Electronic Data Collection and E-clinical Trials



Electronic Data Collection and E-clinical Trials






I still struggle with the same problems as ten years ago. I succeed in small matters but the real goal remains unattainable, even though it sometimes seems palpably close. It is hard yet rewarding: hard because the goal is beyond my powers, but rewarding because it makes one immune to the distractions of everyday life.

–Albert Einstein

E-based clinical trials are rapidly moving from a technology that was trying to show the benefits it offered a decade ago to one that is becoming necessary to consider for most trials today. E-based components are taking over several aspects of clinical trials, some slowly and others more rapidly. One of the main factors driving this change is the increased support from both regulatory agencies and pharmaceutical company personnel. Two of the major events that have moved e-trials to a more accepted status by the pharmaceutical industry were the development of the electronic Common Technical Document by the International Conference on Harmonisation and the acceptance of Clinical Data Interchange Standards Consortium (CDISC) standards by the Food and Drug Administration (FDA). Other factors include the real benefits that vendors of hardware and software have been able to demonstrate for their technologies and products.

The issues of electronic data collection (EDC; some use the term capture instead of collection) and e-clinical trials are so varied that a chapter like this can only touch on the major topics and issues by presenting a brief discussion of the areas in clinical trials that are now being influenced by EDC.



DEFINITION OF AN E-CLINICAL TRIAL

The definition of an e-clinical trial is not very specific at this time. In fact, the CDISC Clinical Research Glossary (version 5.0) defines it as a “Clinical trial in which primarily electronic processes are used to plan, collect (acquire), access, exchange and archive data required for conduct, management, analysis and reporting of the trial” (emphasis added; from www.cdisc.org/glossary/index.html). While this definition is reasonable, it is not specific. It may evolve to require certain modules such as case report forms (CRFs) and data transmission from the site for a trial to be defined as an e-clinical trial, but at present, there are no specific modules or minimums required to refer to a trial as an e-clinical trial.


BENEFITS AND BARRIERS OF ELECTRONIC DATA COLLECTION


Overview

Like all new technologies, e-based technologies to speed clinical trials have been neither the panacea that proponents originally promised nor the minefield that skeptics had forecast. Proponents promised a total revolution in speeding clinical trials, and there are many vendors today who make that claim, while extolling the virtues of their technologies and hyping their putative benefits.

The impact of EDC on a trial’s efficiency varies widely from trial to trial, so that it is not yet possible to lay out a cookbook approach to success in this area. A complicating factor in understanding the impact of EDC is that a large percentage of the many positive articles that appear in Applied Clinical Trials, R&D Directions, The Monitor, and similar publications are authored by vendors who are hoping to sell their products and services. Some articles report case studies by highly sophisticated technology experts who have mastered this area and have had success in the case study that is published. Even the titles of many articles appear promotional (e.g., “Promoting clinical trials in country X,” “Taking computers into the next X,” “The inevitability of X”). The author is not questioning the veracity of these reports but suggests that one needs to determine which of the technologies available today can actually produce the desired results for a specific clinical trial by the current staff of an average clinical trial team [both at the company or contract research organization (CRO) and investigators’ sites], as opposed to sophisticated “techies” and vendors who are promoting the technology.


Benefits

In several areas, the use of e-based clinical trials has already been productive and has helped to speed drug development. One benefit is the ability to have data entered into the sponsor’s (or CRO‘s) computers directly from the investigator’s site. This process saves data transmittal time to the sponsor or CRO and eliminates the step of having it double-entered. This approach does not per se affect the accuracy of data entered into databases, nor would it per se lead to fewer queries of the data or, in many cases, decrease the amount of paper that has to be stored.

Some articles tout many additional benefits for EDC such as better data quality, improved performance, enhanced productivity, and reduced costs in clinical trial management. While these benefits are goals that can be sought in a trial using EDC, it is unlikely that each of these will accrue in any one trial.

Some people anticipate that, as technology improves further, implementing a clinical trial will routinely be done almost entirely with e-trial techniques. Others remain more skeptical and see e-technologies as an adjunct to the current methods of planning, implementing, and conducting trials and analyzing their results. When viewing the periodic “crashing” of computers and computer systems, it is difficult to foresee a day when at least some paper back-up methods are not used.

However, because many edit checks are built into the EDC system to prevent illogical values from being entered or to allow missing values from occurring, there is less need for queries to the site for corrections or to complete CRFs. This should lead to reducing the time to database lock.


Barriers

Welker (2007) has identified the following barriers to implementing EDC systems. He is not a skeptic about the value of e-clinical trials because he also provides useful solutions to each of these barriers. Those barriers identified are the following:



  • User input


  • Technical support


  • User motivation


  • Regulatory requirements


  • Communication with users


  • Timing of implementation


  • Software installation


  • Graphical user interface


  • Identification of bridgers


  • Patient participation


  • Availability of technology (e.g., qualified computers, reliable, servers, and telephone lines)


  • Costs

The issue of costs is a highly contentious one because there are strong proponents who claim the use of electronic systems reduces costs and others who claim that costs are not reduced and, in many cases, increased when e-systems are used. It is clear that each situation must be carefully assessed to determine the financial implications of using each particular electronic module or tool in that specific clinical trial.


Additional Requirements for a Successful E-clinical Trial

Technical support from the vendor/sponsor/CRO for the investigators/study coordinators is essential. This should be a 24/7 help desk that can be called with issues or questions at any time. If the help desk cannot answer the technical or clinical questions they must be able to provide the contact information for someone who can, on an immediate basis.

Another requirement is for maintenance of the technical systems that are operating the EDC, including application and integration of any software upgrades that are made, and also any modification of the protocol through amendments, which must be seamlessly integrated into the EDC system.


Electronic Medical Records

Another (often related) aspect that is not a barrier per se is that there are no real links between a patient’s medical (i.e., healthcare) records and clinical research data. Significant discussions have been held since the late 1980s about converting paper medical records
to electronic ones, but this has been aggressively fought by the medical establishment, and it is uncertain if and when this transition to electronic records will occur on a broad scale in the United States.


MODULAR APPLICATION OF E-BASED CLINICAL TRIALS

To view the e-clinical trial area most dispassionately, it is best to divide the clinical trial process into its components or consecutive steps (e.g., finding investigators, initiating a trial, finding and enrolling patients, conducting a trial, completing a CRF, transmitting data to the sponsor, entering data into a database, statistically analyzing the data, clinically interpreting the data, and preparing the final study report). The impact and value of e-based technologies is different for each of these areas. It is possible to implement e-based techniques selectively in particular aspects rather than in all aspects of a trial. The key question relating to e-based trials is how to maximize the utility of the technology on a modular basis?

There is a myriad of uses of e-technologies. Prior to the trial, one needs to choose which specific aspects of the trial performance one desires to improve by introducing an e-based technology. However, it is critical to remember that electronic techniques will sometimes hinder performance. Some of the most important areas to focus on are briefly mentioned in the following sections. An important concept is that, at least today, certain combinations of e-trials and paper-based trials are still more efficient than trying to achieve an entirely e-based trial.


Investigator Identification

Some consulting companies have focused on creating large databases of investigators. These databases include far more information than is listed in the investigators’ 1572/1573 regulatory forms and include data on the investigators’ past performances and details of their site. These databases are made available online and can be transmitted to a client. Whether a company uses one of these vendors (e.g., Acurian, Fast Track Systems) or finds investigators through its own internal database, the result is likely to locate qualified and competent investigators more rapidly and effectively than previously.


Trial Initiation

E-mail communications from fixed computers, laptops, and handheld devices are a fast and generally efficient means of communication. A large time savings will not necessarily be realized by other even more sophisticated techniques. This is because the many types of interactions and communications with sites, Institutional Review Boards, and other groups in order to process the details needed to initiate a clinical trial are already efficiently conducted in the majority of companies. This occurs using currently available electronic methods (e.g., e-mail) that almost all professionals and staff are comfortable with.


Managing the Drug Supply Chain

Drug accountability, reconciliation of returned drug, and destruction of unused drug are some of the activities needed to manage the drug supply chain, beginning with packaging the drug according to the randomization code, assuming that one is to be used with the drug packaging. This occurs after the active substance is synthesized, the drug is formulated and mixed and placed into vials or pressed into tablets, or other dosage forms are made. It is necessary to document the complete chain-ofcustody information for the drug under test.


Finding and Enrolling Patients

E-based approaches have been successful in this area. Numerous companies are active in the patient recruitment area and usually work by providing information directly to patients who have indicated an interest in being informed about clinical trials in a specific therapeutic area. The US government’s website (www.clinicaltrials.gov) and that of Centerwatch (www.centerwatch.com) provide information about ongoing or planned clinical trials for patients, as do the individual company websites.

There are e-recruiters such as Acurian, AmericanDoctor, HopeLink, and Veritas Medicine that reach potential patients via the Internet and have patients opt-in to seek information on future trials or to encourage patients to contact the sites in their area for ongoing or planned trials. The overall success of such firms has been relatively modest at best.


Conducting a Trial

Certain obvious aspects, such as monitoring, adverse event reporting, and data collection, have been early focal points for e-based approaches in the conduct of trials. The number of onsite monitoring visits will not be decreased, but the monitor should benefit from earlier and more efficient access to patient data and information. Greater efficiency allows faster processing and would allow the monitor to spend more time on potentially more productive matters when onsite, such as having discussions with the investigator and other staff, rather than being overwhelmed with routine audit-type issues.


Completing a Case Report Form

CRFs are changing from paper format to computer screens for web-based computer entry and transmission of data from the investigator’s site. CRFs can also be transferred to small handheld devices for the investigator to complete while interviewing or examining the patient. The data can be transmitted directly to the sponsor’s database. The handheld electronic instruments can be used in some situations to expedite greatly the collection of data and are quite useful in related areas such as patient diaries.


Transmitting Data to the Sponsor

E-techniques have long been used in this regard, and their usefulness over traditional methods (e.g., fax, mail, courier, telephone) is well demonstrated in many situations. E-techniques for transmitting data include not only fixed computer PCs using the World Wide Web (i.e., Internet), but also handheld devices that transmit directly to the CRO or sponsor. Internet-based trials are discussed later in this chapter.


Electronic Patient Diaries

Problems with subject diaries using paper have been well known since they began to be used. These are primarily poor compliance by subjects, long delays to achieving data lock, and poor quality of data. Electronic diaries can help with each of these problems. Dutton (2003) describes the technology and instruments that may be used as electronic diaries.



Poor Patient Compliance

Poor compliance takes many forms in addition to simply not taking the study medication. It includes patients who fill in forms just prior to a clinic visit for a group of days rather than daily as instructed, and without providing real thought to their responses. Stone et al. (2002) have reported that compliance with paper diaries is much less than patients verbally tell investigators, whereas their compliance with electronic diaries is much greater.


Long Delays to Data Lock

These delays occur primarily because of the poor quality of the data (see next section) and the many queries that must then be addressed prior to entering the data into the database.


Poor Quality of Data

The major quality issues with paper diary data are as follows:



  • Missing data


  • Data that are not responsive to the question or topic


  • Data that are outside the range of allowable responses


  • Presence of additional information that must be coded and entered into a database


  • Cleaning the data obtained, which is quite time intensive and expensive

The above drawbacks have given paper-based patient diaries a very poor reputation, and the data collected are often regarded quite skeptically.


Use of an Electronic Diary

While the use of an electronic diary is not a panacea, it does offer significant advantages to the paper-based system and is being used more frequently in situations where a diary is desired. The advantages of electronic diaries are as follows:



  • Hardware has become both reliable and commercially available.


  • Software to use the electronic patient diaries has become more stable and useful.


  • FDA Guidance (e.g., 21 CFR Part 11) relating to EDC systems provides a framework to use for collecting these data.


  • Patient compliance is enhanced (Stone et al. 2002).


  • The quality of data is improved because out-of-range or inappropriate responses are not accepted.


  • The number of queries has drastically decreased and the time to database lock has shortened.

There is a substantial and growing literature on the validity of electronic patient diaries and the data obtained with them. There is also a consensus that they provide better quality and more reliable data than using paper diary methods.


Data Management

The use of computer-based methods for entering and processing data from clinical trials and other areas of a pharmaceutical company’s activities has been developed over a period of more than 20 years. The state today is of a highly automated and efficient operation. Nonetheless, important progress is being made today.

E-based techniques facilitate a number of steps within data entry and data management. A recent development has been the increased use of handheld PDAs and other devices to obtain real-time data from subjects and to reduce the time and expense involved in data management, as described in the previous section. In some cases, this has actually eliminated the need for a separate data entry step for some types of data to be transmitted to the sponsor’s site.

Some of the steps to improve data management in the e-process are as follows:



  • Company endorsement. It is important to have buy-in at every level of the organization, from the top of the organization down to the monitors in the field, about which parts of data management will be e-based.


  • Site endorsement. It is also important to have buy-in at the sites.


  • Training. The need for continuous training of data management staff and staff at the sites who must interact with them will be an ongoing activity.


  • Redefine or refine the data management process. For EDC to be truly successful, the processes and guidelines need to be revised and updated in a way that accepts the e-changes while preserving Good Clinical Practices principles


  • Integration of paper CRFs and EDC is often a desirable approach. This is particularly true for multinational trials. In many countries, EDC is impractical for a number of reasons (e.g., poor telephone infrastructure, high cost of computers).

The ideal system for a given trial should allow for the efficient use of paper when EDC is impractical.


Assessment of the Various Modules


Modules that Are Relatively Mature

The most advanced modules at this time include the Web-based EDC methods, handheld E-PRO data collection computers, and the interactive voice response system systems used primarily for patient randomization. The Web-based EDC methods are discussed in a separate section, and E-PRO has been shown to yield the same data as those obtained with paper forms (Tiplady 2007).


Modules that Are Most Difficult to Implement

Technologies that require heavy involvement and commitment of the investigator’s site to participate in the activities, particularly when the incentive to use the technology is not strong, are difficult to implement. Many sites believe that the use of many, if not most, e-technologies increases their workload, and this additional time is often not adequately compensated by the sponsor.

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Oct 2, 2016 | Posted by in GENERAL SURGERY | Comments Off on Electronic Data Collection and E-clinical Trials

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