Disease
NCT ID
Source
Dose (/kg)
Route
Age
Follow-up
Type of study
Location
Cerebral Palsy
01072370
Autologous (MNC)
1 × 107
iv
2–12 years old
1 year
Phase I/II (placebo, double blinded)
Georgia Regents University
01147653
Autologous
1 × 107
iv
1–6 years old
2 years
Phase II (randomized double blinded)
Duke University, NC
01193660
Allogeneic (immuno-suppression)
3 × 107
iv
10 m-10 years
6 months
Randomized/double blind + erythropoietin
Bundang CHA Hospital, Korea
01486732
Allogeneic (immuno-suppression)
NS
iv/ia
6 m-20 years
3 months
Phase II (Randomized, placebo + rehabilitation)
Bundang CHA Hospital, Korea
01528436
Allogeneic (immuno-suppression)
D/K
iv/ia
6 m-20 years
3 months
Phase II (randomized, double-blind, placebo + rehabilitation)
Bundang CHA Hospital, Korea
01639404
Allogeneic (immuno-suppression)
D/K
iv/ia
6 m-20 years
3 months
Open-label + rehabilitation
Bundang CHA Hospital, Korea
SCI
01046786
Allogeneic (HLA matched)
1.6–6.4 × 106 (total)
Spinal
18–60 years old (>12 months after SCI)
1 year
Phase I/II (open-label, dose escalation)
University of Hong Kong
01354483
Allogeneic (HLA matched)
1.6–6.4 × 106 (total)
Spinal
18–60 (>12 months after SCI)
1 year
Phase I/II (open-label, dose escalation)
Chengdu Army Kunming General Hospital, China
01393977
Allogeneic (MSC)
D/K
spinal
20–50
3 months
Phase II (Open-label + rehabilitation)
Chinese People’s Armed Police Force, China
01471613
Allogeneic (StemCyte)
6.4 × 106 (total)
spinal
18–65 (<4 weeks since SCI)
1 year
Phase I/11 (Randomized, double-blind, placebo-controlled + lithium)
Chinese PLA Chengdu Army Kunming General Hospital
Stroke
01438593
CD34+ (StemCyte; HLA mismatch 5/6)
5 × 106 (total)
ic
35–75 years old (6–60 months post stroke)
6 months
Phase I (open label)
China Medical University, Taiwan
01673932
UCB-MNCs (HLA-matched)
1–4 × 107 (total)
ic
35–65 years old (6–60 months post stroke)
12–36 months
Phase I (open-label randomized control)
The University of Hong Kong
01700166
Autologous
D/K
iv
6 weeks–6 years old
2 year
Phase I (open label)
The University of Texas Health Science Center, Houston
AD
01297218
Allogenic (NeuroStem-AD; MSC)
3–6 × 106 (total)
ic
50–75 years old
12 weeks
Phase I (Open label)
Medipost Co., Korea
01696591
Allogenic (NeuroStem-AD; MSC)
3–6 × 106 (total)
ic
50–75 years old
24 months
Phase I (Open-label; follow-up)
Medipost Co., Korea
Neonatal hypoxia–ischemia
00593242
Autologous
5 × 107
iv
14 days old
26 months
Phase I (open label)
Duke University, NC
01649648
Autologous
D/K
iv
1–3 days old
2 years
Phase I (open label)
National University Hospital, Singapore
TBI
01251003
Autologous
<10 × 109
iv
6–18 months post TBI (Children)
2 years
Phase I/II (open label)
University of Texas, Houston
01451528
Allogeneic
D/K
iv/ia
>18 yearsold (>6 months with TBI)
6 months
Open label
CHA University
While cerebral palsy appears to be the most popular disease (6/19), four of the studies originate from the same institution and three of them appear to be Phase or type of trial variants. The other study was recently published with favorable results [217] and also uses EPO as a cotreatment. Unfortunately, there was no UCB alone group in this study, which makes it difficult to evaluate the contribution of the EPO.
Except for spinal cord injury, which is exclusively by spinal injection, in most cases, the cells will be injected intravenously. The AD studies and two of the stroke studies also involve direct injection into the brain.
While some of the studies may not be as rigorously performed as would be ideal to maximize interpretation of their effectiveness, it will be interesting to see how the trials fare with respect to treating the disease of interest. The animal studies suggest that many more clinical trials could be on the horizon.
5 Conclusions
UCB contains a heterogeneous mixture of immature cells that have shown potential for the treatment of many diseases of the CNS. This relates to their ability to modify the inflammatory response, promote angiogenesis and neurogenesis, and secrete a number of cell survival cytokines and neurotrophic factors. There are several clinical trials exploring their value in the clinic and as our understanding of these cells progress, many more trials should be performed.
References
1.
Ende M, Ende N. Hematopoietic transplantation by means of fetal (cord) blood. A new method. Va Med Mon (1918). 1972;99:276–80.
2.
Gluckman E, Broxmeyer HA, Auerbach AD, Friedman HS, Douglas GW, Devergie A, Esperou H, et al. Hematopoietic reconstitution in a patient with Fanconi’s anemia by means of umbilical-cord blood from an HLA-identical sibling. N Engl J Med. 1989;321:1174–8.PubMed
3.
Laughlin MJ, Barker J, Bambach B, Koc ON, Rizzieri DA, Wagner JE, et al. Hematopoietic engraftment and survival in adult recipients of umbilical-cord blood from unrelated donors. N Engl J Med. 2001;344:1815–22.PubMed
4.
Tse W, Laughlin MJ. Umbilical cord blood transplantation: a new alternative option. Hematology Am Soc Hematol Educ Program. 2005;2005:377–83.
5.
Knutsen AP, Wall DA. Kinetics of T-cell development of umbilical cord blood transplantation in severe T-cell immunodeficiency disorders. J Allergy Clin Immunol. 1999;103:823–32.PubMed
6.
Broxmeyer HE, Hangoc G, Cooper S, Ribeiro RC, Graves V, Yoder M, et al. Growth characteristics and expansion of human umbilical cord blood and estimation of its potential for transplantation in adults. Proc Natl Acad Sci U S A. 1992;89(9):4109–13.PubMed
7.
Frassoni F, Podesta M, Maccario R, Giorgiani G, Rossi G, Zecca M, et al. Cord blood transplantation provides better reconstitution of hematopoietic reservoir compared with bone marrow transplantation. Blood. 2003;102(3):1138–41.PubMed
8.
Todaro AM, Pafumi C, Pernicone G, Munda S, Pilastro MR, Russo A, et al. Haematopoietic progenitors from umbilical cord blood. Blood Purif. 2000;18(2):144–7.PubMed
9.
Nakahata T, Ogawa M. Hemopoietic colony-forming cells in umbilical cord blood with extensive capability to generate mono- and multipotential hemopoietic progenitors. J Clin Invest. 1982;70(6):1324–8.PubMed
10.
Vaziri H, Dragowska W, Allsopp RC, Thomas TE, Harley CB, Lansdorp PM. Evidence for a mitotic clock in human hematopoietic stem cells: loss of telomeric DNA with age. Proc Natl Acad Sci U S A. 1994;91(21):9857–60.PubMed
11.
Harris DT, Schumacher MJ, Locascio J, Besencon FJ, Olson GB, DeLuca D, et al. Phenotypic and functional immaturity of human umbilical cord blood T lymphocytes. Proc Natl Acad Sci U S A. 1992;89(21):10006–10.PubMed
12.
Pranke P, Failace RR, Allebrandt WF, Steibel G, Schmidt F, Nardi NB. Hematologic and immunophenotypic characterization of human umbilical cord blood. Acta Haematol. 2001;105(2):71–6.PubMed
13.
D’Arena G, Musto P, Cascavilla N, Di Giorgio G, Fusilli S, Zendoli F, et al. Flow cytometric characterization of human umbilical cord blood lymphocytes: immunophenotypic features. Haematologica. 1998;83(3):197–203.PubMed
14.
Rainsford E, Reen DJ. Interleukin 10, produced in abundance by human newborn T cells, may be the regulator of increased tolerance associated with cord blood stem cell transplantation. Br J Haematol. 2002;116(3):702–9.PubMed
15.
Zola H, Fusco M, Macardle PJ, Flego L, Roberton D. Expression of cytokine receptors by human cord blood lymphocytes: comparison with adult blood lymphocytes. Pediatr Res. 1995;38(3):397–403.PubMed
16.
Asseman C, Powrie F. Interleukin 10 is a growth factor for a population of regulatory T cells. Gut. 1998;42(2):157–8.PubMed
17.
Buelens C, Willems F, Delvaux A, Pierard G, Delville JP, Velu T, et al. Interleukin-10 differentially regulates B7-1 (CD80) and B7-2 (CD86) expression on human peripheral blood dendritic cells. Eur J Immunol. 1995;25(9):2668–72.PubMed
18.
Jiang Q, Azuma E, Hirayama M, Iwamoto S, Kumamoto T, Kobayashi M, et al. Functional immaturity of cord blood monocytes as detected by impaired response to hepatocyte growth factor. Pediatr Int. 2001;43(4):334–9.PubMed
19.
Theilgaard-Monch K, Raaschou-Jensen K, Palm H, Schjodt K, Heilmann C, Vindelov L, et al. Flow cytometric assessment of lymphocyte subsets, lymphoid progenitors, and hematopoietic stem cells in allogeneic stem cell grafts. Bone Marrow Transplant. 2001;28(11):1073–82.PubMed
20.
Willing AE, Eve DJ, Sanberg PR. Umbilical cord blood transfusions for prevention of progressive brain injury and induction of neural recovery: an immunological perspective. Regen Med. 2007;2(4):457–64.PubMed
21.
Garderet L, Dulphy N, Douay C, Chalumeau N, Schaeffer V, Zilber MT, et al. The umbilical cord blood alphabeta T-cell repertoire: characteristics of a polyclonal and naive but completely formed repertoire. Blood. 1998;91(1):340–6.PubMed
22.
Thomson BG, Robertson KA, Gowan D, Heilman D, Broxmeyer HE, Emanuel D, et al. Analysis of engraftment, graft-versus-host disease, and immune recovery following unrelated donor cord blood transplantation. Blood. 2000;96(8):2703–11.PubMed
23.
Chen N, Hudson JE, Walczak P, Misiuta I, Garbuzova-Davis S, Jiang L, et al. Human umbilical cord blood progenitors: the potential of these hematopoietic cells to become neural. Stem Cells. 2005;23(10):1560–70.PubMed
24.
Newcomb JD, Sanberg PR, Klasko SK, Willing AE. Umbilical cord blood research: current and future perspectives. Cell Transplant. 2007;16(2):151–8.PubMed
25.
Hao SG, Sun GL, Wu WL, Wu YL. [Studies on the dynamics of biological characteristics of CD133+ cells from human umbilical cord blood during short-term culture]. Zhongguo Shi Yan Xue Ye Xue Za Zhi. 2003;11(6):569–75.PubMed
26.
Garbuzova-Davis S, Willing AE, Saporta S, Bickford PC, Gemma C, Chen N, et al. Novel cell therapy approaches for brain repair. Prog Brain Res. 2006;157:207–22.PubMed
27.
Tamaki S, Eckert K, He D, Sutton R, Doshe M, Jain G, et al. Engraftment of sorted/expanded human central nervous system stem cells from fetal brain. J Neurosci Res. 2002;69(6):976–86.PubMed
28.
Uchida N, Buck DW, He D, Reitsma MJ, Masek M, Phan TV, et al. Direct isolation of human central nervous system stem cells. Proc Natl Acad Sci U S A. 2000;97(26):14720–5.PubMed
29.
Jurga M, Forraz N, Basford C, Atzeni G, Trevelyan AJ, Habibollah S, et al. Neurogenic properties and a clinical relevance of multipotent stem cells derived from cord blood samples stored in the biobanks. Stem Cells Dev. 2012;21(6):923–36.PubMed
30.
Ali H, Forraz N, McGuckin CP, Jurga M, Lindsay S, Ip BK, et al. In vitro modelling of cortical neurogenesis by sequential induction of human umbilical cord blood stem cells. Stem Cell Rev. 2012;8(1):210–23.PubMed
31.
Goodwin HS, Bicknese AR, Chien SN, Bogucki BD, Quinn CO, Wall DA. Multilineage differentiation activity by cells isolated from umbilical cord blood: expression of bone, fat, and neural markers. Biol Blood Marrow Transplant. 2001;7(11):581–8.PubMed
32.
Yang SE, Ha CW, Jung M, Jin HJ, Lee M, Song H, et al. Mesenchymal stem/progenitor cells developed in cultures from UC blood. Cytotherapy. 2004;6(5):476–86.PubMed
33.
Bicknese AR, Goodwin HS, Quinn CO, Henderson VC, Chien SN, Wall DA. Human umbilical cord blood cells can be induced to express markers for neurons and glia. Cell Transplant. 2002;11(3):261–4.PubMed
34.
Kosmacheva SM, Volk MV, Yeustratenka TA, Severin IN, Potapnev MP. In vitro growth of human umbilical blood mesenchymal stem cells and their differentiation into chondrocytes and osteoblasts. Bull Exp Biol Med. 2008;145(1):141–5.PubMed
35.
Lee KD, Kuo TK, Whang-Peng J, Chung YF, Lin CT, Chou SH, et al. In vitro hepatic differentiation of human mesenchymal stem cells. Hepatology. 2004;40(6):1275–84.PubMed
36.
El-Badri NS, Hakki A, Saporta S, Liang X, Madhusodanan S, Willing AE, et al. Cord blood mesenchymal stem cells: potential use in neurological disorders. Stem Cells Dev. 2006;15(4):497–506.PubMed
37.
Carrade DD, Lame MW, Kent MS, Clark KC, Walker NJ, Borjesson DL. Comparative analysis of the immunomodulatory properties of equine adult-derived mesenchymal stem cells. Cell Med. 2012;4(1):1–11.PubMed
38.
Kogler G, Sensken S, Airey JA, Trapp T, Muschen M, Feldhahn N, et al. A new human somatic stem cell from placental cord blood with intrinsic pluripotent differentiation potential. J Exp Med. 2004;200(2):123–35.PubMed
39.
Bhartiya D, Shaikh A, Nagvenkar P, Kasiviswanathan S, Pethe P, Pawani H, et al. Very small embryonic-like stem cells with maximum regenerative potential get discarded during cord blood banking and bone marrow processing for autologous stem cell therapy. Stem Cells Dev. 2012;21(1):1–6.PubMed
40.
Yang WZ, Zhang Y, Wu F, Min WP, Minev B, Zhang M, et al. Safety evaluation of allogeneic umbilical cord blood mononuclear cell therapy for degenerative conditions. J Transl Med. 2010;8:75.PubMed
41.
Borlongan CV, Hadman M, Sanberg CD, Sanberg PR. Central nervous system entry of peripherally injected umbilical cord blood cells is not required for neuroprotection in stroke. Stroke. 2004;35(10):2385–9.PubMed
42.
Willing AE, Lixian J, Milliken M, Poulos S, Zigova T, Song S, et al. Intravenous versus intrastriatal cord blood administration in a rodent model of stroke. J Neurosci Res. 2003;73(3):296–307.PubMed
43.
Xiao J, Nan Z, Motooka Y, Low WC. Transplantation of a novel cell line population of umbilical cord blood stem cells ameliorates neurological deficits associated with ischemic brain injury. Stem Cells Dev. 2005;14(6):722–33.PubMed
44.
Makinen S, Kekarainen T, Nystedt J, Liimatainen T, Huhtala T, Narvanen A, et al. Human umbilical cord blood cells do not improve sensorimotor or cognitive outcome following transient middle cerebral artery occlusion in rats. Brain Res. 2006;1123(1):207–15.PubMed
45.
Zawadzka M, Lukasiuk K, Machaj EK, Pojda Z, Kaminska B. Lack of migration and neurological benefits after infusion of umbilical cord blood cells in ischemic brain injury. Acta Neurobiol Exp (Wars). 2009;69(1):46–51.
46.
Hall AA, Leonardo CC, Collier LA, Rowe DD, Willing AE, Pennypacker KR. Delayed treatments for stroke influence neuronal death in rat organotypic slice cultures subjected to oxygen glucose deprivation. Neuroscience. 2009;164(2):470–7.PubMed
47.
Rowe DD, Leonardo CC, Hall AA, Shahaduzzaman MD, Collier LA, Willing AE, et al. Cord blood administration induces oligodendrocyte survival through alterations in gene expression. Brain Res. 2010;1366:172–88.PubMed
48.
Jiang L, Womble T, Saporta S, Chen N, Sanberg CD, Sanberg PR, et al. Human umbilical cord blood cells decrease microglial survival in vitro. Stem Cells Dev. 2010;19(2):221–8.PubMed
49.
Leonardo CC, Hall AA, Collier LA, Ajmo Jr CT, Willing AE, Pennypacker KR. Human umbilical cord blood cell therapy blocks the morphological change and recruitment of CD11b-expressing, isolectin-binding proinflammatory cells after middle cerebral artery occlusion. J Neurosci Res. 2010;88(6):1213–22.PubMed
50.
Kim ES, Ahn SY, Im GH, Sung DK, Park YR, Choi SH, et al. Human umbilical cord blood-derived mesenchymal stem cell transplantation attenuates severe brain injury by permanent middle cerebral artery occlusion in newborn rats. Pediatr Res. 2012;72(3):277–84.PubMed
51.
Vendrame M, Cassady J, Newcomb J, Butler T, Pennypacker KR, Zigova T, et al. Infusion of human umbilical cord blood cells in a rat model of stroke dose-dependently rescues behavioral deficits and reduces infarct volume. Stroke. 2004;35(10):2390–5.PubMed
52.
Newcomb JD, Ajmo Jr CT, Sanberg CD, Sanberg PR, Pennypacker KR, Willing AE. Timing of cord blood treatment after experimental stroke determines therapeutic efficacy. Cell Transplant. 2006;15(3):213–23.PubMed
53.
Newman MB, Willing AE, Manresa JJ, Davis-Sanberg C, Sanberg PR. Stroke-induced migration of human umbilical cord blood cells: time course and cytokines. Stem Cells Dev. 2005;14(5):576–86.PubMed
54.
Chen J, Sanberg PR, Li Y, Wang L, Lu M, Willing AE, et al. Intravenous administration of human umbilical cord blood reduces behavioral deficits after stroke in rats. Stroke. 2001;32(11):2682–8.PubMed
55.
Boltze J, Schmidt UR, Reich DM, Kranz A, Reymann KG, Strassburger M, et al. Determination of the therapeutic time window for human umbilical cord blood mononuclear cell transplantation following experimental stroke in rats. Cell Transplant. 2012;21(6):1199–211.PubMed
56.
Clark RK, Lee EV, Fish CJ, White RF, Price WJ, Jonak ZL, et al. Development of tissue damage, inflammation and resolution following stroke: an immunohistochemical and quantitative planimetric study. Brain Res Bull. 1993;31(5):565–72.PubMed