and FJE Vajda2
(1)
Clinical Neurology and Neuropharmacology, University of Queensland, and Honorary Consultant Neurologist, Royal Brisbane and Women’s Hospital, Brisbane, QLD, Australia
(2)
Department of Medicine and Neurology Director of the Australian Epilepsy and Pregnancy Register, University of Melbourne and Royal Melbourne Hospital, Melbourne, Australia
Abstract
About 50 years ago, reports began to appear suggesting that there was an association between taking antiepileptic drugs during pregnancy and the development of foetal malformations. The occurrence of such malformations is relatively uncommon, and it has taken time and the accumulation of moderately sized data collections before the following information has emerged, viz.
(i)
The tendency of the drugs to be associated with foetal malformation is not a class effect that involves all antiepileptic drugs. Among the more widely used agents is a property of certain drugs, particularly valproate but also to a lesser extent topiramate, probably phenobarbitone and possibly carbamazepine.
(ii)
The risk of foetal malformation associated with valproate is dose dependent.
(iii)
The teratogenesis associated with individual antiepileptic drugs is not limited to the production of one or two particular patterns of malformation but involves an increased risk of many different types of malformation, though there is some evidence that there is a degree of dose specificity between valproate and a particular pattern of malformation, viz. spina bifida.
(iv)
The reported increased hazard of malformations occurring when antiepileptic drugs are combined depends on the presence of a teratogenic substance such as valproate in the combinations, and on its dosage.
(v)
If the use of valproate is not involved and if there is no history of foetal malformation in previous offspring, the hazard of foetal malformation from an antiepileptic drug-exposed pregnancy is not likely to be statistically significantly higher than the risk in pregnancy in the general population.
The thalidomide tragedy of the late 1950s made both the medical profession and the general public aware that taking therapeutic drugs during pregnancy could cause foetal abnormalities. Not long afterwards, the first publication appeared that assessed this possibility in relation to the antiepileptic drugs then in use.
Early Observations
In January 1964, Janz and Fuchs published a study based on a questionnaire sent to 325 women who had attended the epilepsy outpatient clinic of the Department of Neurology of the University of Heidelberg during the previous eight years. The women were asked about all of their pregnancies during that period. The published paper contained data on 426 pregnancies in 246 women. In 262 of the pregnancies, hydantoin or barbiturate antiepileptic drugs had been taken continuously through pregnancy, in another 34, the regularity of drug intake was uncertain, and in 130, the pregnancies were in untreated women , whether or not they had experienced seizures. Among the 348 live births, there were five instances of congenital abnormalities (1.4 %), comprising three instances of hare lip or cleft palate (one associated with an anal fistula), one instance of congenital heart disease and one of torticollis. The malformation rate was 2.2 % in the pregnancies exposed to the drugs and 0 % in the drug-unexposed pregnancies in women with epilepsy. On the basis of these results, Janz and Fuchs considered that the malformations were unlikely to have been due to the antiepileptic drug treatment. The subsequent literature has generally accepted their interpretation.
Six years later, Meadow (1970), from Guy’s Hospital in London, warned that there might be an association between pregnancy in women with epilepsy and the occurrence of cleft palate and cleft lip in their offspring. Unexpectedly, he had encountered six instances of the combination, prompting him to write in the medical press seeking further accounts of such an association. By 1970, he had accumulated accounts of 32 such instances, in only one of which cleft palate was the sole abnormality. All the affected children had been exposed to antiepileptic drugs during pregnancy. The drugs involved were phenobarbitone , primidone , phenytoin and troxidone . On the basis of an expected cleft palate rate of 1.2 per 1000 births in the general population, Meadow calculated that 2.5 babies per year with the abnormality should have been born to women with epilepsy, whereas the rate based on his own limited series was 4.0 per 1000 per year. He did not claim that there was a causal relationship between pregnancy, antiepileptic drug intake and facial clefts , but suggested that there was need for a larger-scale investigation of the possibility.
By the time the outcome of this proposed investigation was published (Speidel and Meadow 1972), further evidence suggesting the existence of such an association had already appeared. Elshove and Van Eck (1971) studied 65 live births to mothers treated with antiepileptic drugs throughout pregnancy and reported a total foetal malformation rate of 154 per 1000, a cleft lip and/or cleft palate rate of 77 per 1000 and a congenital heart abnormality rate of 30 per 1000. In their control population of 12,051 births, the corresponding figures were 19 per 1000, 2.7 per 1000 and 0 per 1000, respectively. Watson and Spellacy (1971) had found an overall foetal malformation rate of 59 per 1000 in the live births of 51 women taking antiepileptic drugs throughout pregnancy. There were no instances of facial clefts, but there was a 20 per 1000 rate for congenital heart abnormalities . Their control population of 50 pregnancies contained no malformations of any type. South (1972) reported on the outcome of antiepileptic drug-exposed pregnancies in 23 women and, for comparison, the outcome in the pregnancies of 99 women who were not taking antiepileptic drugs. There was an overall foetal malformation rate of 90 per 1000, all being instances of facial clefts , in the drug-exposed pregnancies, but no abnormalities in the drug-unexposed pregnancies.
Speidel and Meadow (1972) had investigated the records of the pregnancies of 186 women with epilepsy drawn from hospitals in the English Midlands and, as a comparison group, had utilised the records of the pregnancies of 180 women without epilepsy. There was a 4.66 % major congenital abnormality rate in 365 antiepileptic drug-exposed pregnancies, a 0 % rate in 62 pregnancies in women with epilepsy who did not take the drugs and a 1.45 % rate in 483 normal control pregnancies. In contrast to the known Birmingham City foetal malformation rate of 26.7 per 1000 pregnancies, the comparable malformation rate in pregnancies exposed to antiepileptic drugs was 51.6 per 1000. The main drugs involved were phenytoin , phenobarbitone and primidone . There was no single predominant pattern of malformation associated with any drug, but the authors thought that there was a recognisable pattern of abnormalities in the affected offspring. In its complete form, this pattern comprised facial malformations, cleft lip and palate, trigonocephaly or microcephaly , and various minor changes including hypertelorism , low-set ears , short neck, low hairline, bilateral single transverse palmar creases, minor peripheral skeletal abnormalities and, in some instances, mental subnormality . Neural tube defects were not identified as part of the syndrome. Unlike the situation that applied for thalidomide , where the drug appeared responsible for a single type of foetal malformation, the association between the antiepileptic drugs then in use and foetal malformation appeared to involve a variety of different abnormalities. In a given individual, these might occur singly or in combination. Speidel and Meadow noted that no single antiepileptic drug seemed more closely associated with malformations than the others. They considered that the cause of the malformations might be (i) inherited factors, (ii) the drug used, which might be acting by virtue of reducing circulating folate concentrations, and (iii) the occurrence of convulsions in pregnancy (though they did not think that the latter provided a sufficient explanation).
The paper of Speidel and Meadow (1972) was followed by the publication of further studies, all showing increased foetal malformation rates associated with in utero exposure to the main antiepileptic substances then in use, viz. phenytoin and phenobarbitone (the latter also being a metabolic product of primidone ).
At this time, the oxazolidinedione derivative troxidone (trimethadione) was still employed in treating absence seizures , though it and its congener paramethadione were disappearing from use, being supplanted by succinimide derivatives, particularly ethosuximide . The departure from the market of troxidone may have been hastened by the publication of reports of a pattern of foetal facial malformations associated with its use (German et al. 1970; Rischbieth 1979). Ethosuximide had been introduced into human therapeutics in 1958 but, probably because absence seizures have often ceased occurring by the age when women in Western societies undertake pregnancy, has never featured to any considerable extent in the records of associations between antiepileptic drugs and foetal malformations.
Annegers et al. (1974) and Janz (1975) reviewed the then existing literature, with the former authors adding to it a series of pregnancies in women with epilepsy drawn from Mayo Clinic records. They reported that 10 foetal malformations had occurred among 141 pregnancies in women with epilepsy taking antiepileptic drugs, mainly phenobarbitone and phenytoin . There was only one abnormality in 56 pregnancies not exposed to these drugs in women with epilepsy and no abnormalities in the offspring of 61 women from the epilepsy subset in whom the pregnancies had occurred before the women developed epilepsy (and therefore before they took antiepileptic drugs). Annegers et al. concluded from their own data and the literature material that there probably was an association between antiepileptic drug therapy in pregnancy and the development of foetal malformations. They pointed out that, if antiepileptic drugs acted as teratogens , they might be expected to cause a specific type of foetal malformation or a small number of types of malformation. If they acted as mutagens, they might be expected to be associated with an extensive variety of malformations. Further, such malformations would also be expected to affect the offspring of fathers with antiepileptic drug-treated seizure disorders. Meyer (1973) and Shapiro et al. (1976) obtained some evidence that the latter might be the case, whereas Annegers et al. (1974) and Annegers et al. (1982) considered that they had failed to find such evidence in their material. However, Janz (1982) pointed out that Annegers et al. had actually found a malformation rate in the offspring of epileptic fathers that was intermediate between the rate for the offspring of women with antiepileptic drug-treated epilepsy and that for the offspring of women with epilepsy not exposed to antiepileptic drugs in pregnancy. This particular issue has tended to be bypassed in the subsequent literature, possibly because of the sensitivities and other difficulties that might be involved in ascertaining the identities and then obtaining the health and reproductive records of the relevant biological fathers.
Annegers et al. (1974) also drew attention to certain limitations of the data that were available for their study. One of the major ones was the problem attendant on the small numbers of foetal malformations on which they had to base their conclusions. They calculated that if the foetal malformation rate in the pregnancies of women with epilepsy was the same as that in the general population, there would be only one malformed foetus born per 1000 pregnant women with epilepsy. There were other limitations, later reviewed by Källén (2005), but these can be discussed below in relation to the attempts to remedy the problems that may arise in investigating what are relatively uncommon events.
Limitations and Attempted Remedies
Subsequently, attempts have been made to collect larger numbers of pregnancies in women with epilepsy with the intention of overcoming the limitations inherent in studying comparatively rare events and, in addition, to try to ensure that the types of seizure disorder that are involved in the studies are representative of epilepsy in the wider community. In a professional life time, no individual medical practitioner or local group of practitioners is likely to be able to amass sufficient numbers of pregnancies in women with epilepsy to possess enough material for useful analysis. Therefore, investigators have sometimes availed themselves of data already collected in the records of large hospitals or in official governmental data bases. Alternatively, special pregnancy registers have sometimes been set up.
Retrospective Analyses of Hospital Records
Retrospective analyses of data retrieved from hospital records may have various limitations, because of the ways in which the data that they contain have been compiled. Nevertheless, they have sometimes yielded useful information. Details of individual patient records have often been set down by different people, sometimes in difficult-to-decipher handwriting. Though at the times of their creation these records may have been adequate for the purposes of the institutions that have housed them, they may prove to lack desired details relevant to particular teratogenicity issues that have subsequently become important. They also may not contain information that extends beyond the course of the patient’s immediate periods of contact with the institution in question.
Use of Governmental Data Bases
Governmental data collections are likely to contain information on large numbers of pregnancies where there has been no antiepileptic drug exposure, and they often possess information on the pregnancies of women with epilepsy. They may, or may not, contain information on whether the epilepsy was treated, or not treated, during pregnancy. If they do not hold this information, in some countries, it has still been possible to link their contents with the contents of separate databases that contain national or regional information on drug prescriptions. The pregnancy and prescription data in such datasets will be retrospective and have probably been recorded without those collecting the data seeking specifically for the most appropriate information for evaluating the role of the drugs in producing foetal malformations. Also, such data collections are usually based on assessment of the offspring shortly after birth and hence may fail to include malformations that are not detected until later in infancy or childhood. The collections also may not contain information on therapeutic abortions , so that they may tend to exclude the most severe foetal malformations such as neural tube defects . Further, prescription of a drug, or the dispensing of such a prescription, does not necessarily mean that the drug has been taken during pregnancy.
Use of Pregnancy Registers (Registries )
Ethical Considerations
Pregnancy registers (or registries , as they are sometimes termed) are intended to prospectively collect information about the relative teratogenicities of antiepileptic drugs. They are in essence observational studies that do not interfere with the actual existing managements of individual participants, so that no issue of unethical or doubtfully ethical experimentation on humans arises. They provide the best available practical and ethical alternative to the randomised, placebo-controlled studies which would in other circumstances be preferable to obtain strictly evidence-based results, but which would probably be judged ethically unacceptable if proposed in relation to pregnant women.
Actual Registers
The register model of prospectively collecting pregnancy-related information that was established initially by Holmes in the USA was followed by the establishment of reasonably similar registers in several countries. Details of some of these registers have subsequently been reported (Beghi et al. 2001; Vajda et al. 2007). In 1999, Ettore Beghi convened a meeting that established collaboration between registers which had sufficiently similar features to enable their joining an international register called EURAP . Beghi (2012) summarised the situation concerning pregnancy registers as follows:
The European International Registry (EURAP ) was established following the meeting convened by Beghi (above). After 15 years of existence, this registry involves over 45 countries worldwide. Collaboration between it and additional registers continues to be explored. Individual collaborating registers may still choose to publish their own data, derived from a smaller database, but also feed the information into EURAP.
Pregnancy registries have been activated by collaborative groups of physicians in Europe (EURAP ), North America (NAREP), Australia and India (the latter two recently merged into EURAP), to enroll a large number of exposed women to be monitored prospectively with standardized methods, and by three pharmaceutical companies marketing lamotrigine , gabapentin and vigabatrin , as part of their post-marketing surveillance…… the implementation of a common database with information from the existing registries may provide valuable information in a shorter time period.
As one example of a register ’s content, the protocol for inclusion in the Australian Register of Antiepileptic Drugs in Pregnancy involves interviews with women with informed consent at their time of enrolment, at 28 weeks of pregnancy, soon after delivery and at 12 months postnatally. Information on general medical, social, epileptic seizure and treatment history, past pregnancies and outcomes, non-epilepsy-related medications and events is recorded, and access to patients’ medical records is obtained. Data are kept in a computerised database for subsequent analysis.
Other registers include the North American Epilepsy and Pregnancy Registry , the UK Epilepsy and Pregnancy Register , the Swedish Register, the Finnish National Drug Prescription Registry and the Danish Register. The main contemporary pharmaceutical company registers are the Prospective International Lamotrigine Registry and the Pregnancy Registry maintained by UCB to monitor levetiracetam .
There are differences between the registers. EURAP contains no internal control group of untreated women with epilepsy and endeavours to compare drugs and their effects on the foetus with each other. From the outset, the Australian Register has included antiepileptic drug-untreated women with epilepsy, comprising about ten per cent of the total, and also has attempted to recruit women receiving antiepileptic drugs for non-epileptic indications, such as pain or bipolar illness. The US Registry employs historical control groups. Although no single specific control group is ideal, the availability of sufficient numbers of women with untreated epilepsy probably represents the most appropriate comparator.
In the earlier days of the existence of such registers, Meador (2008a) commented that
In more recently developed registers, some of these criticisms from an earlier time have been addressed, at least to an extent. Even so, such registers, in which enrolment necessarily is voluntary, are likely to capture only a minority of the women with epilepsy in the community and, unless they draw on very large populations, probably will not accumulate sufficient pregnancy numbers for useful analysis in data collection periods of less than several years. Over such periods, therapeutic practice may change, possibly confounding interpretations. As well, women with epilepsy who are prepared to enrol their pregnancies may not necessarily be representative of women with epilepsy in the wider community. For instance, despite its best efforts over its period of existence, the Australian Pregnancy Register appears to have been able to collect only some 8.7 % of the pregnancies calculated to have occurred nationwide in women with epilepsy (Vajda et al. 2014). Registers are likely to prove more suitable for detecting differences between women with treated and untreated epilepsies in pregnancy (if sufficient numbers of the latter become available) and in comparing the effects of individual epileptic drugs, than in comparing malformation rates between women with epilepsy and those in other pregnant women in the general community.
The registries have different data collection timing (e.g. malformations at birth versus at 1 year), some lack of information about the mothers as well as a lack of follow up, which restricts usefulness of registry data. In addition, each of the individual registries has weaknesses ranging from missing data on key variables to low numbers.
The approaches to obtaining sufficient pregnancy numbers mentioned above have other limitations. Because of their information-collecting and information-recording methods, as already noted, hospital records may not always contain relevant data from the foetal malformation point of view, official institutional databases tend to sacrifice data quality to achieve inclusiveness, while registers tend to sacrifice comprehensiveness for the advantage of relevance to the issue at hand.
One issue in relation to the various registers that does not seem to have received much discussion is the possibility that the material some of them contain may have been derived from pregnancies that have already been the subject of literature reports. Conceivably the same individual pregnancy may have been included more than once in the literature, without the replication of data being identifiable. This may lead to the impression that more information is available than is really the case.
Other Issues of Methodology
Malformation Rate Comparisons
Different studies have employed a variety of comparison data sets in assessing the significances of malformation rate values, e.g. known or expected malformation rates for the whole population or for particular and preferably matched population subsets, or malformation rates in siblings that were not exposed to antiepileptic drugs in utero (Dolk and McElhattan 2002). As already mentioned, probably the most satisfactory comparator would be the malformation rate in the offspring of women with untreated epilepsy . Unfortunately, the number of untreated pregnancies in women with epilepsy has usually proved to be substantially smaller than the number of antiepileptic drug-treated ones, generally about 10 % or 15 % of their number, though in the early series of Janz and Fuchs (1964), approximately one-third of all the pregnancies studied were not exposed to antiepileptic drugs. As noted above, the corresponding figure for the most recent analysis of the Australian Pregnancy Register was 8.7 % (Vajda et al. 2014). Little seems to have been published investigating whether such untreated pregnancies differ in important aspects from antiepileptic drug-treated ones, apart from the material in the paper of Vajda et al. (2008). This paper analysed the data from 68 pregnancies that were untreated in at least first trimester compared with the data from the remaining 709 simultaneously collected but drug-treated pregnancies in women with epilepsy then included in the Australian Pregnancy Register . More than 50 parameters were studied. The only statistically significant differences were that the untreated pregnancy group contained higher proportions of first pregnancies, pregnancies with seizures in the pre-pregnancy year, pregnancies that had been referred to the Register by neurologists and babies with slightly higher head circumferences at birth and slightly higher APGAR scores five minutes after delivery. There also were fewer pregnancies with postpartum seizures. Foetal malformations tended to be less frequent in the drug-unexposed pregnancies. Apart from the matter of taking or not taking antiepileptic drug treatment, the increased proportion of referrals from neurologists in the untreated group seemed to be the only difference that might suggest that the groups compared did not come from the same population. This difference in referral source raised the possibility that the epilepsies in the untreated group may have been managed by more skilled professionals. There were no significant differences in respect of family histories of birth defects in previous generations or in older siblings or pregnancies culminating in stillbirth . There also were no differences in preconception folate use or folate use in pregnancy, in illness in pregnancy or in smoking or alcohol intake in early pregnancy. Focal epilepsies were a little less frequent in the untreated group and generalised epilepsies more frequent, but the differences were not statistically significant. Seizure occurrence rates in earlier pregnancy were similar in the two groups. Overall, the untreated control and treated pregnancy groups may not have proved to be perfectly matched, but apart from the matter of antiepileptic drug intake, there did not seem to be any obvious difference between them that would have been expected to produce sizeably different foetal malformation rates . In 62 % of the pregnancies in the untreated group, antiepileptic drugs that had been taken previously had been withdrawn within a few months of the beginning of pregnancy. This suggests that the women who had done this had planned to be drug free in at least earlier pregnancy. There is published evidence that some women with epilepsy in the United Kingdom choose to adopt such a policy (Man et al. 2012).
There is also the related question of the denominator against which malformation rates are expressed. Often it has been live births, but doing this omits intrauterine deaths and stillbirths which may be due to antiepileptic drugs and also excludes therapeutic abortions which have been carried out because of detected major foetal malformation. The ideal denominator, conceptions, is impractical because of the difficulty in obtaining accurate data for spontaneous abortions , especially ones that occur early in pregnancy. Malformation rates have sometimes been expressed relative to the number of pregnancies studied, raising the question of how the data from multiple offspring from a single pregnancy have been handled. If the malformation rates are expressed relative to numbers of live offspring, pregnancies yielding multiple offspring will be counted more than once. Some of the differences in foetal malformation rates , and in types of malformation, recorded in different studies in the literature probably arise from such differences in the denominators used in the rate calculations.
Data Collection
Because of difficulty in agreeing when minor anatomical aberrations or unusual physical appearances would warrant the designation of ‘malformation’, investigators have often restricted themselves to the statistics of major congenital malformations . Even then, the boundaries between what is designated ‘major’ and what is considered ‘minor’ may be somewhat elastic. Mothers of newborn infants may not consider ‘minor’ what a medical observer does, and mothers are often the primary source of register information. In various studies, there have been differences between the time points when the presence or absence of malformations has been determined. The cut-off could be immediately after birth or, more commonly, during the postnatal few days, but sometimes has been after the first three months of postnatal life (e.g. in the North American Registry for some of the studies in which it has been utilised) or, in the case of the Australian Register of Pregnancies in women with epilepsy, at the end of the first year of postnatal life. This time factor may also contribute to differences between the results of the published analyses of data based on different registers. It is much less likely to apply for differences in findings between various studies based on analysis of retrospective data drawn from large institutional or national databanks, though these studies are likely to underestimate true malformation occurrence rates, particular rates of minor malformations, because their data are usually collected close to the time of birth, a stage at which less severe malformations may not have been noticed. Vajda et al. (2007) examined the effect of the time after birth in determining the presence of malformations in the Australian Pregnancy Register material. Approximately 21 % of the malformations that were ultimately included, based on the data available one year after the end of pregnancy, would have escaped inclusion if only assessment during the postnatal period had been used. Moreover, there were also pregnancies which could not be traced one year after birth. Had these been included, and assuming they would have had similar malformation rates to those offspring who had been followed to the end of the postnatal year, as many as 29 % of all offspring with malformations might have been missed in assessments made close to childbirth. Admittedly, a considerable majority of the late recognised malformations in the Australian Register were relatively minor, mainly genitourinary, cardiac and cranial ones, and changes in the appearances of the digits. Battino and Tomson (2007) observed that 40 % more malformations were found with an extended postnatal follow-up than would have been detected at birth.
The larger data sets that have become available in recent times that relate foetal outcomes in women with epilepsy to antiepileptic drug exposure during pregnancy fall into several types, viz. (i) Large scale, often whole pregnant female population data, almost always assembled retrospectively for the relevant age group over a designated period of time. Their data can provide indications of the malformation risk relative to that for the general population, but the roles of antiepileptic drug therapy in the situation may be difficult to define because therapy-related information is deficient. (ii) Usually smaller-sized malformation rate data collections from pregnant women with antiepileptic drug-treated epilepsy compared with matched and simultaneously collected data from pregnant women not taking antiepileptic drugs, at least during the first trimester of pregnancy, the time when foetal malformations probably develop. If the untreated women have epilepsy, this type of material permits the effects of pregnancy itself to be distinguished from the effects of the administered antiepileptic drugs, a matter of some scientific interest. (iii) Smaller-scale studies comparing malformation rates associated with individual antiepileptic drugs. In the latter type of study, the comparator employed usually is the antiepileptic drug associated with the lowest malformation rate, which it is assumed will not be less than the rate for the general population of pregnant women. Such information may identify increase malformation rates associated with a drug other than the comparator one. (iv) Small-scale studies in which malformation rates associated with particular drugs are investigated, and where, if any comparator is available, it is likely to be an assumed malformation rate for the general population (generally around 2–3 %).