© Springer-Verlag London 2014
Justin B. Dimick and Caprice C. Greenberg (eds.)Success in Academic Surgery: Health Services ResearchSuccess in Academic Surgery10.1007/978-1-4471-4718-3_2222. Funding Opportunities for Outcomes Research
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Department of Surgery and Epidemiology, Department of Surgery, Johns Hopkins Medical Institutions, 720 Rutland Ave, Ross 771B, Baltimore, MD 21205, USA
Abstract
“It’s All About the Benjamins”
(Sean Combs a.k.a. Puff Daddy, June 30, 1997)
It is critical for any discussion of research to address funding; four major reasons come to mind. First, high-quality outcomes research is not free. Contrary to the popular belief, outcomes research is not something you do on your laptop while watching television; it is a complex endeavor that requires time, expertise, collaborators, data, computing, and often patient engagement, and all of these things cost money. Second, few of us work in an environment where our clinical margin can finance our research, so money from outside of our clinical practice is necessary. Third, funded research is highly valuable to institutions, mostly because of prestige and indirects (the 25–75 cents or so in facilities and administrative fees that are paid to the institution for every dollar of research funds awarded to the PI). Fourth (likely as a result of third), funded researchers are highly respected in academic institutions; in fact, research funding is often a criterion for promotion, bonuses, etc.
This chapter will address what line items are commonly found in budgets of outcomes research grants (What Costs Money), various sources of research funding including government, societies, foundations, and other less-traditional sources (Who Has the Money), the types of grants that are funded, such as career development versus research grants, and their target audiences (Who Gets the Money), an overview of the NIH grant review and funding process (The Road to Riches), and some grantwriting advice (Selling the Drama). Clearly, a handful of pages cannot begin to cover all of the details and advice that an investigator needs to be the Puff Daddy of research funding; but hopefully this will serve as a starting point, beyond which the reader is advised to identify one or more well-funded investigators with a track record of facilitating this process for their mentees.
Keywords
BenjaminsGrantwritingNIHAHRQPCORI22.1 What Costs Money
Young outcomes researchers often ask me if “the kind of work we do is even fundable.” In other words, it seems intuitive to anyone that laboratory science would need funding: you need reagents, lab equipment, technicians, mice, cells, etc. It might seem that “just crunching data” would not follow this model and, as such, would not lend itself to traditional funding mechanisms. However, an overview of the typical expenses found in outcomes research (and reassurance that, yes, the NIH considers these to be “viable expenses”) reminds us that the laboratory funding model is not so different from outcomes research.
Even if the research does not involve patient interactions, “crunching data” is expensive. Even the data themselves are expensive, and funding agencies do not expect that you have already paid for data. Some datasets (such as claims or pharmacy data) can cost hundreds of thousands of dollars. Additionally, dataset linkages are also time-consuming and fundable. Demonstrating feasibility and potential effects in either a small subset of the main data, or in data from a different source with similar structure, can suffice for preliminary data; there is certainly no requirement to have conducted the entire study before applying for the grant. No matter the source, data arrive dirty, and require cleaning and extensive exploration to ensure high-quality data prior to the primary analysis; again, pilot data can be derived from a subset or a different source, and in either case the main data still require this work, which requires the time and effort of a research assistant or an analyst (or both).
The analysis itself is often complex, requires computers and statistical software (you might have the software, but the licenses might require updating) and, most importantly, personnel. For an analysis to be reliable, redundancy is likely required. To ensure the best methods are used, analysts are required but not sufficient; faculty (typically from departments of biostatistics and/or epidemiology) with extensive, published experience in methods relevant to the science are critical, and must contribute enough effort (at least 1.2 calendar-months per year) to demonstrate full engagement with the research team. Since a clinical understanding is required to inform exploration of the data and the analytical approach, substantial effort from the PI and/or clinical experts is also required.
If patients are involved, expenses add up quite quickly. These can include patient incentives to participate in the research (gift cards, other tokens, meals) as well as expense reimbursement (travel, parking). Research assistants are often required to collect the data directly from the patients, abstract data from medical records, and enter data into whatever computing system has been established for capturing the data. The data collection system is also an expense of the research; often, the pilot study uses a more rudimentary data collection system, and this is expanded once funding is secured. As with data analysis, data collection does not just involve those collecting the data, but requires supervision, redundancy, and faculty collaborators with extensive experience in conducting human subjects research contributing enough effort to demonstrate engagement in the process of data collection design, subject recruitment and retention, and protection of human subjects.
22.2 Who Has the Money
The holy grail of medical research support is the NIH. Readers to whom this statement is a surprise are encouraged to rethink their interest in research. Not only does the NIH have the largest budget for medical research (just under $30 billion in 2013), it has the process of grant review widely considered to be the most robust; as such, achieving NIH funding, serving on an NIH study section, or even having the letters “NIH” on your license plate are considered prestigious in the academic community and highly valuable to promotions committees. NIH publishes a Weekly NIH Funding Opportunities and Notices newsletter that is well worth receiving through their free e-mail subscription. The general type of grants offered by the NIH (Who Gets the Money) and the NIH grant review process (The Road to Riches) are discussed in more detail below.
However, it is also not breaking news that the NIH budget has recently stagnated (which effectively means a decrease in funding), and that matters are likely to become far worse. As such, it is critical to be aware of (and seek) alternative sources of research funding. The following list illustrates a broad range of non-NIH funding opportunities but is undoubtedly incomplete, and the reader is encouraged to explore funding opportunities independently.
Three major government-based funding sources specific to medical research are the Agency for Healthcare Research and Quality (AHRQ), the Patient-Centered Outcomes Research Institute (PCORI), and the Health Resources and Services Administration (HRSA). AHRQ functions basically like a “mini-NIH” in terms of funding opportunities, grant review, and grant structure; the other agencies use their own mechanisms. The Centers for Disease Control and Prevention (CDC) also offer occasional disease-specific grant or contract opportunities, and the National Science Foundation (NSF) is a staple for science and engineering funding that might align well with engineering/medicine collaborations. Recently, the Center for Medicare and Medicaid Services (CMS) has introduced some interesting outcomes research and innovation funding opportunities as well. Finally, the Department of Defense funds a Congressionally Directed Medical Research Program for areas of medicine directly relevant to service members, their families, and other military beneficiaries.