles. Left, Semispinalis capitis and thoracis and multifidus lumborum muscles. Right, Semispinalis capitis has been cut from its superior attachment and folded laterally to display, rotatores, intertransversarii, interspinales, and levator costarum longus and brevis muscles. Inset, Multifidus and rotatores muscles. D, Semispinalis cervicis and multifidus cervicis muscles in a left posterior view of the upper cervical region. E, Semispinalis, multifidus, and rotatores longus and brevis muscles as they arise from a single left lower thoracic transverse process (transverse process of T11). F, Illustration demonstrating origin from a single transverse process of semispinalis, multifidus, and rotatores longus and brevis muscles. The number of vertebral segments ascended before inserting is listed for each muscle.
The iliocostalis (iliocostocervicalis) group of muscles is subdivided into lumborum, thoracis, and cervicis muscles (see Fig. 4-3, A and B). Inferiorly the iliocostalis muscles derive from the common origin of the erector spinae muscles.
The iliocostalis lumborum muscle runs superiorly to insert onto the posterior and inferior surfaces of the angles of the lower six to nine ribs. This muscle extends and laterally flexes the thoracolumbar spine and is innervated by lateral branches of the posterior primary divisions of lumbar and lower thoracic spinal nerves.
Macintosh and Bogduk (1987b) further described the anatomy of the iliocostalis lumborum muscle based on a series of elegant dissections. They found that part of this muscle originates from the posterior superior iliac spine and the posterior aspect of the iliac crest and inserts into the lower eight or nine ribs. They called this part the iliocostalis lumborum pars thoracis. Another part of the classically described iliocostalis lumborum originates from the tips of the lumbar spinous processes and associated middle layer of the thoracolumbar fascia of L1 to L4 (see Thoracolumbar Fascia) and inserts onto the anterior edge of the iliac crest. They called this part the iliocostalis lumborum pars lumborum and found that it formed a considerable mass of muscle. More recent evidence from the Visible Human Project corroborates this classification (Daggfeldt et al., 2000).
The iliocostalis thoracis muscle originates from the superior aspect of the angles of the lower six ribs and inserts onto the angles of roughly the upper six ribs and transverse process of the C7 vertebra. This muscle extends and laterally flexes the thoracic spine and is innervated by the lateral branches of the posterior primary divisions (dorsal rami) of the thoracic spinal nerves.
The iliocostalis cervicis originates from the superior aspect of the angle of the third through sixth ribs and inserts onto the posterior tubercles of the transverse processes of the C4 to C6 verte brae. It laterally flexes and extends the lower cervical region and is innervated by the dorsal rami of the upper thoracic and lower cervical spinal nerves.
The longissimus muscles are located medial to the iliocostalis group. The longissimus group is made up of thoracis, cervicis, and capitis divisions. The lateral branches of the posterior primary divisions (dorsal rami) of the spinal nerves exit the thorax and then course laterally and posteriorly between the iliocostalis muscles and longissimus thoracis muscle (see Fig. 4-3, A). This fact is used in the gross anatomy laboratory not only to quickly find the lateral branches of the posterior primary divisions, but also to demonstrate the separation between these two large muscle masses. After providing motor and sensory innervation to the sacrospinalis muscle, the lateral branches continue to the skin of the back, providing cutaneous sensory innervation.
The longissimus thoracis is the largest of the erector spinae muscles. It arises from the common origin of the erector spinae muscles (see Iliocostalis lumborum). In addition, many fibers originate from the transverse and accessory processes of the lumbar vertebrae. This muscle is the longest muscle of the back, thus the name longissimus. It inserts onto the third through twelfth ribs, between their angles and tubercles. The longissimus thoracis also inserts onto the transverse processes of all 12 thoracic vertebrae. This muscle functions to hold the thoracic and lumbar regions erect, and laterally flexes the spine when it acts unilaterally. It is innervated by lateral branches of the thoracic and lumbar posterior primary divisions.
Macintosh and Bogduk (1987b) found fibers of the longissimus thoracis that are confined to the lumbar and sacral regions. These fibers originated from lumbar accessory and transverse processes and inserted onto the medial surface of the posterior superior iliac spine. The authors called these fibers the longissimus thoracis pars lumborum.
The longissimus cervicis muscle originates from the transverse processes of the upper thoracic vertebrae (T1 to T5) and inserts onto the posterior tubercle of the transverse processes and the articular processes of C3 through C6 and onto the posterior aspect of the transverse process and the articular process of C2. Unilateral contraction produces a combination of extension and lateral flexion of the neck to the same side. The longissimus cervicis is innervated by lateral branches of the upper thoracic and lower cervical posterior primary divisions.
The longissimus capitis muscle derives from upper thoracic transverse processes (T1 to T5) and articular processes of C4 through C7. It inserts onto the mastoid process of the temporal bone, and its action is to extend the head. If it acts unilaterally, the longissimus capitis can laterally flex the head and rotate it to the same side. It is innervated by the posterior primary divisions of upper thoracic and cervical spinal nerves.
The spinalis muscle group originates from spinous processes and inserts onto spinous processes, except for the spinalis capitis muscle. This muscle group is made up of thoracis, cervicis, and capitis divisions.
The spinalis thoracis muscle fibers are the most highly developed of this muscle group. It originates from the lower thoracic and upper lumbar spinous processes (T11 to L2) and inserts onto the upper thoracic spinous processes (T1 to T4 and perhaps down to T8). Laterally the fibers of this muscle blend with the fibers of the longissimus thoracis. The spinalis thoracis muscle functions to extend the thoracic spine. It is innervated by posterior primary divisions of thoracic nerves.
The spinalis cervicis muscle originates from upper thoracic spinous processes (T1 to T6) and inserts onto the spinous processes of C2 (occasionally C3 and C4). Maintaining the tradition of the erector spinae muscles, the spinalis cervicis extends the cervical region. This muscle usually is quite small and frequently absent.
The spinalis capitis muscle differs from the other spinalis muscles in that it does not typically originate from or insert onto spinous processes. This muscle is difficult to differentiate from the more lateral semispinalis capitis muscle (see the following discussion). Its origin is blended with that of the semispinalis capitis from the transverse processes of the C7 to the T6 or T7 vertebra, the articular processes of C4 to C6, and sometimes from the spinous processes of C7 and T1. The fibers of this muscle blend with those of the semispinalis capitis and insert with the latter muscle onto the occiput between the superior and inferior nuchal lines. The spinalis capitis muscle is sometimes called the biventer cervicis muscle because an incomplete tendinous intersection passes across it. When the left and right spinalis capitis muscles contract together, the result is extension of the head. Unilateral contraction results in lateral flexion of the head and neck and also rotation of the head away from the side of contraction. This muscle is innervated by upper thoracic and lower cervical posterior primary divisions.