Chapter Fifty-Seven. Biobehavioural aspects of parenting
Approaches to the study of behaviour
For thousands of years the brain and mind were viewed as separate entities. Whilst scientists studied the brain, the mind was the realm of philosophers. In the 19th century scientists realised that sensations such as sight were the result of nerve impulses and experiments were devised to explore them. Wilhelm Wundt opened the first psychology laboratory at the University of Leipzig in 1879. Since then other disciplines have been developed to study behaviour, such as:
• Ethology: the study of natural behaviour.
• Cognitive psychology: the way people process information.
• Physiological psychology: the physical brain and its processes.
• Behaviourism: observed behaviour (made famous by Pavlov).
• Psychoanalysis: how psychological history explains current behaviour.
• Evolutionary psychology: the development of species-specific behaviour.
Now, modern techniques are being used to explore the brain. These include magnetic resonance imaging (MRI), computerised axial tomography (CAT), positron emission tomography (PET) and magnetoencephalography (MEG). MEG detects the electrical activity in the brain and can spot the site of the activity. The scans cannot tell what a person is thinking but can tell where it is taking place, suggesting the brain consists of functional modules or domains such as the Broca’s and Wernicke’s language centres on the left side of the brain (Smail 2008).
Philosophical roots
The Greek philosopher Hippocrates (460–377 BC) believed that the mind was in the brain and controlled the body. Beginning with Descartes in the 17th century, dualists considered the mind and body to be separate. The body was constructed from matter but the mind was not. The soul was located in the brain and controlled the body. Later philosophers, including John Locke (1632–1704), argued that Hippocrates was correct. If the mind can interact with the body then it must be physical, i.e. the mind is a product of the brain. The sense organs send messages to the brain so that the mind can direct the body towards appropriate action. This belief underlies the theory of monism (Dennett 1992). There is still no agreement as to whether monists or dualists are correct but most people studying the mind today relate to other sciences such as physics and cannot explain a disembodied mind and therefore are monists.
Smail (2008) says that ‘many of the things that we do are shaped by behavioural dispositions, moods, emotions and feelings that have a deep evolutionary history’. These body states have been shown to be physiological in nature, located in specific parts of the brain. They are associated with a range of neurotransmitters and hormones such as testosterone, oestrogen, serotonin, dopamine, endorphins, oxytocin, prolactin, vasopressin, epinephrine and others. These chemicals help to determine how we feel; the role of oxytocin in maternal–infant attachment is discussed later in the chapter. Smail suggests this is firm evidence that the brain generates the mind and that dualism is incorrect.
Meanings and applications
There are two anxieties about psychosocial research findings. First, they may be affected by the biases and beliefs of the researchers’ norms (Davis-Floyd & Mather 2002). Secondly, political leaders may use the theories for their own purposes. Hrdy (1999) discusses ‘the politics of motherhood’, in particular the mother’s role in child development. The dichotomy is whether mothers stay at home or go out to work. Governments change their views when women workers are needed. Smail (2008) suggests that, although there are many cultural differences in behaviour, culture is superimposed on biology and there are universal behavioural norms such as parenting.
For example, human societies exhibit multiple ways of thinking which may affect the provision of health care. Davis-Floyd & Mather (2002) describe three paradigms of health care which influence modern maternity care: the technocratic, humanistic and holistic models.
• The technocratic model is dualistic, separating body from mind. The body is an unpredictable machine, likely to need manipulation by machinery and techniques to ensure health: e.g. to ensure that birth is successful. The mind is not the concern of technocratic medicine.
• The humanistic model is a monistic approach that recognises the influence of the mind on the body and advocates care that considers both. Partnership between client and carer is essential.
• The holistic model stems from Eastern philosophy and arose out of dissatisfaction with Western concepts of health and disease. Body and mind are fully integrated, involving the spirit or soul.
Davis-Floyd & Mather (2002) visualise combining aspects from each model to provide the best care possible. There is evidence that the mind plays an important role in the physical state of the body but more evidence is needed.
The evolution of babies
Human babies are born with some physical and mental attributes. Unlike some species, even other primates such as monkeys and apes, they are particularly helpless and their behaviour mainly consists of sleeping, eating, defecating and seeking comfort. They are altricial, rather than those newborns that can run about almost immediately such as deer and most herd animals which are precocial. However, humans are secondarily altricial and our ancestors were probably more precocial. Our newborns should probably stay in utero for at least 12 months rather than the 9 months of gestation. There are at least three reasons for this evolutionary pathway (Small 1999):
1. The increase in brain size has provoked early birth and flexibility of skull shape in the development of sutures and fontanelles.
2. Bipedalism has altered the shape of the human pelvis and increased the difficulty of the baby negotiating the birth canal.
3. Human babies are relatively large related to maternal size and their placentae are unable to sustain them in utero for more than the 9 months.
Maternal–child interaction
Instinctive behaviour
Bowlby (1984) wrote:
Behaviour of even the simplest animals is enormously complex. It varies in systematic waysfrom members of one species to another and in less systematic ways from individual to individual within a species… Yet there are many regularities of behaviour that are so striking and play so important a part in the survival of individual and species that they have earned the name instinctive.
He described four main characteristics of instinctive behaviour:
1. It follows a recognisably similar and predictive pattern in most members of a species.
2. It is not a simple response to a stimulus but a sequence of behaviour that runs a predictable course.
3. Some of its usual consequences are of obvious value in contributing to the preservation of an individual or continuity of a species.
4. Many examples of it develop even when the ordinary opportunities for learning are absent.
In the past there was argument over which behaviours were innate (inborn, genetic, natural) and which were acquired (learned, environmental, nurtured) but this is a meaningless division. Every biological characteristic, physiological or behavioural, is a product of gene–environment interaction (Barrett et al 2002). If a biological characteristic is little influenced by environmental variations it is called environmentally stable and any characteristic that is much influenced by the environment is environmentally labile. Instinctive behaviour is environmentally stable (Hinde 1959).
Some believe that the variability of human behaviour proves that it is culturally driven and nothing is instinctive but Bowlby (1984) disagreed. In higher species instinctive behaviour is not stereotyped but follows a recognisable pattern (characteristic 1) and runs a predictable course (characteristic 2). Mating, child care and the attachment of the young to their parents have survival value for both individual and species (characteristic 3). Despite the immense variety of cultural norms, some behaviours repeatedly emerge (characteristic 4).
Bowlby believed that behavioural attributes contribute to survival and reproduction when they operate within a prescribed environment. Environmentally stable behaviours are controlled by elements he called ‘environments of adaptedness’: for instance, the range of environmental temperatures the body can tolerate or the altitude at which the cardiovascular system can function.
The human environment of evolutionary adaptedness
Human capacity for innovation has enabled survival in a wide range of environments, called by some the human environment of evolutionary adaptedness (Barrett et al 2002, Irons 1998). Also, humans have manufactured safe environments, leading to an incredible increase in world population. In the last 15 000 years a rise in pastoralism and agriculture led to the growth of cities. Unfortunately this led to an increased risk of infection and pollution.
The mother’s social surroundings are part of the environment in which childbearing and childrearing take place. The relationship between the sexes is also important as the basis of sexual difference lies in the investment in the gametes. Women produce fewer, larger ova compared to the millions of tiny sperm. Women also provide energy to the fetus in utero and supply milk during infancy (Hrdy 1999). Male parenting is necessary for the support of women and their children during the long human growth to maturity (Small 2002). However, there is no consensus on the biological nature of the human family and it is risky to define evolutionary behaviour in terms of modern hunter–gatherers.
Human childbearing behaviour
Five aspects about childbearing behaviour are discussed below. They are:
• Bonding.
• Tactile behaviour.
• Crying.
• The senses.
• Lateral preferences.
Bonding
The development of theories over time and how they link with culture is interesting. The study of ethology began with Tinbergen and Lorenz in the 1950s. Lorenz believed that if attachment behaviour did not occur within the critical period the opportunity was lost. Hinde (1982) was less restrictive and described a sensitive period as ‘a given event that can be produced more readily during a certain period than earlier or later’.
Klaus & Kennel (1976)
Klaus & Kennel (1976) developed the concept of a sensitive period or imprinting lasting for a few minutes or hours after birth in which maternal–infant bonding or attachment (and paternal) is ensured. Attachment was defined as ‘a unique relationship between two people that is specific and endures through time’. The presence of species-specific behaviour is important to Klaus &Kennel’s theory. They were concerned about the effects of separating mothers and their babies for long periods. Rooming-in developed from their research. They believed that a strong mother–infant bond was the basis on which the infant’s future attachments are formed and through which he develops a sense of self. If the early opportunity is missed attachment is difficult, but can still develop because it is an ongoing learning process. Therefore adoptive parents can usually form relationships with their children.
John Bowlby (1984)
Bowlby (1984) believed that the immature newborn human infant develops attachment behaviour more slowly than other species do. He did not believe in a sensitive period but did use the term imprinting, suggesting that the infant’s focusing on a single figure, although slow to develop, is sufficiently like those of other mammalian species. Maternal involvement in ensuring that infants remain close to them depends on their relative helplessness.
Bowlby talks of ‘an evolutionary shift in balance’ from the infant taking all the responsibility for keeping contact to total maternal responsibility in humans because of infant immaturity. He suggested that infant attachment behaviour develops over the first 6 months in phases, from response to stimuli to full reciprocal behaviour, in response to parental behaviour. Parental behaviour may depend on a sensitive period and, if this is disrupted, infant attachment behaviour may not develop normally.
He wrote, ‘Almost from the first, many children have more than one person towards whom they can direct attachment behaviour’. The young infant is given opportunities to form attachments to other family members, particularly the father. The mother does not usually have to accept total responsibility for child rearing. However, a child constantly surrounded by a succession of stranger-carers may become withdrawn.
Wenda Trevathen (1987)
Trevathen (1987) observed maternal and neonatal behaviour during the first hour after delivery. She believes that there is a sensitive period in the first hour which varies markedly across time and between cultures. This cultural variability superimposed on a biological process is emphasized by Small (1998). Trevathen wrote, ‘Although the process may not always be perfect, behaviours of mammalian females have been selected to complement the needs and capabilities of their young’.
The neonate is secondarily altricial, requiring a period of exterogestation (gestation outside the uterus) with prolongation of infancy. This is a trade-off between pelvic size and shape and the size of the neonatal brain. The human gestation period should probably be over 12 months compared to other mammals. Human infants, born after only 9 months, do not achieve equality of developmental status with other primates until they are 6 months old. Unlike a primarily altricial baby whose eyes are closed at birth, human babies have their eyes open and can use them to interpret the environment. Bowlby’s observation that attachment behaviour equivalent to a newborn gorilla does not occur until about 6 months may support the above theory of shortened gestation length.
However, Trevathen concludes that there is scant evidence that contact between mothers and their babies in the immediate postpartum period is necessary for bond formation. The observed behaviours may be ‘relics from the past and have no significant function’.
The role of oxytocin in bonding
Bonding theory has been criticised by stating that early studies lacked scientific methodology and have been difficult to replicate. Lamb (1983) believed it unlikely that a species as dependent on social learning as humans would exhibit such narrow behaviour as sensitive periods. However, events during the first few hours after birth are important.
Modern studies of oxytocin