5 Optimising safety
Chapter contents
Introduction
Medical opinion generally has been that it is impossible for any medicine to have effects without side effects, that if herbs are claimed to be free from side effects they are probably not effective either. This is a rational view within its own terms. Any intervention at one site is always likely to lead to reactions at other sites, either because of functional or structural connection or because of similarity in sensitivity.
Nonetheless, for all concerned, what is needed is more information on safety. This chapter is not intended to be a comprehensive treatise on the issue of herbal safety. There are already a number of textbooks devoted solely to this topic and the monographs in this book provide detailed safety information for each of the 50 herbs covered. The information below is intended more as an introduction to the topic. Texts such as The Essential Guide to Herbal Safety1 and the Botanical Safety Handbook2 are particularly recommended for more information, as they represent a balanced view based on both clinical experience and the published data.
The case for concern
Adverse case reports
There have been a number of cases reported in the medical literature indicating a link between herbal consumption and adverse effects. Many of these are reviewed in the monographs in this book. Most are minor and infrequent in nature. Where serious adverse events are reported, the information is often of poor quality, making a credible link between cause and effect difficult to establish. However, it is worthwhile to note some defining examples of serious adverse events that have occurred in the past few decades. Many of these have resulted from contamination or adulteration, or relate to known toxic herbs.
During the early 1990s, several patients with renal failure were admitted to hospitals in Brussels with progressive interstitial fibrosis and tubular atrophy that was linked to a herbal slimming preparation. At least 30 individuals were found to have sustained end-stage renal failure from the incident, making it perhaps the single most serious adverse event linked to herbal consumption in modern times. The Chinese herb Aristolochia fangchi was found to be an ingredient of the formulation instead of the intended Stephania tetrandra. The consequent presence of aristolochic acid, a known toxin, was put forward as a hypothesis for the aetiology of the nephropathies in the literature and the phenomenon became known (perhaps incorrectly) as Chinese herb nephropathy (CHN). However, the case prompted the Association Pharmaceutique Belge at the Service du Contrôle des Médicaments to probe the matter further.3 They pointed to the idiosyncratic nature of the reactions and the presence of other powerful synthetic drugs in the mixture as suggesting a more complex story. They considered that the cocktail of sometimes powerful preparations adopted by some observing slimming regimes might have significantly lowered the threshold for renal damage. However, aristolochic acid has been known as a nephrotoxin for decades and cases not linked to the concurrent use of drugs have been reported.4
In 1997, it was reported that two of the women subsequently developed urothelial cancer caused by the genotoxicity of aristolochic acid.5 An article published in June 1999 reported further cases of urothelial cancer. Cosyns and co-workers tested 10 patients with CHN.6 Four (40%) were found to have urothelial carcinoma and abnormal cells were found in all of the 10 patients. Nortier and co-workers7 (June 2000) concluded that the incidence of urothelial cancer among patients with CHN is high and that the risk was related to the cumulative dose of the herb. They reported treating 105 patients with CHN of whom 43 had been admitted with end-stage renal failure. Thirty-nine of these patients were tested for urothelial carcinoma. Eighteen cases were found, and mild-to-moderate dysplasia was found in a further 19 patients.
Cases of CHN have also been reported in France, Spain, Japan, the UK and Taiwan, where cases of urothelial carcinoma have also been detected.7Aristolochia spp. can also be used as substitutes for several other Chinese herbs,8 and Chinese herbal products found to contain aristolochic acid have been recalled in several countries (including Australia9 and the USA10).
During the early 1990s, liver units in France began to report a number of cases of liver disease possibly linked to the consumption of a slimming herb. The hepatotoxicity of germander (Teucrium chamaedrys) was confirmed in isolated rat hepatocytes, particularly a crude fraction containing the diverse furanoditerpenoids. It was concluded that they are activated by cytochrome P450 3 A into electrophilic metabolites that deplete glutathione and protein thiols and form plasma membrane blebs.11 However, these cases were more likely to have been idiosyncratic drug reactions (IDRs) to the germander. Germander was subsequently banned from use in many countries, although germander-induced hepatotoxicity is probably still occurring, mainly from the fact that certain species of Teucrium are commonly used as a substitute for American skullcap (Scutellaria lateriflora).
In fact, so widespread was this adulteration, the macroscopic and microscopic description of skullcap cut herb in the British Herbal Pharmacopoeia 1983 was probably for a species of Teucrium. Adulteration of commercial skullcap continued to be an issue in Europe, the UK and the USA into the late 20th century.12 Idiosyncratic hepatotoxicity was reported for tablets containing skullcap and valerian in 198913 and for tablets containing skullcap, mistletoe, kelp, wild lettuce and motherwort in 198114 (although the presence of mistletoe was later questioned).15 The observed hepatotoxicity of these herbal products is probably attributable to a germander species, rather than the herbs mentioned, including skullcap. Case reports of hepatotoxicity caused by germander are not limited to T. chamaedrys,16 other Teucrium spp. have caused hepatic failure.17 One of the reported UK cases of skullcap-related hepatotoxicity was confirmed as being due to T. canadense rather than skullcap.16
From January 1991 to December 1993, the Medical Toxicology Unit (formerly Poisons Unit) at Guy’s and St Thomas’s Hospital in London received reports of 11 cases of liver damage following the use of Chinese herbal medicine for skin conditions. There was strong evidence of an association in two cases, as recovery after withdrawal and recurrence of hepatitis after rechallenge were observed. The time-course relationship, recovery after ceasing Chinese herbal medicine and absence of alternative causes of liver damage suggested an association in two further symptomatic cases following a single period of exposure. Herbal material was available for analysis in seven cases. The plant mixtures varied, so no single ingredient could account for liver injury. Effects did not appear dose related and it was concluded they were probably idiosyncratic.18 Two patients were additionally described who suffered an acute hepatic illness related to taking traditional Chinese herbs for skin disease. Both recovered fully. The mixtures they took included two herbs that were also present in the mixture taken by a previously reported patient who suffered fatal hepatic necrosis.19 Sporadic cases of IDRs to Chinese herbal formulations resulting in hepatotoxicity have been reported in the literature ever since. A 2009 study from a gastroenterological department in a Chinese hospital concluded that Chinese herbs were a significant factor in idiosyncratic hepatotoxicity, although the liver injury was not severe in most cases.20 Other studies reviewing patients attending single clinics or hospitals in the UK, Germany and Japan have found a much lower incidence of idiosyncratic hepatitis from the use of Chinese herbal formulations.21
Case reports of idiosyncratic hepatotoxicity to Western herbs extend beyond germander. A review of 18 reports of adverse events associated with the ingestion of chaparral reported to the Food and Drug Administration (FDA) between 1992 and 1994 found evidence of hepatotoxicity in 13 cases (causal (10), not followed up (1), probable (2), insufficient data (5)). Of the 13 cases, 10 had ingested chaparral only, with the remainder taking products containing chaparral and other herbs and/or ingredients. Adverse events occurred 3 to 52 weeks after the ingestion of chaparral and resolved 1 to 17 weeks after ceasing intake. The predominant pattern of liver injury was characterised as toxic or drug-induced cholestatic hepatitis. In four individuals there was progression to cirrhosis and in two individuals there was acute fulminant liver failure that required a liver transplant. Of the patients requiring a liver transplant, chaparral was probably not the only factor in one case.22
In 2002 a group of Australian doctors reported suspected hepatotoxicity, presumably an IDR, associated with the ingestion of black cohosh (Actaea racemosa).23 At least 68 more cases have been reported since then, but the association remains a contentious issue. One analysis of the reported cases using the updated Council for International Organisations of Medical Sciences (CIOMS) causality assessment asserted that there was little, if any, evidence for a causal relationship between use of black cohosh and liver damage.24 For more information on this topic see the black cohosh monograph.
Nonetheless, the RAND Report undertook a comprehensive analysis of adverse consequences from both clinical trials and case reports submitted to the FDA.25 Using data from clinical trials, the report concluded that there is sufficient evidence that the use of ephedrine and/or Ephedra or ephedrine plus caffeine is associated with two to three times the risk of nausea, vomiting, psychiatric symptoms such as anxiety and change in mood, autonomic hyperactivity and palpitations. It was not possible to determine the contribution of caffeine to these events. There were no reports of serious adverse events in the controlled trials.25
From the adverse events reported by one manufacturer of Ephedra-containing dietary supplements and to the FDA, the RAND Report identified what it termed to be ‘sentinel events’. Classification of a sentinel event does not mean to imply a proven cause and effect relationship. These included two deaths, three myocardial infarctions, nine strokes, three seizures and five psychiatric cases associated with prior Ephedra consumption. The report also identified 43 additional cases as possible sentinel events and noted that about half of all the sentinel events occurred in people aged 30 years or younger.25 Hepatotoxicity has also been linked to the use of Ephedra both in traditional Chinese formulations and in weight loss supplements.26–28
Animal exposure to pyrrolizidine alkaloids (PAs), found in several medicinal plants, has led to a dose-dependent swelling of hepatocytes and haemorrhagic necrosis of perivenular cells of the liver, with concomitant loss of sinusoidal lining cells, with sinusoids filled with cellular debris, hepatocyte organelles and red blood cells. These are all features of veno-occlusive disease.29 These effects do not represent an IDR, but rather follow from the direct hepatotoxic activity of these alkaloids. The LD50 for a pyrrolizidine-rich extract of Senecio was found to be 160 mg/kg.30 Despite their similarity in structure, PAs differ in their individual LD50 values and in the organs in which toxicity is expressed. In one study of four PAs, the proportion of the PA removed by liver cultures varied considerably due to differences in the production of reactive metabolites (dehydroalkaloids), which appear to be largely responsible for the toxicity of PAs, and in their conversion to a safer form (GSDHP).31 Among pyrrolizidine-containing plants, heliotrope32 and Senecio33 have been found to be responsible for veno-occlusive disease in humans. Clinical manifestations of poisoning in humans include abdominal pain, ascites, hepatomegaly and raised serum transaminase levels. Prognosis is often poor with death rates of 20% to 30% being reported.34 In vivo studies of coltsfoot, containing senkirkine, have shown some evidence of toxicity.35 However, the key reported case linked to coltsfoot consumption turned out to be a substitution problem. Tea containing peppermint, and what the mother thought was coltsfoot (Tussilago farfara), was associated with veno-occlusive liver disease in an 18-month-old boy. Pharmacological analysis of the tea compounds revealed high amounts of PAs, mainly seneciphylline and the corresponding N-oxide. It was calculated that the child had consumed at least 60 mg/kg body weight per day of the toxic pyrrolizidine alkaloid mixture over 15 months. Macroscopic and microscopic analysis of the leaf material indicated that Adenostyles allariae had been erroneously gathered by the parents in place of coltsfoot. The child was given conservative treatment only and recovered completely within 2 months.36
A review of 18 case reports of pennyroyal ingestion documented moderate to severe toxicity in patients who had been exposed to at least 10 mL of pennyroyal oil. In one fatal case, postmortem examination of a serum sample obtained 72 h after the acute ingestion identified 18 ng/mL of pulegone and 1 ng/mL of menthofuran.37 In another case of ingestion of 30 mL of pennyroyal oil by a pregnant woman, symptoms included abdominal spasm, nausea, vomiting, alternating lethargy and agitated behaviour. Kidney failure and a solid liver necrosis developed subsequently and death occurred 7 days later. In two similar cases where doses used were 10 mL and 15 mL of oil, vomiting, agitation, fainting, flank pain and dermatitis occurred, but with no lasting toxic symptoms.38
Maternal ingestion of blue cohosh (Caulophyllum thalictroides) in late pregnancy has been associated with four documented cases of perinatal adverse events. The first case occurred after a normal labour, where a female infant was not able to breathe spontaneously and sustained central nervous system (CNS) hypoxic-ischaemic damage. A midwife had attempted induction of labour using a combination of blue cohosh and black cohosh given orally (dosage undefined) at around 42 weeks’ gestation.39
In the second case, severe congestive heart failure and myocardial infarction in a newborn male were attributed to maternal consumption of blue cohosh tablets. The woman had been advised to take 1 tablet per day (herb quantity not specified) but she took 3 tablets per day for 3 weeks prior to delivery. Cardiomegaly and mildly reduced left ventricular function were still evident at 2 years of age.40 The tablets were not analysed for their content. Stroke in an infant was reported as a possible association with a blue cohosh-containing dietary supplement in the FDA’s Special Nutritionals Adverse Event Monitoring System database (which listed adverse events but was not subject to preconditions, analysis or peer review).41 The level of documentation of this case is poor.
Finally, a case report linked stroke in a baby with blue cohosh consumption by the mother.42 A female infant weighing 3.86 kg was born at just over 40 weeks’ gestation to a healthy 24-year-old woman. The obstetrician reportedly had advised the woman to drink a tea made from blue cohosh because induction of labour was a recognised effect of this herb. A caesarean section was performed after a failed attempt at vaginal delivery. The infant had focal motor seizures of the right arm, which began at 26 h of age, and were controlled with phenobarbital and phenytoin. A computed tomographic (CT) scan obtained when the infant was 2 days of age showed an evolving infarct in the distribution of the left middle cerebral artery. There were no other apparent causes for the baby’s condition.
In a curious development with this fourth case, urine and meconium were positive for the cocaine metabolite benzoylecgonine, and testing of the mother’s bottle of blue cohosh and another brand of the same herb were also positive for this metabolite. Maternal cocaine is a well-known cause of perinatal stroke. Later the authors commented that the finding of a cocaine metabolite in blue cohosh should be interpreted with caution.43 The finding is most likely due to a false positive reading from the analytical tests used (which did not have a high degree of specificity). In other words, blue cohosh most likely contains a phytochemical which reacts like the cocaine metabolite in terms of the test used, but is not related in any way to cocaine.
Adverse effects have also been documented for a pregnant woman ingesting blue cohosh. Nicotinic toxicity was reported following the attempted use of blue cohosh as an abortifacient.44 A 21-year-old woman developed tachycardia, sweating, abdominal pain, vomiting and muscle weakness following the ingestion of a blue cohosh tincture. The authors suggested that these symptoms were consistent with nicotinic toxicity and probably resulted from N-methylcytisine, a phytochemical component of blue cohosh. Symptoms resolved over 24 h.
Plants as poisons
In general, plants have considerably less acute toxicity than many other agents in our modern environment, such as chemicals and drugs. This could be expected since the chemicals in plants are diluted by a large percentage of inert plant material. This assertion is borne out by statistics, for example data from the American Association of Poison Control Centres (AAPCC). In a recent publication, information from the 1983 to 2009 annual reports of the AAPCC was analysed, together with queries of the 2000 to 2009 AAPCC Toxic Exposure Surveillance System and the National Poison Data System databases.45 During 2000 to 2009, 668 111 plant ingestion exposures were reported, with around 90% of these involving single plants. There was a steady decline in the number of plant exposures, falling from 8.9% of all reported exposures in 1983, to 2.4% in 2009. Young children accounted for more than 80% of plant ingestion exposures. Only 45 fatalities were recorded between 1983 and 2009, with Datura and Cicuta species accounting for about one-third of these. The authors concluded that, while plant ingestion remains a common call for poison information centres, morbidity and mortality associated with these were very low relative to the total number of reported plant exposures.
Given the existence of toxic plants, it is accepted by all involved that not all plants are safe to use as remedies. The incidence of these clearly varies from country to country. Appendix B provides a list of several potentially toxic medicinal herbs. With a few exceptions, their use is best avoided, especially during pregnancy and lactation. The individual herb monographs in this book contain detailed toxicity information, where available.
Adverse reactions
Although the term ‘benefit-risk ratio’ is convenient and often used, such an assessment is qualitative not quantitative (in other words, the division of a number for risk by a number for efficacy is rarely actually performed) and hence always involves some element of subjectivity. For a drug that is lifesaving, a greater safety risk is acceptable when it is used in that context. This is the reason dangerous therapeutic drugs are tolerated by the regulators.
A number of milder adverse reactions are predictable on the basis of the known phytochemistry of the herb. More details of such side effects are provided in Chapter 2, but a few key examples follow:
• Tannin-containing herbs, such as cranesbill (Geranium maculatum) and oak bark (Quercus robur), can inhibit trace element and B vitamin absorption. They should therefore not be used in high doses for long periods, or alternatively given away from food and other medications
• Saponins are gastric irritants. Hence, doses of herbs which contain saponins, such as horsechestnut (Aesculus hippocastanum) and Gymnema (Gymnema sylvestre), can cause reflux and/or vomiting in sensitive individuals. The alternative is to prescribe them in enteric-coated tablets or with meals
• Licorice root (Glycyrrhiza spp) can cause sodium and fluid retention and potassium loss. This effect only occurs with extended use at high doses and can be minimised by a high potassium diet. An adult dose equivalent to 3 g/day should not cause this problem
• Korean ginseng (Panax ginseng) can cause overstimulation, usually only at higher doses (in excess of 1 g/day)
• Pungent herbs such as capsicum (Cayenne spp) and ginger (Zingiber officinale) create a burning sensation which patients may find uncomfortable. In the case of herbs that contain mustard oils, such as horseradish (Armoracia rusticana), the burning sensation is real and can cause considerable gastric discomfort. High doses of ginger can cause heartburn
• Bitter herbs in high doses may cause some patients to vomit when given in liquid form
• Echinacea and prickly ash (Zanthoxylum clava-herculis) in liquid form cause tingling in the mouth and promotion of saliva, which in a few patients can give them a choking sensation and rarely a panic reaction
• Thujone can cause CNS stimulation and possibly epilepsy. Care should be exercised when giving thujone-containing herbs in high doses to epileptics. These herbs include Thuja (Thuja occidentalis), sage (Salvia officinalis), tansy (Tanacetum vulgare), wormwood (Artemisia absinthium) and some types of yarrow (Achillea millefolium). Thujone-containing herbs can also cause headaches in high doses
• Garlic can inhibit thyroid function
• Blood root (Sanguinaria canadensis) and bryony (Bryonia alba) are potent irritants and should only be used in low doses
• Bladderwrack (Fucus vesiculosus) and kelp (Laminaria) may aggravate or induce hyperthyroidism when given in high doses for prolonged periods
• Laxative herbs can cause abdominal pain. Abuse can lead to electrolyte loss, especially potassium. Chronic use leads to a characteristic pigmentation of the colonic mucosa known as melanosis coli. This is harmless and reversible
• Use of kava (Piper methysticum) for insomnia can cause a mild lethargy the next morning and chronic use is associated with skin changes
• It is unlikely that St John’s wort (Hypericum perforatum) causes photosensitivity with normal usage. It may cause an allergic skin rash in some cases, which has been misinterpreted as photosensitivity.
Idiosyncratic reactions
Idiosyncratic reactions are reactions that are peculiar to a single individual or a very small group of people. They are by nature unexpected and unpredictable.
Pregnancy and lactation
It is a general principle that one should refrain from giving medicines to a pregnant woman unless clearly necessary. Although some herbs have been used safely by women when pregnant and may thus be seen to have a degree of positive vetting, they should be prescribed particularly carefully in the crucial first trimester when fetal organ development is underway. Although there are very few accounts that link any pregnancy problems to herb consumption, too little is known for any sweeping recommendation. Particular caution should be exercised for plants with alkaloidal principles, strong volatile constituents (notably including pure essential oils and plants with high levels of thujone) and in cases where there is a history of miscarriage or where low back or abdominal pains occur. Toxic herbs should be avoided; see Appendix B for such a list.
The pregnancy safety ratings advocated in The Essential Guide to Herbal Safety1 have been adopted for the monographs in this text. This categorisation is designed to remove the subjectivity from assessing the safety information for herbs during pregnancy. The ratings are self-explanatory, but a further discussion is provided in Chapter 10 (How to use the monographs). However, some herbal clinicians might prefer a simpler approach of a list of contraindications and cautions, and this is provided in Table 5.1 for more than just the 50 herbs detailed in this book.
In regulatory terms, the caution referred to above in the case of pregnancy is also extended to the stage of lactation. Although critical organ development is not threatened, there remains some doubt in many cases about how secondary plant metabolites, many of which pass easily and even preferentially into breast milk, affect the baby. Practitioners should therefore maintain a degree of caution in attending to clinical problems affecting mother and suckling baby. However, it should be pointed out that documented adverse effects for herbs used during lactation are minimal, other than milk reduction or reduced infant feeding. Table 5.2 provides some basic guidelines for commonly used herbs.
Adverse herb-drug interactions
The issue of adverse herb-drug interactions (HDIs) is probably the most contentious problem in the understanding of the safe use of medicinal plants. Many texts carry pages and pages of theoretically possible interactions for each herb, often based on unsupported extrapolations from pharmacological data (typically in vitro studies). Such information is not only needlessly cautious it is potentially alarmist. The reader might experience such difficulty managing the complexity of the provided information that he or she might conclude that the only safe option is never to recommend any herbs in conjunction with conventional drugs. In addition to these hypercautions, there is also considerable misinformation in the field. For a full discussion of these issues, the reader is referred to the relevant chapter in The Essential Guide to Herbal Safety.1
Appendix C provides a reference table for HDIs, together with explanatory information. The table is designed to be accurate and responsible and is based on a critical assessment of the clinical relevance of the available information. Entries are mainly drawn from case reports and clinical studies. In addition, the various relevant monographs typically contain a more complete discussion of some of the issues summarised in the appendix.