Fig. 4.1
Immunostaining using direct smear when cell block is not available (example 1): smears of a squamous carcinoma do not show typical diagnostic features; the diagnosis was confirmed by positive P63 staining on a smear (left, Papanicolaou stain; right upper, H&E-stained subsequent resection specimen; right lower, P63 stain)
Fig. 4.2
Immunostaining using direct smear when cell block is not available (example 2): positive PAX8 staining on a smear confirms ovarian origin of a metastatic adenocarcinoma in an axillary lymph node, an unusual metastatic pattern (PAX8 stain)
In a situation in which cell block material is not available and the cells of interest are present on only a single Papanicolaou-stained smear, but a panel of markers is needed, a cell-transfer technique can be used to facilitate a multiple marker study using the limited material. In brief, the tissue from a smear is peeled, lifted, and divided into multiple pieces. Each piece is then transferred and firmly adhered to a new slide for a marker staining. This technique can allow for avoiding a repeat biopsy solely for immunophenotyping of the tumor and thus can reduce patient morbidity and health-care costs.
In hematopoietic lesions such as lymphoma, cytospin slides containing Ficoll-Hypaque-enriched mononuclear cells may be used for immunostaining (see Chap. 2).
Technical validation should be performed before routinely using non-cell block preparations for immunostaining to ensure that an expected result can be consistently achieved. For example, at MD Anderson, hormone receptor status is frequently evaluated on direct smears after in-house validation. Papanicolaou-stained direct smears without destaining, but with antigen retrieval, have been proven to be optimal staining conditions (Figs. 4.3 and 4.4).
Fig. 4.3
Immunostaining using direct smear when cell block is not available (example 3): positive estrogen receptor staining on a smear of metastatic breast carcinoma; the information was used to guide clinical treatment (estrogen receptor stain)
Fig. 4.4
Immunostaining using direct smear when cell block is not available (example 4): positive estrogen receptor staining on a smear of metastatic breast carcinoma in a neck lymph node. The result was used to confirm a diagnosis because the tumor cells are small and bland, reminiscent of the background lymphocytes (left, Papanicolaou stain; right, estrogen receptor stain)
Marker Selection
Although a systematic thought process is important in the cytology diagnosis, immunoperoxidase studies should be tailored on an individual basis and performed judiciously, step by step, to narrow down the differential diagnosis. The goal is to use the smallest necessary panel and yield maximal diagnostic information.
If a tumor is poorly differentiated, an immunoperoxidase workup may start with lineage determination using a broad spectrum of markers, followed by second and sometimes third panels to define the tumor subtype and primary origin (Fig. 1.1). If a tumor is well to moderately differentiated and shows clear evidence of cell lineage or subtype, then specific markers can be ordered initially. The number of markers depends on the slides available and priority. Sometimes, a single marker is sufficient for confirmatory purpose if a clinical history of primary tumor is known and the cytologic features are compatible.
Dual or multiplex staining, in which two or more immunostains are performed on a single slide, can be used in certain cases to save tissue. Dual staining of TTF1 and Napsin A is one of the examples (Fig. 4.5); positive staining seen in either or both markers is often used to confirm a lung primary and an adenocarcinoma subtype.
Fig. 4.5
An example of dual or multiplex staining, which allows for multiple markers to be evaluated on the same slides to save tissue: TTF1 (brown nuclear staining) and Napsin A (red cytoplasmic staining) performed on the same cell block section
The most frequently encountered tumor entities in cytology practice should be considered before selecting markers for detecting rare and unusual tumors.
Nuclear markers are generally superior to cytoplasmic or membranous markers in cytology preparations. Compared to nonnuclear markers, nuclear staining tends to be more specific and easier to interpret, especially when staining is performed on direct smears in which the intercellular relationship and cell membrane may be distorted or stripped off during smearing (Fig. 4.6). Any true nuclear staining should be considered significant. The commonly used nuclear markers and nonnuclear markers are listed in Tables 4.1 and 4.2, respectively. A few newly discovered yet promising markers are also included. Currently specific markers may become less specific and may be replaced by new markers and new clones that are continually emerging.
Fig. 4.6
Immunostaining using direct smear when cell block is not available (example 5): positive TTF1 staining on a smear confirms a metastatic papillary thyroid carcinoma in soft tissue of the thigh (TTF1 stain)
Table 4.1
Nuclear markers that are relatively site specific (in alphabetical order)
Nuclear marker
Main application (tumor types/origins)
Selected other tumor types
ALK
Anaplastic large cell lymphoma
Inflammatory myofibroblastic tumor (cytoplasmic staining); lung AdCA with EML4-ALK rearrangement
Brachyury
Chordoma
Calretinin*
Mesothelioma
Sex cord stromal tumors
Adrenal cortical tumors
CDX2
AdCA of the GI tract (lower > upper)
Neuroendocrine tumors (GI tract > other sites)
AdCA of the pancreaticobiliary tract
Tumors with enteric phenotype (e.g., mucinous AdCA of the ovary, lung, cervix), urinary bladder AdCA, yolk sac tumor
ER
Breast CA
AdCA of gynecologic origin, sweat gland, salivary gland, and lung (rare)
ERG
Vascular tumors
Prostate CA
FLI1
Ewing sarcoma
Some lymphomas, Merkel cell CA
Vascular tumors
Lung CA, breast CA
GATA3
Urothelial CA
Paraganglioma, chromophobe renal cell CA, squamous CA, mesothelioma, pancreaticobiliary AdCA
Breast CA
CA of the salivary gland, skin, and pancreas
MDM2, CDK4
Liposarcoma (dedifferentiated types > well differentiated)
Positive for both markers is more specific
MITF
Melanoma of the skin or soft tissue
PEComas, soft tissue tumors with melanocytic differentiation
MyoD1, myogenin
Rhabdomyosarcoma
NKX3.1
Prostate CA
Breast CA (lobular > ductal)
OCT3/4
Seminoma/dysgerminoma and embryonal CA of gonadal or extragonadal sites
PAX2
Renal cell CA (clear cell, papillary)
AdCA of gynecologic origin (not thyroid or thymic tumors)
PAX5
B-cell lineage lymphomas
Small cell CA (lung > other sites)
PAX8
Renal cell CA (all types)
Urothelial CA (−/+)
Thyroid CA (papillary/follicular > anaplastic > medullary)
Neuroendocrine tumors of the pancreas, thymic tumors, parathyroid tumors, lymphoma and benign lymphocytes
Endometrial AdCA, cervical AdCA, ovarian AdCA (nonmucinous > mucinous)
PR
Breast CA, salivary duct CA
Pancreatic endocrine tumor, solid pseudopapillary tumor
P16*
HPV-associated squamous CA of the cervix, anogenital and oropharyngeal origins (strong and diffuse staining)
Serous CA of gynecologic origin (used analogously to p53 and unrelated to HPV)
P40
Squamous CA
Urothelial CA
P63
Squamous CA
Urothelial CA, thymic tumors, Metaplastic breast carcinoma
Sall4
Germ cell tumors of gonadal or extragonadal sites
SATB2
AdCA of the lower GI tract
Neuroendocrine tumors of the left colon and rectum, papillary renal cell CA, osteosarcoma
SF1
Adrenal cortical tumors
Sex cord stromal tumors
SOX9
Cartilaginous tumors
SOX10
Melanoma of the skin or soft tissue
Nerve sheath tumors (benign > malignant), some breast CA, salivary gland CA, carcinoid tumors
SOX11
Mantle cell lymphoma
Lymphoblastic lymphoma, Burkitt lymphoma, Merkel cell CA
S100*
Melanoma of the skin or soft tissue
Subset of CA (breast, salivary gland, sweat gland, thyroid origins), granular cell tumor, Langerhans cell histiocytosis, PEComas
Nerve sheath tumors
Neurofibroma, dendritic cell tumors, chondrosarcoma, chordoma, lipomatous tumors
STAT6
Solitary fibrous tumor
TFE3
Alveolar soft part sarcoma
Xp11 translocation renal cell CA, subset of PEComas, epithelioid hemangioendothelioma
TLE1
Synovial sarcoma
Schwannoma, solitary fibrous tumor
TTF1
AdCA of the lung (nonmucinous > mucinous)
Small cell CA (lung > other sites), lung carcinoid, large cell neuroendocrine CA of various sites; positive cytoplasmic TTF1 staining can be seen in hepatocellular CA and benign hepatocytes
Thyroid CA (papillary, follicular, medullary)
AdCA of gynecologic origin
WT1
Ovarian serous CA, mesothelioma
Primary peritoneal serous CA, Wilms tumor, DPSRCT, endometrial stromal sarcoma
Table 4.2
Nonnuclear (cytoplasmic or membranous) markers (in alphabetical order)
Nonnuclear marker
Main application (tumor types/origins)
Selected other tumor types
AFP
Hepatocellular CA
Germ cell tumors
Arginase
Hepatocellular CA
AdCA of the pancreaticobiliary tract (rare)
Calcitonin
Medullary thyroid CA
CD30
Classical Hodgkin lymphoma, anaplastic large cell lymphoma
Embryonal CA
CD31, FactorVIII
Vascular tumors
CD38
Plasma cell neoplasms
Some B-cell lymphomas
CD138
Plasma cell neoplasms
Some carcinomas, sarcomas, lymphomas
CD117 (cKit)
GIST, seminoma/dysgerminoma, myeloid sarcoma
Renal cell CA (chromophobe), plasma cell neoplasms, melanoma, PEComas, renal oncocytoma, thymic CA, adenoid cystic CA of salivary gland
CDH17
AdCA of the GI tract (lower > upper)
Pancreatic AdCA, neuroendocrine tumors of the GI tract and pancreas
Chromogranin
Neuroendocrine tumors
CK20
AdCA of the colon and rectum, Merkel cell CA of the skin (perinuclear dot pattern)
CK5/6
Squamous CA, urothelial CA
Metaplastic breast carcinoma
Mesothelioma
CK903
Squamous CA, urothelial CA
Metasplastic breast carcinoma
Desmin, MSA
Smooth muscle and skeletal muscle tumors
Desmin also + in mesothelial cells (benign > malignant) and non-myogenic tumors (DPSRCT, blastemal component of Wilms tumor)
D2-40
Mesothelioma, seminoma
Embryonal CA
DOG1
GIST
Acinic cell CA of salivary gland
GCDFP, mammaglobin
Breast CA
Subset of salivary duct and sweat gland and lung CA
Glypican3
Hepatocellular CA
Yolk sac tumor
HepPar1
Hepatocellular CA
CA with hepatoid phenotype in extrahepatic sites, AdCA of the stomach and esophagus
HMB45
Melanoma of the skin or soft tissue
PEComas, melanotic schwannoma
Inhibin
Adrenal cortical tumors
Sex cord stromal tumors, granular cell tumor
Melan A/MART1
Melanoma of the skin or soft tissue
Adrenal cortical tumors and sex cord stromal tumors if using Melan A (clone A103), PEComas
Mesothelin
Mesothelioma
AdCA of various sites
Napsin A
AdCA of the lung
Renal cell CA (papillary > clear cell), ovarian clear cell CA, rare thyroid papillary CA
NY-ESO-1
Myxoid/round cell liposarcoma
Breast cancer
Synovial sarcoma
PLAP
Germ cell tumors of gonadal or extragonadal sites
PSA, PAP
Prostate CA
Breast and salivary gland CA. PSA is more specific but less sensitive than PAP
Prostein (P501S)
Prostate CA
RCC
Renal cell CA (clear cell, papillary)
Adrenal cortical CA, breast CA
SMA
Smooth muscle tumors
Myofibroblastic lesions
Synaptophysin
Neuroendocrine tumors
Neuroblastoma, Ewing sarcoma/PNET, DPSRCT, adrenal cortical tumors, solid pseudopapillary tumor of pancreas
Thrombomodulin
Urothelial CA
Mesothelioma
Thyroglobulin
Thyroid CA (papillary, follicular)
PTH
Parathyroid tumors
Uroplakin
Urothelial CA
Villin
AdCA of the GI tract (lower > upper)
Tumors with enteric phenotype (e.g., mucinous AdCA of the ovary, lung), urinary bladder AdCA, endometrial CA, yolk sac tumor
A specific positive result for a particular marker has greater value than a negative result because negative staining may reflect a true negative biologic reaction; however, it may also result from false negativity. Therefore, marker selection priority should be given to markers that are expected to be positive, although markers that are expected to be negative may be included in a panel.
If immunophenotypic information about a previous tumor in the same patient is available, selection of positively expressed specific markers to work up the current tumor is helpful to confirm that the two tumors are of the same disease process (Fig. 4.7).
Fig. 4.7
Immunostaining using direct smear when cell block is not available (example 6): positive CDX2 staining on a smear confirms colorectal origin of a metastatic adenocarcinoma in a retroperitoneal lymph node (CDX2 stain)
Marker selection needs knowledge of metastatic pattern. For example, in view of the fact that thyroid gland is an important recipient for metastatic renal cell carcinoma, PAX8 should not be selected to work up a suspected metastatic renal cell carcinoma in the thyroid because tumors originated from both organs express PAX8.
Marker Interpretation and Caveats
Correlation with clinical and radiologic findings and cytologic features.
Knowledge of the distribution of specific staining in cells (nuclear, cytoplasmic, or membranous).
Focusing on staining in healthy and viable tumor cells, avoiding degenerated cells or cells in necrotic areas.
Judicious examination of positive and negative controls that ideally should be processed and stained in the same manner as the test sample at each run of staining.
Immunostaining on non-cell block preparations, such as direct smears, usually does not have proper control tissue. Extra caution should be taken during interpretation.
Definition of positivity in terms of the percentage of positive lesional cells required may vary for different markers. However, for the interpretation of prognostic and predictive markers such as ER, PR, and HER2, standard guidelines should be followed.
Net results of the entire immunostaining panel should be used when considering a final diagnosis.
False-negative results are more common than are false-positive results. Therefore, a positive result is generally more meaningful than a negative result.
False-negative results are largely due to sample error (i.e., scarcity of lesional cells available for immunostaining from a tumor that intrinsically expresses the markers only focally and heterogeneously) and inappropriate preanalytical and analytical factors (e.g., using non-cell block material for immunostaining without technical validation). Certain stains, such as S100, cannot be reliably assessed on ethanol-fixed preparations, possibly resulting in false-negative findings.
False-positive results are usually due to erroneous interpretation. The lack of reliable histologic architecture in the aspirated material can cause entrapped benign cells at the aspiration site to be mistaken for tumor cells. For example, an aspirate of a metastatic carcinoma to the lungs may be admixed with entrapped benign bronchial epithelial cells that express TTF-1, potentially leading to the erroneous conclusion that the tumor is focally TTF-1 positive and thus a lung primary. In addition, nonspecific staining is often seen in crowded cell groups of thick smears or in association with the edge effect. It can cause a false-positive interpretation. Occasionally, staining of the cytoplasm overlying a nucleus which is actually negative for a nuclear marker may appear weak reactivity in the nucleus due to the integrity of the cells and the three-dimensional nature of the cells on the smear.
Be aware of some caveats that may be associated with TTF1, CDX2, and PAX8, the most commonly used nuclear markers in cytology practice. For example, CDX2 may be positive in adenocarcinomas from the lung, ovary, and urinary bladder with enteric phenotype and yolk sac tumor. Lung adenocarcinomas with enteric phenotype or mucinous subtype usually have lower frequency of TTF1 expression than those with nonmucinous subtype. Likewise, ovarian adenocarcinomas with enteric phenotype or mucinous subtype less likely express PAX8 than those with nonmucinous subtype. In addition, when a distinction between thyroid and parathyroid or between thyroid and thymic tumor is needed, PAX8 should not be selected because lesions from these origins can express PAX8. PAX8 can also be positive in lymphoid cells; thus caution should be taken when using PAX8 to detect metastatic carcinoma in lymph node sample. In addition to carcinoma originated from renal, thyroid, and gynecologic organs, PAX8 is frequently expressed in well-differentiated pancreatic endocrine tumor. Lastly, PAX8 is usually used to distinct renal cell carcinoma (positive) from urothelial carcinoma (negative); however, a subset of upper tract urothelial carcinoma may express PAX8.
Tiered Diagnostic Algorithm of Immunoperoxidase Workup
The tiered approach involves the sequential application of selected markers: the smallest yet most effective panel. The entities listed in the tables of this chapter are the malignant tumors that are most frequently encountered in cytology practice, although a few low-grade and benign lesions are included for the purpose of differential diagnosis. The staining results in the tables are not absolute and may vary depending on variations in the sensitivity and specificity of the antibody used, staining conditions, and tumor differentiation. In general, “−” or “negative” signifies the percentage of positive cases in the 0–10 % range; “−/+” signifies the percentage of positive cases in the 10–50 % range; “+/−” signifies the percentage of positive cases in the 50–70 % range; and “+” or “positive” signifies the percentage of positive cases in the >70 % range.
Determination of Tumor Lineage (Step 1) (Figs. 1.9 and 4.8)
Fig. 4.8
Algorithmic approach to immunoperoxidase workup of metastatic tumors
Even though each diagnostic algorithm differs according to the clinical and cytologic findings, for cases that need to be worked up from lineage determination, the first-tier panel of immunostaining markers includes panCK, melanocytic markers (such as MART1), and a hematopoietic marker (such as CD45) to determine the epithelial, melanocytic, and hematopoietic lineages of the tumor, respectively.
Epithelial Markers
Cytokeratins are present in epithelial cells and are the hallmarks of this lineage. AE1/AE3 used to be considered a first-line screening marker. Although AE1/AE3 is expressed in the majority of epithelial neoplasms, a few exceptions exist. For example, hepatocellular carcinoma is not recognized by AE1/AE3 because hepatocytes are positive for CK18, which is not included in AE1/AE3 but is included in CAM5.2. Neuroendocrine carcinomas, including small cell carcinoma, variably express both AE1/AE3 and CAM5.2. CAM5.2 is complementary to AE1/AE3 and can recognize the few carcinomas that are missed by AE1/AE3. Therefore, pancytokeratin (panCK), a cocktail of AE1/AE3 and CAM5.2 and other keratins, should be used as a screening cytokeratin in cytology practice.
PanCK greatly increases the screening sensitivity of confirming an epithelial nature of the malignancy; some carcinomas are still negative for this marker (Table 4.3). For renal cell carcinoma, the addition of EMA could be helpful. Adrenal cortical carcinoma frequently lacks expression of panCK or any other epithelial markers, including EMA. Caution should be taken in the interpretation of panCK in small cell carcinoma, in which the degree of panCK expression varies depending on the primary origin and the staining can be focal and subtle because the cells have very little cytoplasm.
Table 4.3
Carcinomas that may show negative panCK staining
Carcinoma type | panCK (%) |
---|---|
Adrenal cortical carcinoma | 15 % |
Anaplastic thyroid carcinoma | 75 % |
Embryonal carcinoma | 75 % |
Hepatocellular carcinoma | 80 % |
Renal cell carcinoma | 80 % |
Small cell carcinoma | Variable depending on site |
Spindle cell/sarcomatoid carcinoma | Variable depending on site |
On the other hand, non-carcinoma malignancies may show variable expression of panCK, especially tumors with epithelioid appearance, including melanoma, sarcoma, and hematopoietic tumors (Table 4.4). Staining in most of these tumors tends to be focal and weak. However, these could be the traps for the unwary. Of note, mesothelioma and most germ cell tumors (excepting seminoma/dysgerminoma) are epithelial-derived tumors and are positive for panCK.
Table 4.4
Non-epithelial malignant tumors that may express panCK
Tumor type | panCK (%) |
---|---|
Epithelioid morphology | |
Melanoma (skin, soft tissue) | 10 % |
Mesothelioma | 95 % |
Epithelioid angiosarcoma | 65 % |
Epithelioid hemangioendothelioma | 15 % |
Epithelioid leiomyosarcoma | 10 % |
Epithelioid MPNST | 20 % |
Epithelioid rhabdomyosarcoma | 25 % |
Epithelioid sarcoma | 80 % |
Osteosarcoma | <10 % |
Alveolar soft part sarcoma | None |
Synovial sarcoma | 65 % |
Chordoma | 100 % |
Epithelioid GIST | Rare |
Paraganglioma | <10 % |
Seminoma | 30 % |
Large cell lymphoma | Rare |
Plasma cell neoplasms | 20 % |
Others | |
DPSRCT | 90 % |
Ewing sarcoma/PNET | 15 % |
CK5/6 and CK903 are both high molecular weight keratin, but are not included in panCK. They are reactive to squamous, urothelial, and metaplastic breast carcinomas.
Melanocytic Markers
Commonly used melanocytic markers in cytology practice include MART1, SOX10, MITF, S100, and HMB45. Although S100 is quite sensitive for melanoma in paraffin-embedded tissue sections, it is not very specific and can be expressed in a subset of tumors from different lineages, including carcinomas, sarcomas, and dendritic cell tumors (Table 4.1). In addition, S100 staining on ethanol-fixed preparations may show a false-negative result; thus, it is not a preferred marker in cytology practice. HMB45 has high specificity but relatively low sensitivity. MART1 is often used as a first-line marker. When direct smear is the only available sample type for staining, nuclear markers such as SOX10 and MITF are preferred; both stain the epithelioid and spindle variant of melanoma with high sensitivity (Figs. 4.9 and 4.10).
Fig. 4.9
Immunostaining using direct smear when cell block is not available (example 7): positive SOX10 staining on a smear confirms a metastatic melanoma with spindle cell features (SOX10 stain)
Fig. 4.10
Immunostaining using direct smear when cell block is not available (example 8): positive MITF staining on a smear confirms a metastatic melanoma in the parotid gland (MITF stain)
Hematopoietic Markers
CD45 is highly specific for hematopoietic cells. However, a few hematopoietic neoplasms might be negative for CD45, including anaplastic large cell lymphoma, lymphoblastic lymphoma, myeloid sarcoma, plasma cell neoplasms, Reed–Sternberg cells and variants in classical Hodgkin lymphoma, and follicular dendritic cell sarcoma (Table 4.5). In these circumstances, CD43 should be used to increase the detectability when these tumors are in the differential diagnosis.
Table 4.5
Hematopoietic neoplasms that may be negative for CD45
Tumor | CD45 (%) |
---|---|
Anaplastic large cell lymphoma | 50–80 |
Classical Hodgkin lymphoma (Reed–Sternberg cell/variants) | 0–10 |
Follicular dendritic cell sarcoma | 0 |
Lymphoblastic lymphoma | 25–50 |
Myeloid sarcoma | 50–80 |
Plasma cell neoplasms | 65 |
Flow cytometric immunophenotyping is critical for subtyping B-cell lymphoma . When it is not available, cytospin or direct smears can be used for immunostaining, such as kappa and lambda, CD20, and CD3 (Figs. 4.11 and 4.12). Ki67 staining to assess tumor proliferation is an important part of a lymphoma workup because it helps grading of non-Hodgkin B-cell lymphomas (Fig. 4.13). SOX11 is highly sensitive and specific for mantle cell lymphoma; it can be used as an adjunct to immunophenotyping to increase the diagnostic certainty in a primary diagnostic setting or as a sole diagnostic marker to confirm mantle cell lymphoma in a recurrent setting, especially when a patient has a known history of MCL and the FNA sample has insufficient cells for flow cytometric immunophenotyping (Fig. 4.14).