Animal protein
Fur, pelts, urine, serum
Insect – arthropods
Mites, locust, honeybee
Plant protein
Grain, rye flour
Enzymes
Animal, plant, and microbial
Legumes
Coffee beans, soybeans
Seeds
Linseed, cottonseeds
Vegetable gums
Guar gum, acacia gum
Miscellaneous
Latex, tobacco, tea, henna
Table 4.2
Inorganic and organic chemicals of low molecular weight, known or suspected allergens
Anhydrides |
Phthalic, trimellitic |
Metals |
Nickel, chromium |
Dyes |
Paraphenylenediamine |
Diisocyanates |
MDI, HDI |
Antibiotics |
Penicillin, spiramycin |
Wood dust |
Red cedar, ramin |
Miscellaneous |
Chloramine-T, piperazine, ethylendiamine, persulfate salts, glutaraldehyde, a-methyldopa, triethylene, etc.) |
There are many other substances, such as some metals (aluminum, vanadium), fluxes (colophony, ethylethanolamine), insecticides (organophosphates), diisocyanates (TDI, NDI, IDI), and others (methyl methacrylate, NO2, diesel exhaust particles, SO2, etc.), in the work environment able to induce asthma by an IgE-independent mechanism [15]. They may involve cell-mediated hypersensitivity or act through direct toxic effect [16, 17]. These chemicals can induce the reactive airway dysfunction syndrome. However, they may affect the immune system, and some of them seem also to favor allergen sensitization. As example, it has been demonstrated that diesel exhaust particle exposure results in accumulation of allergen-specific Th2/Th17 cells in the lungs, potentiating secondary allergen recall responses and promoting the development of allergic asthma [18].
High-level irritant exposure may cause ciliary activity decrease, massive damage of epithelial cells, and tight junction disruption. Injured epithelial cells may activate mucosal inflammation in particular stimulating the recruitment of inflammatory cell, particularly eosinophils [19–21]. The direct effect of pollutants on mast cells induces inflammatory mediator and chemotactic factor release, thereby enhancing mucosal inflammation [19–22]. Some chemicals, in particular diesel exhaust particles, phthalates, and some engineered and anthropogenic nanoparticles, may also favor allergic sensitization [23]. In particular, diesel exhaust particles enhance production of mucosal IgE-secreting cells [20], and some toxic agents, such as lead, chromium, platinum, and palladium (these two last produced by vehicular traffic in the urban environment but also present in many working environments), favor the prevalence of Th2 immune pattern of cytokines [24, 25].
Other factors besides the environmental and occupational toxic pollutants may increase the risk of sensitization to occupational allergens. Some HLA markers were found to be associated with sensitization to allergens as cow dander [26], isocyanates [27], and anhydrides [28]. Genetic susceptibility to environmental exposures may contribute to the onset of occupational diseases in the workplace [29]. For diseases with complex and multifactorial etiology such as occupational asthma, susceptibility studies for selected genetic polymorphisms provide additional insight into the biological mechanisms of disease. However, the value of genetic screening in occupational settings remains limited due to primarily ethical and social concerns.
The attention was also focused on the possible effects of electromagnetic fields (ELMF) in human health [30]. The results of such studies are contrasting as some authors reported that ELMFs favor allergic sensitization to environmental allergens inducing a Th2 cytokine pattern [31], while others found an induction of a Th17 cytokine pattern [32].
Improving the workplace design, implementing alternative processes, changing engineering design (extraction, containment of process, ventilation), and substituting the sensitizer with an alternative chemical, although not always feasible, are measures useful in reducing the risk of occupational exposure. Therefore, efforts have been made to reduce exposure to respiratory sensitizers by instituting occupational hygiene measures such as containment, improved ventilation, and (as a last option) the use of personal protective equipment, as well as worker education to enhance adherence to recommended measures. Examples in which one or more of these measures have been effective include the use of latex-free materials in preventing sensitization to latex [33], encapsulation of enzymes in the detergent industry [34], the use of appropriate respiratory and protective devices and skin covering to reduce the exposure to laboratory animals [35], and worker education to reduce exposure in bakeries [36]. The most effective measures for primary prevention are a combination of intervention in the workplace, use of protective equipment, and worker education to the prevention itself [37]. However, the implementation of preventive measures in the workplace is suboptimal even in occupations with a well-recognized risk of sensitization [38].
A further topic to be addressed is the value of the allergen exposure limits for the prevention of occupational respiratory allergies. The statement of the International Labor Organization, made in 1977, considered the exposure limits “…the concentration in air of a harmful substance which, if the standards are respected, does not generally have harmful effects – including long-term effects on posterity – on the health of workers exposed for 8–10 h a day, 40 h a week; this exposure is considered acceptable by the competent authority which determines the limits, but it is possible that it may not completely guarantee the protection of health of all the workers” [39].
Actually, the exposure limits do not constitute an absolute dividing line between the harmless and the harmful concentrations, but is intended solely as a guide to prevention. In any case the exposure limits for toxic substances are not useful for sensitizing agents. As example, sensitization to glutaraldehyde has been reported in healthcare workers, despite its concentration in the workplace was below the exposure limits [40]. However, also the development of allergic sensitization (and the elicitation of an allergic reaction) is a threshold phenomenon. There are levels of exposure below which sensitization will not be acquired as demonstrated by both relevant human studies of occupational asthma and experimental models [41]. Unfortunately, although there is evidence that the acquisition of sensitization to chemical respiratory allergens is a dose-related phenomenon and that thresholds exist, it is frequently difficult to define accurate numerical values for threshold exposure levels. Therefore, it is difficult to set exposure limits below exposures regarded as “safe” in an absolute sense – although the risk might be very low. Moreover, it is possible that once sensitized, the airborne concentrations at which symptoms could be provoked might be even lower than the concentrations responsible for sensitization in the first instance [39].
As stated by the European Respiratory Society (ERS) task force in the guidelines published in 2012 [42], the following measures are of high impact in controlling work-related exposure to prevent asthma:
Exposure elimination is the strongest preventive approach to reducing the disease burden of work-related asthma and is the preferred primary prevention approach.
If elimination is not possible, reduction is the second best option for primary prevention of work-related asthma based on exposure–response relationships.
There is limited evidence of the effectiveness of respirators in preventing occupational asthma, and other options that are higher in the hierarchy of controls for occupational exposures, notably eliminating or minimizing exposures at the source or in the environment, should be used preferentially.
Do not use powdered allergen-rich natural rubber latex gloves.
Minimize skin exposure to asthma-inducing agents.
4.2 Secondary Prevention and Heath Surveillance
Health surveillance is the essence of the secondary prevention (Table 4.3). It can be defined as “the set of medical acts, aimed at protecting the health and safety of workers, in relation to the work environment, occupational risk factors and procedures for carrying out work, and at the formulation of the judgment of the specific working task ability.”
Table 4.3
Strategies for secondary prevention
Health surveillance |
Replacement visit |
Periodic examination |
Questionnaires |
Biological monitoring (Immunologic and functional tests) |
Exposure assessment |
Using personal protective equipment |
Last line of defense in situations where control at source is clearly impracticable: man-made exposures |
Worker education |
In the case of occupational asthma, secondary prevention includes early identification of workers with occupational exposure to asthma-causing agents by means of medical surveillance that consists of preplacement and periodic visits; respiratory questionnaires, with spirometry; immunologic tests; and further investigations to confirm diagnosis and then remove workers from further exposure.
Preplacement visit includes clinical, instrumental, and laboratory investigations aimed at assessing the state of health prior to the occupational hazard exposure and to identify any congenital or acquired abnormalities that may represent a clinical condition of increased respiratory susceptibility toward the irritating, sensitizing, and toxic substances, to which workers will be exposed. It has the aim to define the ability of workers for the specific task. In occasion of the periodic medical examinations, the investigations are designed to check, in the light of actual exposure conditions, the onset of any early and reversible changes of the respiratory system, caused by occupational exposures. Trends of symptom prevalence, suggesting sensitization in relation to different categories of employees, workplaces, and tasks, should be investigated. In this way, it is possible to control the frequency of the occupational allergies [42], to evaluate the risk of occupational disease among the different jobs [43], and to identify sensitizing substances [44, 45].
Health surveillance enables the early identification of adverse health effects in individuals; it may supplement environmental monitoring in assessing control and may contribute to the process of hazard and risk assessment; it offers information regarding hazardous substances to which the employees are exposed, the symptoms which may result, the potential long-term risks, and, therefore, the need to report these symptoms to the occupational health service.
The use of questionnaires seems to be useful in detecting subjects with occupational asthma, and such measures have been introduced in some companies for at-risk workers employed in bakeries, working with animals, detergents, diisocyanates, or complex platinum salts or exposed to acid anhydrides. Studies suggest that such programs are beneficial [46, 47], although the benefit is difficult to precisely specify. It has been suggested that the questionnaire component is likely to be less reliable among respondents who believe that their answers might result in job loss [48, 49].
Some occupations have a higher prevalence of asthma than other occupations. Data of each industry should be collected with the aim of identifying worker populations with a high burden of asthma to which disease prevention efforts should be targeted. Anyway, striking differences are evident comparing results obtained from health surveillance schemes in different countries, such as for England (SHIELD), Finland, Chicago (SENSOR), and Quebec [50]. However, only some of those differences are real, due to the variation on the type and size of the industries, working practices, and environmental protection in the workplace. For example, the high prevalence of occupational asthma in Finland due to animal allergens compared to the other countries may be explained by different farming practice. On the other hand, occupational asthma in Finland is compensated and reports are compulsory, whereas, in the other countries, cases are based on voluntary reporting from hospital and physicians who are unlikely to be consulted by self-employed and uninsured farmers [51].
Physicians should also consider gender differences when diagnosing and treating asthma in working adults. In fact, among adults with work-related asthma, males and females differ in terms of workplace exposures, occupations, and industries. In a study on 8239 confirmed work-related asthma cases, a significant gender difference in the distribution of the disease has been shown; in fact 60 % of them were females. Females were more likely to have work-aggravated asthma and less likely to have new-onset asthma. Females with asthma worked in healthcare and social assistance, educational services, retail trade industries, office and administrative support, education training and library and as healthcare and technical practitioners. Asthma was induced prevalently by miscellaneous chemicals, cleaning materials, and indoor air pollutant in females and miscellaneous chemicals, mineral and inorganic dusts, and pyrolysis products in males [52].
Some authors report that work-related asthma exposures are not discussed between workers and their healthcare provider and this communication gap has implications for asthma management [53]. In any phase the employee must be informed on the specific risks of asthma associated with the occupation and in the control measures to be applied.
The ERS task force guidelines (2012) for occupational asthma [46] recommend that in performing the medical screening and surveillance, the following issues should be performed:
Questionnaire-based identification of all workers at risk of developing work-related asthma.
A preplacement screening in order to identify workers at higher risk of work-related asthma.
Detection of sensitization either by specific immunoglobulin E or skin prick test.
Inform atopic subjects and subjects with preemployment sensitization about their increased risk of work-related asthma.
In all workers with confirmed occupational rhinitis and/or nonspecific bronchial hyperresponsiveness, periodically administer questionnaire, detect sensitization using standardized skin prick tests or serum-specific immunoglobulin E antibodies, and early refer symptomatic and/or sensitized subjects for specialized medical assessment and assessment of asthma.
Use risk stratification by diagnostic models to select exposed workers for further medical evaluation.
Carry out exposure assessment (and all possible related interventions) simultaneously to the medical surveillance.
4.3 Tertiary Prevention and Disease Management
Despite applying primary prevention measures and a proper health surveillance, asthma will affect some workers. Literature reports that the population attributable risk of occupational asthma is between 10 and 25 %, equivalent to an incidence of 250–300 cases per one million people per year [54]. Individual cases need to be carefully investigated and managed. The case management includes the disease monitoring with symptom score, inflammatory and immune biomarkers, and functional parameters (Table 4.4). Among immune biomarkers the usefulness of specific IgE in detecting allergies to organic compounds of HMW is well known. Their useful role has also been reported in allergy to LMW [55]. It has been shown that specific IgE to isocyanates and several other LMW chemicals is more specific than sensitive index of occupational sensitization, and their sensitivity is lower when assayed after cessation of the exposure, with a half-life of 1–2 years [56]. Therefore, specific IgE have a valuable role to play not only in the diagnosis but also in the surveillance of exposed workers, since the persistence of high specific IgE levels may indicate the persistence of exposure [56].
Table 4.4
Strategies for tertiary prevention
Disease monitoring |
Biomarkers, PEF, etc. |
Treatment of the disease |
Guidelines for asthma treatment |
Removal of the exposure |
As early as possible |
Reduction of the exposure |
Less effective then removal |
Reporting and the consideration of workers compensation while off work |
Eosinophil cationic protein (ECP) is a relevant biomarker of eosinophilic inflammation in asthmatic patients [57, 58], and the eosinophilic inflammation is associated with a great decline of FEV1 [59]. However, rather than single determinations, the increase in serum ECP between pre- and post- allergen exposures has a strong correlation with clinical parameters and nonspecific bronchial hyperreactivity [60].
Nonspecific bronchial hyperactivity is indeed an early and sensitive marker of bronchial response to occupational allergens. An increase in nonspecific bronchial hyperreactivity has been found in patients with possible occupational asthma in which the specific bronchial challenge was negative [61].
The optimal management of the occupational asthma and allergies in general is the removal of affected workers from the exposure, which in practice may be difficult to achieve. It includes avoidance of certain tasks and exposures and relocation to other areas or processes within the workplace. Recent papers in literature compared the effectiveness of complete removal from exposure to the causative agent with reduction of exposure and continued exposure in the management of occupational asthma. Results suggested that complete removal from exposure resulted in the best outcome in terms of symptoms, lung function, and airway hyperresponsiveness. Reduction of exposure appeared to be less effective in terms of improving asthma but was also less likely to result in loss of income or unemployment [62]. Some authors reported that a reduction of exposure was associated with a lower likelihood of improvement and recovery of asthma symptoms and a higher risk of worsening of the symptoms and nonspecific bronchial hyperresponsiveness, compared with complete avoidance of exposure [63]. The decline in pulmonary function in asthmatic workers is particularly severe in those unable to avoid allergen exposure. In fact, it has been reported that, despite an optimal pharmacological therapy, the pulmonary function decay slope was steeper in workers continuously exposed to the sensitizing agent (even at reduced level) than in those with a complete cessation of exposure: final FEV1 loss was 512.5 ± 180 ml versus 332.5 ± 108 ml, respectively. The difference became significant after 4 years from the cessation of the exposure. The study shows that the cessation of the exposure to allergen in the workplace appears the most effective measure in limiting pulmonary function decline in asthmatic workers and underlines the importance of allergic risk assessment and control in the management of occupational asthma [64].
Critical analysis of available evidence indicates the following: 1) persistent exposure to the causal agent is more likely to result in asthma worsening than complete avoidance; (2) there is insufficient evidence to determine whether pharmacological treatment can alter the course of asthma in subjects who remain exposed; (3) avoidance of exposure leads to recovery of asthma in less than one-third of affected workers; (4) reduction of exposure seems to be less beneficial than complete avoidance of exposure; and (5) personal respiratory equipment does not provide complete protection [65].
In some cases the causative allergen-inducing asthma is present also outside the workplace and this situation represents a negative prognostic factor. This is the case of latex that affects a large population of healthcare workers [66, 67]. In the occupational setting, latex gloves and other latex-made equipment have been replaced with powder-free latex or nitrile gloves of latex-free compounds with a reduction of latex-induced diseases including asthma [33]. However, although there was improvement after implementation of powder-free latex gloves, there are still a considerable number of healthcare workers with latex-related asthma symptoms, likely due to nonoccupational latex exposure [68].
Recommendations made by the ERS task force on the management of work-related asthma [42] suggest that:
Patients, physicians, and employers should be informed that persistence of exposure to the causal agent is likely to result in a deterioration of asthma symptoms and airway obstruction.
Patients and their attending physicians should be aware that complete avoidance of exposure is associated with the highest probability of improvement, but may not lead to a complete recovery from asthma.
Reduction of exposure to the causal agent can be considered an alternative to complete avoidance, but this approach requires careful medical monitoring in order to ensure an early identification of asthma worsening.
The use of respiratory protective equipment should not be regarded as a safe approach, especially in the long term and in patients with severe asthma.
Anti-asthma medications should not be regarded as a reasonable alternative to environmental interventions.Stay updated, free articles. Join our Telegram channel
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