Neurology and Neurosurgery

CHAPTER 38 Neurology and Neurosurgery





GOLDEN RULES











The scope of neurologic malpractice liability precludes a compendium of potential claims. Moreover, any such listing would be outdated before publication, as emerging diagnostic and therapeutic options open the door for new claims. It is, however, instructive to consider the most prevalent patient conditions generating suits against the neurologic practitioner (in decreasing order of frequency): back disorders; cerebrovascular accident; displacement of intervertebral disk; convulsions; headache (HA); epilepsy; migraine; malignant neoplasm of the brain; subarachnoid hemorrhage (SAH); and musculoskeletal disorders affecting the neck region.1


Intervertebral disk displacement and spine disorders are not discussed because these claims are predominantly simple diagnostic errors, few result in an indemnity payment, and the total indemnity is a small fraction of the total paid for all claims.


This chapter outlines several management strategies for the remaining conditions, arbitrarily grouped together as stroke, epilepsy, and HA, the latter subsuming migraine, brain tumor, and SAH. Lack of space precludes a discussion of the myriad disparate claims involving these conditions. Therefore, several particular topics were selected because they are frequently seen by neurologists and neurosurgeons alike, affect a large segment of the population, generate recurring claims, and have the potential for devastating outcomes with exceptionally high indemnity payments or judgments.




CASE PRESENTATION


A 42-year-old female presented to the neurologist with a three-month history of headaches and vague dizziness. The exam was reported as normal, and sumatriptan was prescribed for “common migraines.” Over the next three years, the patient returned to the neurologist sixteen times with complaints of a generalized daily headache, dull with occasional throbbing and typically worse later in the day. The neurologist reported a normal neurologic exam at each visit, never ordered any diagnostic testing except for an in-office EEG (reported as normal), and unsuccessfully treated the patient with a host of anti-inflammatory, analgesic, and prophylactic migraine medications.


On the seventeenth visit, the patient described a more severe, nearly constant headache with “stabbing” pains in the occipital region and blurred vision. The neurologist referred her to a neurosurgeon who performed cervical spine radiographs (interpreted as showing minimal osteophytic changes at C4–5 and C5–6), and prescribed Elavil for “atypical mixed headaches with cervical spine disease” and “mild depression.” She returned to the treating neurologist with complaints of progressive visual impairment. The neurologist described a “normal neuro exam,” changed the Elavil to Paxil, and concluded “The neurosurgeon and I agree that the patient is depressed, which is contributing to her headaches, and the visual complaints are probably due to Elavil side effects.” The patient consulted another neurologist nine days later. Examination revealed papilledema, partial cranial nerve VII, VIII, and XII palsies, and ataxia. Imaging revealed a large acoustic neuroma. There were permanent deficits postoperatively. The patient sued the treating neurologist and consulting neurosurgeon for failure to diagnose a brain tumor, and the case settled for over $5 million.


Comment: This case illustrates the need to consider secondary causes of headache, especially with a history of progressive symptoms and multiple “red flags” (atypical headache, dizziness, unresponsive to treatment, visual impairment). There was no indication for an EEG. Imaging would have been appropriate after the initial consultation, leading to an earlier diagnosis and avoiding some of the permanent deficits. The neurologist failed to recognize that the patient complained of visual blurring before starting Elavil, even though the nurse documented this symptom in the follow-up note. If the neurologist actually examined the patient, instead of simply writing “normal neuro exam” in the chart, some of the focal deficits pointing to an intracranial lesion would have been evident.



ISSUES



The Common Ground


The most prevalent neurology misadventure is diagnostic error, and the most frequent incorrectly diagnosed conditions are brain tumor, followed by abscess, SAH, and other causes of HA.2 Neurosurgeons are most frequently sued for technical procedural errors and postoperative complications, although diagnostic and nonoperative treatment errors appear to underpin many successful claims. Technical surgical errors are usually straightforward, promptly recognized, and unpredictable. The mere occurrence of a technical error is not malpractice without additional evidence of substandard skill. Claims alleging such errors are generally not successful and, for the competent surgeon, there are few risk management protocols that would minimize these isolated events. Therefore, technical error claims will not be discussed. Postoperative complications include known risks stemming from each particular procedure, and claims frequently allege lack of informed consent. Informed consent guidelines are well documented in the literature, and they are discussed elsewhere in this Handbook.


The confluence of several unrelated trends portends an increase in neurosurgical claims alleging diagnostic or treatment error:






Thus, the management strategies discussed in this chapter are equally applicable to the medical and surgical neurologist, focusing on the common ground of diagnostic and treatment error (hereinafter the term “neurologist” refers to both the medical and surgical specialist unless otherwise specified).



STRATEGIES FOR HEADACHE



General Considerations


HAs are ubiquitous, arguably the most common disorder encountered by the practicing physician, and the most common presenting symptom in malpractice claims against medical neurologists.3 HA may be of little clinical significance or, paradoxically, herald a catastrophic illness, such as brain tumor, SAH, or meningitis. A complete and accurate diagnosis of the HA patient requires a detailed history coupled with a full neurologic and general medical examination, as well as diagnostic testing and neuroimaging in selected cases.


The single most important step in the evaluation is to classify the type of HA and, pari passu, ascertain whether it is acute, longstanding, or with recent change. This practical approach will allow the neurologist to determine the need for any diagnostic testing and initiate a proper treatment plan, all with the appropriate degree of urgency. Too often, the inexperienced, poorly trained, or hurried neurologist distorts a patient’s history or fails to perform an adequate examination, resulting in the wrong diagnosis. Most malpractice suits stem from the failure to establish a rapport and elicit an accurate history. The art of history taking cannot be taught in this or any other book, and includes an innate ability to instill confidence and trust. The author suggests the following methodology for taking a history, and recommends that physicians formulate their own techniques, which will evolve with time, experience, and continuing education:







Specific Approach


HAs are classified as primary or secondary disorders. A primary HA disorder means that there is no specific cause and the HA itself is the problem, while in a secondary disorder the HA is symptomatic of an underlying disease. Evaluating a patient with HA requires a systematic approach to distinguish the benign (primary) HA from more serious conditions causing secondary HAs. The following discussion is limited to nontraumatic HAs in the adult population, with particular attention to the more common causes of malpractice suits. Lack of space necessitates omitting many conditions, truncating differential diagnoses, and ignoring various diagnostic and therapeutic options. Therefore, this overview should not be considered a definitive or complete guide for HA management.



Exclude Secondary HAs


The first step is to exclude serious conditions causing secondary HAs. The neurologist performing a history and examination should direct particular attention to the following warning signs or “red flags” suggesting a secondary HA, and proceed with appropriate diagnostic and therapeutic intervention.



Sudden Onset (Thunderclap) HA.


The sudden onset of a severe HA mandates an immediate and thorough evaluation. Potential etiologies include SAH, intracerebral hemorrhage, venous or sinus thrombosis, aneurysmal expansion, intracranial or extracranial arterial dissection, pituitary apoplexy, and less common conditions such as intermittent hydrocephalus (e.g., due to colloid cyst of the third ventricle).


SAH warrants further discussion. More than half of patients presenting to the emergency room with a sentinel HA and SAH are misdiagnosed. The failure to diagnose this condition results in the highest average and highest total indemnity for all claims involving diagnostic error.4 The sine qua non of SAH is a sudden HA classically described as the “first” or “worst HA of my life,” and often associated with nausea or vomiting. The HA is usually followed by pain radiating into the cervical or occipital region, followed by meningismus as blood enters the spinal subarachnoid space. There may be focal neurologic deficits, cognitive impairment, or a history of premonitory symptoms suggestive of a sentinel bleed or expansion of an aneurysm. A thorough history of the HA is essential—even known migraineurs may suffer a SAH. The patient with a thunderclap HA must have immediate computerized tomography (CT) of the brain, and, if the CT is negative, a lumbar puncture (LP) to include measurement of opening pressure and testing for xanthrochromia. Some conditions such as venous or sinus thrombosis may not be evident on CT. It may be reasonable, based on the clinical history, sequence of events, and time of presentation, as well as CT and LP results, to proceed with MRA or angiography.


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Mar 25, 2017 | Posted by in GENERAL & FAMILY MEDICINE | Comments Off on Neurology and Neurosurgery

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