Mycobacterium Tuberculosis



Mycobacterium Tuberculosis


William R. Jarvis



Tuberculosis (TB) is a major global health problem. Worldwide, an estimated 8 million new cases occur each year and 2 million deaths are attributed to this disease annually (1). TB case rates in the United States have been decreasing since the most recent peak in cases in 1992, but an increasing number of TB outbreaks in institutional settings, including hospitals, have been noted. Of greatest concern are outbreaks due to microorganisms resistant to multiple anti-TB drugs (2).


THE ETIOLOGIC AGENT

Tuberculosis is caused by bacteria of the Mycobacterium tuberculosis complex, which includes M. tuberculosis, M. bovis, M. bovis [bacille Calmette Guérin (BCG)], M. africanum, and M. microti. M. tuberculosis is by far the most frequent and most important pathogen in this complex. It grows slowly and usually is identified by its rough, nonpigmented, corded colonies on oleic acid albumin agar; a positive niacin test; generally weak catalase activity, which is lost completely by heating to 68°C; and a positive nitrate reduction test. M. bovis is indistinguishable from M. tuberculosis except by culture followed by in vitro tests, restriction fragment length polymorphism (RFLP), or phage typing (3,4).


MODE OF TRANSMISSION

M. tuberculosis is carried in airborne droplet nuclei, which are produced when persons with pulmonary or laryngeal TB cough, sneeze, speak, or sing. The nuclei also can be produced by irrigation or manipulation of tuberculous lesions (e.g., wounds) or processing of tissue or secretions in the hospital or laboratory. Droplet nuclei are so small (1-5 µm) and light that ambient air currents can keep them airborne for long periods of time and carry them substantial distances. Persons who breathe air contaminated with infectious M. tuberculosis droplet nuclei may inhale microorganisms into the alveoli of the lungs and become infected. The risk of infection is correlated with the concentration of infectious droplet nuclei in the air and the duration of exposure to the contaminated air. Airborne transmission of M. bovis also can occur.


PATHOGENESIS OF TUBERCULOSIS

Once tubercle bacilli become implanted in a respiratory bronchiole or alveolus, they are engulfed by macrophages, but they can remain viable and even multiply within the cells. Then, tubercle bacilli are spread via the lymphatic channels to regional lymph nodes and via the bloodstream to more distant sites. A specific cell-mediated immune response, which usually develops several weeks after infection, may limit further multiplication of the bacilli; the lesions heal, although the tubercle bacilli may remain viable. This results in a condition known as latent M. tuberculosis infection (LTBI), in which the person is asymptomatic and noncontagious. Bacilli deposited in some sites, for example, upper lung zones, kidneys, bones, or brain, may find an environment favorable for growth before specific immunity develops and limits multiplication. Hypersensitivity to M. tuberculosis components, as demonstrated by the development of a positive reaction to the tuberculin skin test (TST), develops 2 to 10 weeks after the initial infection.

At any point after this first infection, tubercle bacilli that have spread through the body may begin to replicate and produce active disease. In approximately 5% of all M. tuberculosis-infected persons, disease occurs within 1 year of infection. In another 5%, containment of the infection fails at a later time and M. tuberculosis active disease results. The most common site for this reactivation of M. tuberculosis infection is the upper lung zone, but foci anywhere in the body can be the sites of disease. The ability of the host to contain the infection is reduced by certain diseases, especially human immunodeficiency virus (HIV) infection, silicosis, or diabetes mellitus, and by treatment
with corticosteroids or other immunosuppressive drugs. In these circumstances, the likelihood of TB developing can be >10% per year (5). For persons with LTBI, the risk of progressing to active TB is greatly reduced in persons with drug-susceptible strains by LTBI preventive therapy (e.g., isoniazid or rifampin).


CLINICAL FEATURES

Early symptoms of TB include fatigue, anorexia, weight loss, or low-grade fever. However, a few patients may present with an acute febrile illness. Erythema nodosum may occur with the acute onset of TB.

Pulmonary TB is the most common form of the disease and the most important from the perspective of hospital infection control. In pulmonary TB, there is insidious onset of cough, which usually progresses slowly over weeks to months to become more frequent and associated with the production of mucoid or mucopurulent sputum. Hemoptysis also may occur. Some patients present with the acute onset of productive cough, fever, chills, myalgia, and sweating similar to the signs and symptoms of influenza, acute bronchitis, or pneumonia. Hoarseness or a sore throat may suggest tuberculous laryngitis. Laryngeal involvement usually is associated with extensive pulmonary involvement, a large number of microorganisms in the sputum, and a very high degree of contagiousness. Physical findings of pulmonary TB may include crackles or signs of lung consolidation.

The infectiousness of a TB patient correlates with the number of microorganisms expelled into the air; this correlates with the site of disease (i.e., pulmonary, laryngeal, tracheal, or endobronchial TB being the most infectious), the presence of cough (or performance of cough-inducing procedures), the presence of acid-fast bacilli (AFB) on sputum smears, the presence of cavitation on chest radiograph, the duration of adequate chemotherapy, and the ability or willingness of the patient to cover his/her mouth when coughing.

Other clinical manifestations of the disease include tuberculous pleuritis, hematogenous dissemination (miliary TB), genitourinary tract TB, TB of the lymph nodes, skeletal TB, tuberculous meningitis, tuberculous peritonitis, or tuberculous pericarditis.

In addition to these sites, there are many other potential body sites where TB may occur less commonly. TB in most of these extrapulmonary sites, without pulmonary or laryngeal involvement, usually is not contagious. However, irrigation or other manipulation of tuberculous lesions can produce infectious droplet nuclei and result in transmission of M. tuberculosis, as can laboratory processing of specimens that contain M. tuberculosis. Standard textbooks can be consulted for information on disease at these sites.




GENERAL EPIDEMIOLOGY OF TUBERCULOSIS IN THE UNITED STATES

In the United States, TB affects certain segments of the population disproportionately because the factors that affect the likelihood of exposure to and infection with M. tuberculosis and the likelihood of progression from LTBI to disease are not homogeneously distributed throughout the population.

For 2008, 12,898 episodes of TB were reported to the CDC, reflecting a rate of 4.2 cases per 100,000 population (21). This represents the 16th consecutive year that TB cases declined and the lowest rate recorded since national reporting began in 1953. However, the rate of decline has slowed; an average of 7.3% decline from 1993-2000 to 3.8% during 2000-2008. In 2008, the largest declines occurred in persons ≥65 years and older (from 17.7 per 100,000 in 1993 to 6.4 in 2008), in adults aged 45 to 64 years (from 12.4 to 5.0), in adults aged 25 to 44 years (from 11.5 to 5.1), and in children <15 years of age (from 2.9 to 1.3), each group having decreased more than 50% (22). The rate declined by 32% in those 15 to 24 years of age (from 5.0 to 3.4). Six percent were children <15 years of age, 11% were age 15 to 24, 33% were age 25 to 44, 30% were age 45 to 64, and 19% were ≥65 years old.

The overall national trend reflects the impact of changes within population subgroups. Of the 12,824 incident cases of known origin, 5,283 (41.2%) were U.S. born and 7,541 (58.8%) were foreign born. From 1993 to 2008, there was a 72.6% decline in TB cases among U.S.-born persons of all age groups to a rate of 2.0 per 100,000 population. Among foreign-born persons in the United States, both the number and the rate of TB declined, 3.9% compared to 2007 and 69.7% compared to 1993; the 2008 rate was 20.2 per 100,000 population—a 2.6% decline from 2007 and a 40.6% decline since 1993. In 2008, four countries accounted for approximately half (50.1%) of foreign-born TB cases: Mexico (1,742), the Philippines (855), India (598), and Vietnam (580). U.S.-born non-Hispanic Blacks comprised the largest number of TB cases among US born (42.2%; 2,227/5,283).









TABLE 38-2 Interpretation of QFT-Ga Results, from IFN-γb Concentrations in Test Samples







































ESAT-6-Nilc or CPF-10-Nild or Both


Nil


Mitogen-Nile


QFT-G Result


Interpretation


≥0.35 IU/mLf and >50% above nil


Any


Any


Positive


Mycobacterium tuberculosis infection likely


<0.35 IU/ml


≤0.7


≥0.5


Negative


M. tuberculosis infection unlikely but cannot be excluded especially when illness is consistent with TBg disease and likelihood of progression to TB disease is increased


<0.35 IU/mL


Any


<0.5


Indeterminate


QFT-G results cannot be interpreted as a result of low mitogen response


≤50% above nil


>0.7


any


Indeterminate


QFT-G results cannot be interpreted as a result of high background response


aQuantiFERON TB Gold test.


bInterferon-gamma.

c The IFN-γ concentration in blood incubated with a mixture of synthetic peptides simulating early secretory antigenic target-6 (ESAT-6) minus the IFN-γ concentration in blood incubated with saline.

d The IFN-γ concentration in blood incubated with a mixture of synthetic peptides simulating culture filtrate protein-10 (CFP-10) minus the IFN-γ concentration in blood incubated with saline.

e IFN-γ concentration in blood incubated with mitogen minus the IFN-γ concentration in blood incubated with saline.

f International units per mL.

g Tuberculosis.


(From Centers for Disease Control and Prevention. Guidelines for using the QuantiFERON®-TB test for diagnosis of latent Mycobacterium tuberculosis infection. MMWR Recomm Rep 2003;52(RR-2):15-18.)


The geographic distribution of TB in the U.S. also is not homogeneous. In 2008, four states (California, Florida, New York, and Texas) reported approximately half (49.2%) of all TB cases and each reported >500 cases each. However, by 2008, 35 states had met the Advisory Council for TB Elimination interim goal of ≤3.5 cases/100,000 population. Cases of TB remained concentrated in urban areas: in 2001, 39% of TB cases were reported from 64 major cities (23).

A total of 125 cases of multidrug-resistant TB (MDR-TB) were reported in 2007, the most recent year with complete drug-susceptibility testing data. Of those with drug-susceptibility results in 2006 and 2007, 97.4 (10,477/10,762) were susceptible to isoniazid and 97.8% (10,190/10,421) to rifampin. The percentage of TB cases that were MDR-TB for 2007 (1.2%; 125/10,190) was similar to that of 2006 (1.2%; 124/10,477). The percentage of MDR-TB cases among persons without a previous history of TB has remained stable at approximately 1.0% since 1997. In 2007, the percentage of MDR-TB cases among persons with a previous history of TB was 3.6%. In 2007, MDR-TB continued to disproportionately affect foreign-born persons, who accounted for 81.6% of MDR-TB cases. Foreign-born persons had a higher percentage of MDR-TB, both among those with (5.2%) and without (1.5%) a previous history of TB. Cases of extensively drug-resistant TB (XDR-TB) have been reported every year in the United States except 2003 since drugsusceptibility reporting began in 1993. Four XDR-TB cases were reported in 2006 and two in 2007. Provisional data indicated that four XDR-TB cases were reported in 2008.

Data on the HIV status of persons with TB reported to the national TB surveillance system at the CDC are limited. Reporting of HIV status has improved slowly since 1993, the year such information was first included on TB case reports submitted to the CDC. In 2001, 3,254/5,630 (58%) TB case reports for persons aged 25 to 44 years included information about HIV status (22). In 2001, 26 states reported HIV test results for at least 75% of cases in persons in this age group. Of these 26 states, the percentage of TB cases in persons aged 25 to 44 years who were coinfected with HIV ranged from 0% (New Hampshire, South Dakota, and Wyoming) to >39% (District of Columbia and Florida). To help estimate the proportion of reported TB cases coinfected with HIV, state health departments have compared TB and acquired immunodeficiency syndrome (AIDS) registries. During 1993 to 1994, 14% of all TB cases (27% of cases in persons aged 25-44 years) had a match in the AIDS registry (24). In 2008, among 7,625 persons with TB with a known HIV test result, 802 (10.5%) were infected with HIV. California, Michigan, and Vermont data were not available for this calculation. In 2007, excluding California and Vermont, among 8,289 persons with TB and an HIV test, 884 (10.7%) were infected with HIV (21).

From 1953, when national reporting of incident TB cases was first fully implemented in the U.S., through 1984, the number of cases reported to the CDC decreased from 84,304 to 22,255. This average annual decline of 5% to 6% was interrupted only by a transient increase in 1980, which was attributed to cases arising from a large influx of refugees from Southeast Asia (25). Between 1984 and 1992, there was a dramatic reversal of the long-standing decline in the number of TB cases.
From 1985 through 1992, reported cases increased 20.1%, from 22,201 to 26,673. Based on an extrapolation of the trend in cases observed from 1980 through 1984, approximately 52,000 excess cases of TB were reported to the CDC from 1985 through 1992 (26).

Increases in the number of cases in the late 1980s were mainly due to the HIV/AIDS epidemic and the emergence of MDR-TB. Other contributing factors include (a) an increase in the number of cases occurring in persons who immigrate to the United States from areas of the world that have a high prevalence of TB; and (b) an increase in active transmission of M. tuberculosis caused largely by adverse social conditions and an inadequate healthcare infrastructure (26).

The decline in the overall number of reported TB cases and in the level of MDR-TB since 1992 has been attributed to stronger TB controls that emphasize prompt identification of persons with TB, initiation of appropriate therapy, and ensuring completion of therapy. The declining TB trend among US-born persons reflects the reduction of community transmission of M. tuberculosis, particularly in areas with a high incidence of HIV (27). In comparison, the relatively stable number of reported cases of TB among foreign-born persons indicates that most cases of active TB disease among foreign-born persons residing in the United States results from infection with M. tuberculosis in the person’s country of birth (28). The CDC, in collaboration with state and local health departments, continues to focus on its comprehensive plan to reduce active TB disease among foreign-born persons residing in the United States. This plan includes strategies to (a) improve case finding and completion of therapy, (b) conduct contact investigations, (c) screen those at high risk for infection, and (d) ensure completion of preventive therapy in eligible candidates (29).


EPIDEMIOLOGY OF HEALTHCARE-ASSOCIATED TUBERCULOSIS IN THE UNITED STATES


Factors Influencing the Epidemiology of Healthcare-Associated Tuberculosis

The factors that influence the epidemiology of healthcareassociated TB are the joint probabilities that exposure to M. tuberculosis will occur, exposure will result in infection, and infection will lead to active TB (Fig. 38-1). In a healthcare facility, the likelihood of exposure to M. tuberculosis may be affected by factors such as the prevalence of infectious TB in the population served by the facility; the degree of crowding in the facility; the effectiveness of the facility’s TB infection control program in rapidly identifying, isolating, and treating persons with infectious TB; and the effectiveness of engineering controls, such as directional airflow and booths for cough-inducing procedures, in preventing the spread of contaminated air throughout the facility.

Factors that may affect the likelihood that exposure to M. tuberculosis will result in infection are largely related to the effectiveness of the facility’s infection control program. These factors include the effectiveness of the program in identifying and successfully treating persons with infectious TB, thereby rendering them noninfectious; the effectiveness of engineering controls, such as ventilation and ultraviolet germicidal irradiation (UVGI), in reducing the concentration of infectious droplet nuclei in the air; and the effectiveness of the respiratory protection program in preventing the inhalation of infectious droplet nuclei. Additionally, although supporting data are lacking, it is possible that medical conditions that cause severe suppression of cell-mediated immunity may increase susceptibility to infection with M. tuberculosis; thus, the prevalence of such conditions, either in patients or healthcare workers, may affect the likelihood that exposure of these persons will result in infection.






FIGURE 38-1 Schematic illustration of the steps involved in the acquisition of tuberculous infection and the development of active tuberculosis.

Factors that are likely to influence the risk that infection with M. tuberculosis will result in progression to active TB probably include the prevalence in the facility’s patient and healthcare worker population of medical conditions that increase the likelihood of progression from LTBI to active disease (e.g., HIV infection). In addition, the infection control program’s effectiveness in identifying persons who have been exposed and infected and providing them with appropriate preventive therapy is likely to influence the likelihood of progression to active disease. Events or conditions that alter any of these probabilities (the probability of exposure, infection, or progression to active TB) may result in changes in the epidemiology of TB in a healthcare facility.

Several types of information may be considered in describing the epidemiology of healthcare-associated TB. These include surveillance for active TB in healthcare workers, surveillance for LTBI (i.e., TST conversions or IGRA-positive) in healthcare workers, and reports of episodes of healthcare-associated M. tuberculosis transmission (such as reports of outbreaks).


Surveillance for Active Tuberculosis in Healthcare Workers

There are very few national data on the recent or current risk of active TB in healthcare workers. Information on the occupation of persons with TB was not collected in the national TB surveillance system until 1993, at which time limited variables on occupation were added to the data collection forms. However, without appropriate denominators, it is not possible to calculate incidence rates or relative risks for healthcare workers. In 2001, 50 of the reporting areas in the United States reported information
on occupation for at least 75% of TB cases. There were 414 reported TB cases among healthcare workers in 2001, a slight decline when compared to the 427 cases reported in 2000 (22,30). The percentage of cases occurring among healthcare workers in 2001 ranged from 0% in the District of Columbia, Idaho, Indiana, Nevada, North Dakota, South Dakota, Utah, Vermont, West Virginia, and Wyoming to 6.6% in Massachusetts and 15.8% in New Hampshire.

In a questionnaire survey of medical school-affiliated physicians in California, Barrett-Connor (31) found that 3.5% had been treated for active TB. Seventy-five percent of cases of active disease began when the physicians were within 10 years of beginning medical school; 62% of cases of active disease followed infection acquired after beginning medical school. In the cohort of those who graduated between 1966 and 1975, disease rates after beginning medical school were 0% (0/54) among those who were TST positive at entry; 1.0% (7/669) among those who were TST negative at entry; and 10.0% (7/69) among those who became TST positive after entry.

A questionnaire survey of 1938 to 1981 graduates of the University of Illinois Medical School found that, for most years, the incidence of TB in the cohort of graduates was higher than that in the general population (32). More than two thirds of all cases of TB occurred during medical school or within 6 years of graduation.

Finally, a review of the recorded occupations of persons with TB reported to the North Carolina TB control program found that TB case rates in hospital personnel in 1983 and 1984 were similar to or lower than rates in the general population (33). However, these data were not adjusted for age or race, nor was a definition of the term hospital employee provided.

In summary, data concerning the recent or current risk of active TB in healthcare workers in the United States are very limited. Two questionnaire surveys suggest an increased risk among physicians, whereas a third study suggests that the risk for hospital employees in general is similar to that for the general population. The data from Barrett-Connor’s survey suggest a protective effect of a previous positive TST. The incidence of TB is a relatively insensitive measure of the actual risk posed to healthcare workers by occupational exposure to M. tuberculosis. A more sensitive measure of this risk is the rate of TST conversions or IGRA positives among healthcare workers.


Surveillance for TST Conversions in Healthcare Workers

The annual rate of TST conversions in healthcare workers is the best potential indicator of the risk of becoming infected with M. tuberculosis through occupational exposure in the healthcare setting. However, there is no systematic national surveillance for such conversions in U.S. healthcare workers. In 1995, the CDC, in collaboration with selected state and local health departments, began a prospective TST surveillance project to estimate the incidence of occupational transmission of M. tuberculosis to healthcare workers. Participating sites (Florida, Massachusetts, Mississippi, New Jersey, New York City, San Francisco, and San Diego) were required to implement TST programs consistent with current CDC guidelines and to pilot test a CDC-developed microcomputer software system, staffTrakTB, to assist with collection, tracking, management, and analysis of data (34a,34b). The project areas enrolled 26 facilities: eight hospitals, five health departments, two long-termcare facilities, three correctional facilities, and eight other facilities (including a state laboratory). From 1995 to 1997, a total of 29,004 healthcare workers were enrolled in the project; 9,088 (31.3%) were included in the analysis. TST conversions (i.e., ≥10 mm increase in reaction size on follow-up TST) were documented in 1.1% (104 of 9,088) of healthcare workers (35). Conversion rates varied by project area, ranging from 0% in Florida to 4.2% in New York City, and by facility (correctional, 2.1%; health departments, 1.3%; hospitals, 1.0%; or nursing homes, 0.8%). TST conversion rates also varied by occupation of the healthcare worker (outreach worker, 4.2%; scientist, 2.7%; technician, 2.2%; nurse, 1.2%; housekeeper, 1.2%; clerical worker, 1.0%; administrator, 0.8%; attending physician, 0.6%; and social worker, 0.3%). TST conversion rates among nurses were highest in New York City (4.2%) and San Francisco (2.2%) and lowest in Mississippi (0.1%) and Florida (0%), probably reflecting an elevated risk of M. tuberculosis transmission in areas with high TB incidence such as New York City and San Francisco. Healthcare workers who were outreach workers, nonwhite, non-U.S.-born, or BCG-vaccinated were at a significantly higher risk of conversion. These data suggest that foreign-born status and certain occupations may be associated with an elevated risk of M. tuberculosis transmission, possibly reflecting more exposure to infectious individuals in the healthcare worker’s household or community, and in certain healthcare settings.

There are several reports in the literature of the risk of TST conversion among U.S. healthcare workers (Table 38-3) (18,31,33, 34a, 34b, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49 and 50,51,52, 53, 54, 55, 56, 57, 58, 59a and 59b). These reports suggest that, since 1980, the risk of TST conversion among hospital employees in general has been ≤1%.

One prospective study followed workers at an urban hospital in a high TB-incidence area where TST screening was required of all eligible employees every 6 months (59a and 59b). This study found an overall TST conversion rate of 0.38% per year. TST conversion was not associated with the degree of patient contact, but was associated with BCG vaccination, low annual salary, and increasing age. The researchers concluded that, in a hospital with an effective TB infection control program, TST conversion rates were low and that the most important risk factors for TST conversion among workers were not occupational.

At least two other studies have found a higher risk for TST conversion with increasing age of the workers (40,43). A third study that examined age as a risk factor for TST conversion found an association with increasing age when two-step TST was not used to establish the employees’ baseline skin test status; however, when two-step TST was used to eliminate apparent conversions caused by the booster phenomenon, there was no longer any correlation between age and the risk of conversion (18). This finding suggests that the higher rate of apparent conversion sometimes observed in older workers may actually be the result of an increased level of boosting in older persons.

Race has been found to correlate with risk of TST conversion in two studies. One of these reported a higher risk among non-whites compared with whites, and a higher risk among employees in the lowest socioeconomic quintile (40).
The other found a higher risk of TST conversion among black employees than among non-blacks; however, among blacks, the risk was higher among nurses than among persons in other job categories (44). In the one study that examined gender as a potential risk factor, no association was found between gender and the risk of TST conversion (40). A survey that included multiple institutions throughout North Carolina found that the risk of conversion varied according to geographic region within the state (33).








TABLE 38-3 Tuberculin Skin Test Conversion Rates in Healthcare Workers United States, 1960-1998



















































































































































































First Author (Reference)


Institution Location


Time Period


Population


Annual Conversion Rate (%)a


Levine (36)


Kings County Hospital Brooklyn, New York


1960-1967


Student nurses


1.05


Weiss (37)


Philadelphia General Hospital, Philadelphia, Pennsylvania


1962-1971


Student nurses


4.20


Atuk (38)


University of Virginia Hospital, Charlottesville, Virginia


1968-1969


Hospital employees


1.92


Gregg (39)


State Park Health Center, South Carolina


1969-1973


Hospital employees


4.08


Berman (40)


Sinai Hospital of Baltimore, Baltimore, Maryland


1971-1976


Hospital employees


1.41


Craven (41)


University of Virginia Hospital, Charlottesville, Virginia


1972-1973


Hospital employees


0.52


Vogeler (42)


LDS Hospital, Salt Lake City, Utah


1972-1975


Hospital employees


0.16


Ruben (43)


Montefiore Hospital, Pittsburgh, Pennsylvania


1973-1975


Hospital employees


3.07


Ktsanes (44)


Charity Hospital New Orleans, Louisiana


1972-1981


Hospital employees


1.04


Barrett-Connor (31)


Multiple institutions, California


1974-1975


Medical school-affiliated physicians


0.4-1.8


Weinstein (45)


Mount Sinai School of Medicine, New York City


1974-1982


Medical students


0.13


Chan (46)


Jackson Memorial Hospital, Miami, Florida


1978-1981


House staff


3.96


Bass (18)


University of South Alabama, Medical Center Mobile, Alabama


1979


Hospital employees


2.9


Thompson (47)


10 hospitals, 9 statesb


1979


Hospital employees


2.9


Kantor (43)


Veterans Administration Medical Center Chicago, Illinois


1979-1986


Hospital employees


0.94


Price (33)


167 hospitals, North Carolina


1980-1984


Hospital employees


1.14


Aitken (49)


114 hospitals, Washington


1982-1984


Hospital employees


0.87


Malasky (50)


Multiple Institutions Multiple US cities


1984-1986


Pulmonary fellows


5.65


Raad (51)


Shands Hospital, Gainesville, Florida


1984-1987


Hospital employees


0.13


Raad (51)


Florida State Psychiatric Hospital, Chattahoochee, Florida


1985-1987


Hospital employees


0.42


Ramirez (52)


Humana Hospital, University of Louisville, Louisville, Kentucky


1986-1991


Hospital employees


0.68


Ikeda (53)


Health Science Center State, University of New York, Syracuse, New York


1989-1990


Hospital employees


0.84


Ramaswamy (54)


Bronx, New York


1990-1993


Hospital employees


1.40


Zahnow (55)


Multiple institutions providing HIV-related healthcare


1992-1993


House staff


3.00


Christie (56)


Children’s Hospital Medical Center, Cincinnati, Ohio


1986-1994


Hospital employees


0.03-0.28


Panlilio (57)


5 hospitals, New York City, Boston, Massachusetts


1994-1995


Hospital employees


1.61


Manangan (58)


Multiple institutions multiple cities


1996


Hospital employees


0.27a


Larsen (59a and 59b)


Grady Memorial Hospital, Atlanta, Georgia


1994-1998


Hospital employees


0.38


a In some cases, the annual conversion rate has been recalculated from data provided in the article referenced.

b The nine states are Pennsylvania, Colorado, Maryland, Texas, New Mexico, Ohio, Montana, New Hampshire, and Georgia.


Few reported studies have examined the relationship between job category and risk of TST conversions. One study found a higher risk of conversion among persons
in laundry, housekeeping, and engineering and maintenance departments than among persons in other departments (40). A second study found a higher conversion rate among nurses than among persons in other job categories (44). A third study found higher conversion rates among admissions clerks, phlebotomists, and nurse technicians than among respiratory therapists, environmental services workers, or registered nurses (52). A survey of self-reported TST conversions among medical fellows at multiple institutions found a higher reported rate of conversion among pulmonary fellows than among infectious diseases fellows (50). Finally, a survey of self-reported TST conversions among medical school-affiliated physicians in California found that physicians in the major clinical specialties reported comparable infection rates before and during medical school, but that rates after medical school were highest in medicine, pediatrics, and surgery; intermediate in obstetrics and gynecology and orthopedics; and lowest in radiology and psychiatry (31). In this survey, the cumulative percentage of TST-positive physicians was at least twice the estimated age-specific infection rate for the general U.S. population.

Several studies have found higher conversion rates among workers with a higher likelihood of exposure to patients with TB than among those with a relatively lower likelihood of such exposure (38,39,41,42,57,58). In contrast, in a hospital in Pennsylvania, the reported conversion rates for groups with high or low degrees of exposure to patients with TB were not significantly different (43). Similarly, in a multi-institution survey in Washington, reported conversion rates were not significantly different in hospitals that had admitted no patients with TB compared with hospitals that had admitted patients with AFB smear-negative TB or hospitals that had admitted patients with AFB smearpositive TB (49). In this study, however, postexposure conversions were excluded from analysis, and there was no analysis by risk of exposure within the hospitals that did admit TB patients. A study from Florida reported a higher conversion rate among employees in a psychiatric hospital, in which there was presumably a low risk of exposure, than in a general hospital in which the risk of exposure was presumably higher (51). Again, this study did not examine the risk of TST conversion according to the likelihood of exposure within each hospital. Finally, a prospective study to assess the prevalence of TST positivity among healthcare workers providing service to HIV-infected persons found no association between the amount or the type of contact with HIV-infected individuals and the risk of TB infection (55). Therefore, according to this study, caring for HIV-infected patients was not related to an increased rate of TB infections among healthcare workers in these settings.

These studies, in addition to being few in number, have substantial limitations. With the exception of one study (59a), most are retrospective; the populations being studied often are not well defined; participation rates are not consistently reported but are variable and often quite low; the methods of applying and reading the tests are variable and often rely on employees’ self-reporting of results; twostep TST to establish a baseline is rarely used; the definitions of positive skin tests or of TST conversions are not always specified and are variable; the classification of job categories and the definitions of exposure are inconsistent; there are essentially no data on background risk in the community or on the performance of serial TST in the general population from which to make estimates of attributable risk; the analyses often are insufficiently detailed to allow an estimation of relative risks for different job categories; and problems with the specificity and positive predictive value of the TST rarely are addressed adequately. Furthermore, the antigens used often are not described and appear to vary between, and possibly within, studies. It has been noted that a change in products can result in an increase in the conversion rate or pseudo-outbreak (14). For these reasons, interpretation of the data is difficult, and comparison of data from different studies is problematic. In spite of all these limitations, it is interesting that the overall risk among hospital employees in general seems to be fairly consistent.

In summary, available data suggest that the risk of TST conversion among hospital employees in general is ≤1%. The data, although conflicting, also suggest that there may be substantial variation in risk according to the type of hospital, geographic location, occupational category, and a priori likelihood of exposure. Interpretation of the data is made difficult by methodologic limitations, by the lack of specificity and positive predictive value of the TST, by the difficulty of differentiating occupational risk from exposure in the community, and by an inadequate understanding of serial TSTs reflected in some studies. In international settings or domestic settings with large numbers of healthcare workers who have received BCG, the use of IGRAs may be more useful than TST for monitoring potential occupational exposures to M. tuberculosis (59b).


Healthcare-Associated Outbreaks of Tuberculosis

A healthcare-associated outbreak of TB may be defined as transmission of M. tuberculosis in a healthcare setting, resulting in the acquisition of LTBI or the development of TB among exposed persons. There is no systematic national surveillance for healthcare-associated TB outbreaks; therefore, data on such outbreaks are limited to reports in the literature. Since 1960, at least 41 healthcareassociated outbreaks occurring in the United States have been reported in the literature (Table 38-4) (48,53, 54 and 55,60, 61, 62, 63 and 64,65,66,67,68,69,70,71,72,73,74,75,76,77, 78, 79, 80, 81, 82, 83, 84, 85, 86, 87, 88, 89, 90, 91, 92, 93, 94, 95, 96a and 96b).

The reported outbreaks have occurred in a wide variety of geographic areas. Most have occurred in general medical-surgical hospitals; one occurred in a health department clinic, one in an outpatient methadone treatment program, one in an outpatient hemodialysis unit, one in a pediatric office, one at a children’s hospital, one in two nursing homes and a community hospital, and one involved both a general hospital and a hospice. Outbreak settings within the hospitals have included emergency departments, inpatient medical wards, adult or neonatal intensive care units, a surgical suite, radiology suites, inpatient HIV wards and an outpatient HIV clinic, an inpatient renal transplant unit, an inpatient prison ward, an autopsy suite, a nursery, a maternity ward, and bronchoscopy rooms.

The earlier reports of outbreaks in this series primarily focused on transmission of M. tuberculosis from patients to healthcare workers, with an occasional secondary case
identified in another patient. The apparent infrequency of transmission to other patients in these outbreaks may be artifactual because of the difficulty often encountered in obtaining follow-up information on exposed patients and the natural history of TB. Because the interval from infection to disease is highly variable (ranging from weeks to decades), the occurrence of active TB is not likely to be attributed to a hospitalization in the more remote past. Thus, in the absence of temporal clustering of TB cases or the appearance of strains of M. tuberculosis with distinctive drug resistance or DNA fingerprint patterns, transmission to patients in a hospital may go unrecognized (2). In contrast to the earlier reports, many of the more recently reported outbreaks have occurred in settings where many of the persons exposed were severely immunocompromised patients. These outbreaks have involved rapid propagation of active TB among relatively large numbers of patients.

A variety of factors have been identified as possibly contributing to the reported healthcare-associated TB outbreaks. In many cases, these factors represent empiric observations, and the actual contribution of any given factor cannot be calculated. In some instances, the analysis presented has allowed an estimate of the relative contribution of a specific factor. In general, potential contributing factors can be categorized into those that increase the likelihood of exposure to M. tuberculosis, those that increase the likelihood of infection occurring among persons who are exposed, and those that increase the likelihood of active disease in persons who become infected.

Factors That Affect the Likelihood of Exposure A major factor increasing the likelihood of exposure to M. tuberculosis has been failure to promptly identify and isolate a potential source of transmission, usually a patient with undiagnosed and untreated, or inadequately treated, TB (Table 38-4). In at least three outbreaks, healthcare workers also have been implicated as sources of transmission (70,88,94); in one, transmission only occurred from healthcare worker to healthcare worker in a setting where routine employee screening did not take place (94). Failure to identify persons with infectious TB (including parents or visitors for pediatric patients) has resulted in these persons not being isolated and appropriately treated, thus increasing the number of persons exposed.

In most instances, transmission has occurred from patients with pulmonary TB. However, in two outbreaks, transmission occurred as a result of irrigation or manipulation of an undiagnosed M. tuberculosis abscess or skin ulcer (64,71). The presence of drug-resistant microorganisms that are inadequately treated also may lead to prolonged infectiousness and an increased likelihood of exposure.

In some outbreaks, there often have been multiple sources, resulting in a web of possible transmissions, rather than a clearly defined single chain of transmission. In at least three recent outbreaks, DNA fingerprinting using RFLP has demonstrated the presence of more than one chain of transmission involving different strains of M. tuberculosis, when epidemiologic evidence seemed to suggest a single chain of transmission (68,72,92).

Inadequate ventilation also has increased the likelihood of exposure to M. tuberculosis. In some instances, the presence of positive air pressure in isolation rooms has allowed potentially contaminated air to escape from the isolation rooms into other areas of the facility. In most situations, the presence of other potentially contributing factors has made it difficult to assess the effect of positive air pressure alone; however, in one outbreak in which other aspects of the infection control program were adequately implemented, the role of positive air pressure was clearly demonstrated (53). In other instances, recirculation of potentially contaminated air from sputum induction or isolation rooms into other areas of the facility has been implicated as a factor in transmission (61,63,66,72).

Lapses in isolation practices have increased the likelihood of exposure in several outbreaks. Such lapses have included not keeping isolation room doors closed, thereby allowing efflux of potentially contaminated air from the room into adjacent areas; not keeping patients with infectious TB confined to their rooms; not enforcing the use of masks by patients with infectious TB when they are out of their rooms; and not maintaining isolation for a period long enough to ensure that the patient is no longer infectious. Additionally, inadequate cleaning, disinfection, or leak testing of bronchoscopes after performing bronchoscopy in pulmonary TB patients led to transmission of infection and active TB disease (86,94) (see also Chapter 62).

Factors That Affect the Likelihood of Infection In general, factors that are likely to produce a relatively high concentration of infectious droplet nuclei in the air also are likely to increase the likelihood that an exposed person will inhale tubercle bacilli and become infected. Thus, patients identified as outbreak sources often have had chest radiographs showing extensive cavitary disease and sputum smears that were positive for AFB—factors suggesting a high bacterial burden. However, in outbreaks among immunocompromised persons, extensive cavitary disease has been relatively infrequent (67,68,72,73,75,77,87,95,96a and 96b). Furthermore, in rare instances, high rates of transmission from persons with sputum smears that were negative for AFB have been documented (48,62).

Inadequate ventilation rates and recirculation of potentially contaminated air within closed environments can lead to increased concentrations of infectious droplet nuclei in the air and have been implicated in several outbreaks (48,61, 62 and 63,66,68,70,72,74,76,77). Patients in rooms in close proximity to a room housing a patient with infectious TB have been shown to be at increased risk when the isolation room is not under appropriate negative pressure (64,73,76).

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Jun 22, 2016 | Posted by in GENERAL & FAMILY MEDICINE | Comments Off on Mycobacterium Tuberculosis

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